Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Timothy Financial Counsel, Inc. CRD: 123037 | - | 0 | 1 | - | Unknown |
| Timothy J Mcdonald CPA CFP CRD: 125211 | - | 0 | 1 | - | Unknown |
| Timothy J. Ellis, Inc. CRD: 126188 | - | 0 | 1 | - | Unknown |
| Timothy Kelly Walsh CRD: 112964 | - | 0 | 0 | - | Unknown |
| Timothy L. Conner CRD: 121661 | - | 0 | 1 | - | Unknown |
| Timothy Partners, Ltd. CRD: 41835 | FL | 0 | 3 | A | Active |
| Timothy T Corcoran, CPA CRD: 119676 | - | 0 | 0 | - | Unknown |
| Timpani Capital Management LLC CRD: 145810 | - | 0 | 0 | - | Unknown |
| Timpanogos Financial Advisors, Inc. CRD: 328166 | - | 0 | 1 | - | Unknown |
| Timpe & Timpe Financial Advisory Services, L.L.C. CRD: 132274 | - | 0 | 2 | - | Unknown |
| Timucuan Asset Management Inc CRD: 105899 | - | 0 | 4 | - | Unknown |
| TIN MEN Capital Private Limited CRD: 323396 | - | 0 | 0 | - | Unknown |
| Tind Asset Management CRD: 334505 | - | 0 | 0 | - | Unknown |
| Tinderwealth CRD: 323931 | - | 0 | 1 | - | Unknown |
| Tiner Financial Services CRD: 146743 | - | 0 | 0 | - | Unknown |
| Tines Capital, LLC CRD: 309650 | - | 0 | 2 | - | Unknown |
| Tingey Advisors Inc CRD: 107539 | - | 0 | 2 | - | Unknown |
| Tingey Financial Group Inc. CRD: 334198 | - | 0 | 2 | - | Unknown |
| Tinicum Incorporated CRD: 157298 | - | 0 | 1 | - | Unknown |
| Tinicum Venture Partners LLC CRD: 321701 | - | 0 | 1 | - | Unknown |
| Tinsley Lynott Family Wealth Advisors CRD: 301835 | - | 0 | 0 | - | Unknown |
| Tintic Partners, LLC CRD: 334765 | - | 0 | 1 | - | Unknown |
| Tiny Rolling Fund CRD: 312351 | - | 0 | 0 | - | Unknown |
| Tiny Supercomputer Management Company (UK) Limited CRD: 325231 | - | 0 | 0 | - | Unknown |
| Tinyseed, LLC CRD: 304144 | - | 0 | 1 | - | Unknown |
| TIP GP, LLC CRD: 166739 | - | 0 | 0 | - | Unknown |
| TIP Group LLC CRD: 322053 | - | 0 | 6 | - | Unknown |
| TIP TOP Financial Advisors CRD: 309812 | - | 0 | 2 | - | Unknown |
| TIP-TOP Capital LLC CRD: 322226 | - | 0 | 0 | - | Unknown |
| Tipp Hill Capital Management LLC CRD: 153809 | - | 0 | 0 | - | Unknown |
| Tippet Venture Partners (GP), LLC CRD: 173543 | - | 0 | 1 | - | Unknown |
| Tipping Point Capital Advisors, LLC CRD: 134590 | - | 0 | 0 | A | INACTIVE |
| Tiptree Advisors, LLC CRD: 137758 | - | 0 | 1 | - | Unknown |
| Tiptree Asset Management Company, LLC CRD: 161203 | - | 0 | 0 | - | Unknown |
| Tirschwell & Loewy Inc CRD: 107104 | - | 0 | 0 | - | Unknown |
| Tirta Management, LLC CRD: 325426 | - | 0 | 1 | - | Unknown |
| TIS Advisors CRD: 213515 | - | 0 | 0 | - | Unknown |
| TIS Group Inc CRD: 112087 | - | 0 | 0 | - | Unknown |
| Tishman Capital Partners CRD: 241788 | - | 0 | 1 | - | Unknown |
| Tishman Speyer Properties, L.P. CRD: 160079 | - | 0 | 1 | - | Unknown |
| Tishy Financial LLC CRD: 327162 | - | 0 | 1 | - | Unknown |
| TIT Securities CRD: 153459 | - | 0 | 0 | - | Unknown |
| Titan CRD: 290111 | - | 0 | 5 | - | Unknown |
| Titan Advisors CRD: 130313 | - | 0 | 0 | - | Unknown |
| Titan Advisors, LLC CRD: 135805 | - | 0 | 1 | - | Unknown |
| Titan Asset Management Company, Limited CRD: 147580 | - | 0 | 0 | - | Unknown |
| Titan Asset Management Group, Inc. CRD: 38210 | - | 0 | 0 | A | INACTIVE |
| Titan Asset Management LLC CRD: 336334 | - | 0 | 1 | - | Unknown |
| Titan Capital Group III, LP CRD: 135884 | - | 0 | 0 | - | Unknown |
| Titan Capital Management CRD: 319447 | - | 0 | 3 | - | Unknown |