Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tjsinvest CRD: 299582 | - | 0 | 0 | - | Unknown |
| TJSS, LLC CRD: 306828 | - | 0 | 1 | - | Unknown |
| TJT Capital Group, LLC CRD: 150200 | - | 0 | 1 | - | Unknown |
| TJW Fiduciary Plan Consultants, LLC CRD: 282938 | - | 0 | 1 | - | Unknown |
| TK Management, LLC CRD: 339827 | - | 0 | 1 | - | Unknown |
| TK Securities Inc. CRD: 12991 | - | 0 | 0 | A | INACTIVE |
| TK^2 Advisers CRD: 170075 | - | 0 | 1 | - | Unknown |
| TKC Wealth Management LLC CRD: 158498 | - | 0 | 3 | - | Unknown |
| TKF II GP, LLC CRD: 324596 | - | 0 | 1 | - | Unknown |
| TKG Financial LLC CRD: 317814 | - | 0 | 1 | - | Unknown |
| TKG Financial, LLC CRD: 133104 | - | 1 | 0 | B | INACTIVE |
| TKG Wealth Advisers LLC CRD: 324156 | - | 0 | 1 | - | Unknown |
| TKO Trading, L.L.C. CRD: 44718 | - | 0 | 0 | A | INACTIVE |
| TL Private Wealth CRD: 167818 | - | 0 | 3 | - | Unknown |
| TL Ventures Inc. CRD: 161427 | - | 0 | 0 | - | Unknown |
| TL&A Insurance Distribution LLC CRD: 131121 | - | 0 | 0 | A | INACTIVE |
| TL-B Capital Management CRD: 332993 | - | 0 | 2 | - | Unknown |
| TLA Capital Management, LLC CRD: 142135 | - | 0 | 0 | - | Unknown |
| TLA Options LLC CRD: 132813 | - | 0 | 0 | A | INACTIVE |
| TLC Group Investment Advisors, LLC CRD: 137814 | - | 0 | 2 | - | Unknown |
| TLD Capital, LLC CRD: 295828 | - | 0 | 0 | - | Unknown |
| TLG Advisors, Inc. CRD: 111052 | - | 0 | 295 | - | Unknown |
| TLG Capital Management, LLC CRD: 323026 | - | 0 | 1 | - | Unknown |
| TLG Lenox, LLC CRD: 131120 | GA | 0 | 2 | A | Active |
| TLP Financial Services, Inc. CRD: 283449 | - | 0 | 1 | - | Unknown |
| TLP Securities, Inc. CRD: 10554 | - | 0 | 0 | A | INACTIVE |
| TLS Advisors LLC CRD: 286356 | - | 0 | 1 | - | Unknown |
| TLS Advisory Services, Inc. CRD: 121747 | - | 0 | 0 | - | Unknown |
| TLS Financial Services, Inc. CRD: 19625 | - | 0 | 0 | A | INACTIVE |
| TLT Securities LLC CRD: 131518 | - | 0 | 0 | A | INACTIVE |
| TLV Partners CRD: 292005 | - | 0 | 0 | - | Unknown |
| TLV Partners Management Ltd CRD: 308933 | - | 0 | 0 | - | Unknown |
| TLW Securities, LLC CRD: 31339 | - | 0 | 0 | A | INACTIVE |
| TLW Wealth Management, LLC CRD: 284598 | - | 0 | 2 | - | Unknown |
| TLWM Financial CRD: 158305 | - | 0 | 8 | - | Unknown |
| TM Capital LLC CRD: 27438 | - | 0 | 0 | A | INACTIVE |
| TM Financial Group, LLC CRD: 130378 | - | 0 | 3 | - | Unknown |
| TM Wealth Management, LLC CRD: 310993 | - | 0 | 1 | - | Unknown |
| TMA Government Securities, Ltd. CRD: 15196 | - | 0 | 0 | A | INACTIVE |
| TMB Capital Partners, LLC CRD: 335750 | - | 0 | 1 | - | Unknown |
| TMBB Trading, L.P. CRD: 111197 | - | 0 | 0 | A | INACTIVE |
| TMC Associates LLC CRD: 328182 | - | 0 | 1 | - | Unknown |
| TMC Bonds L.L.C. CRD: 104507 | - | 3 | 0 | C | INACTIVE |
| TMC Capital Advisors, LLC CRD: 168197 | - | 0 | 0 | - | Unknown |
| TMC Financial Services CRD: 116208 | - | 0 | 0 | - | Unknown |
| TMC Fund Advisors, LLC CRD: 290124 | - | 0 | 0 | - | Unknown |
| TMD & Associates, Inc. CRD: 113896 | - | 0 | 0 | - | Unknown |
| TMD Financials LLC CRD: 322697 | - | 0 | 0 | - | Unknown |
| TMD Wealth Management CRD: 309514 | - | 0 | 0 | - | Unknown |
| TMF Capital Management LLC CRD: 136105 | - | 0 | 0 | - | Unknown |