Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| TMF Fund Management (Ireland) Limited CRD: 173654 | - | 0 | 0 | - | Unknown |
| TMF Investments CRD: 306422 | - | 0 | 0 | A | INACTIVE |
| TMFS Advisory Services, LLC CRD: 151383 | - | 0 | 0 | - | Unknown |
| TMFS-Grand Rapids, LLC CRD: 131672 | - | 0 | 0 | - | Unknown |
| TMG Management Services Ltd. CRD: 161391 | - | 0 | 0 | - | Unknown |
| TMG Wealth Advisors, Inc. CRD: 155180 | - | 0 | 1 | - | Unknown |
| TMN Asset Management, LLC CRD: 171233 | - | 0 | 0 | - | Unknown |
| TMR Bayhead Securities, LLC CRD: 137264 | - | 2 | 0 | B | INACTIVE |
| TMR Capital LLC CRD: 305900 | - | 0 | 0 | - | Unknown |
| TMR Ventures Management LLC CRD: 337926 | - | 0 | 1 | - | Unknown |
| TMT East LLC CRD: 104091 | - | 0 | 0 | A | INACTIVE |
| TMT Financial Services, Inc. CRD: 26613 | - | 1 | 0 | B | INACTIVE |
| TMT Investment Adviser CRD: 329527 | - | 0 | 1 | - | Unknown |
| TMT Investments, LLC CRD: 144491 | - | 3 | 0 | C | INACTIVE |
| TMX Alpha US, LLC CRD: 329008 | NY | 0 | 2 | A | Active |
| TMY Trading LLC CRD: 124577 | - | 0 | 0 | A | INACTIVE |
| TNC Inc. CRD: 28234 | - | 0 | 0 | A | INACTIVE |
| TNCP, LLC CRD: 150134 | CT | 0 | 3 | A | Active |
| TNE Investment Services Corporation CRD: 14560 | - | 0 | 0 | A | INACTIVE |
| TNK Associates, Inc. CRD: 41182 | - | 0 | 0 | A | INACTIVE |
| TNP Securities, LLC CRD: 149178 | - | 2 | 0 | B | INACTIVE |
| TNT Asset Management, LLC CRD: 153309 | - | 0 | 2 | - | Unknown |
| TNT Investment Advisors, Ltd. CRD: 166365 | - | 0 | 0 | - | Unknown |
| TNT Ventures CRD: 309930 | - | 0 | 1 | - | Unknown |
| TO Capital LLC CRD: 318318 | - | 0 | 1 | - | Unknown |
| TO ONE Asset Management CRD: 160117 | - | 0 | 0 | - | Unknown |
| TO Ventures Capital Management, LLC CRD: 334619 | - | 0 | 1 | - | Unknown |
| TO Wealth, LLC CRD: 291594 | - | 0 | 2 | - | Unknown |
| TO-IT, Ltd. CRD: 10387 | - | 0 | 0 | A | INACTIVE |
| Toad RUN LLC CRD: 30760 | - | 1 | 0 | B | INACTIVE |
| Toams Financial CRD: 300043 | - | 0 | 1 | - | Unknown |
| Toba Capital Fund I Series CRD: 169815 | - | 0 | 1 | - | Unknown |
| Toba Capital Fund II Series CRD: 169803 | - | 0 | 1 | - | Unknown |
| Toba Financial CRD: 323181 | - | 0 | 1 | - | Unknown |
| Tobam CRD: 157107 | - | 0 | 0 | - | Unknown |
| Tobe Investments CRD: 307159 | - | 0 | 0 | - | Unknown |
| Toberman Becker Wealth, LLC CRD: 310346 | - | 0 | 3 | - | Unknown |
| Tobi, Inc. CRD: 333194 | - | 0 | 2 | - | Unknown |
| Tobias Bros. Inc. CRD: 43771 | - | 1 | 0 | B | INACTIVE |
| Tobias Financial Advisors CRD: 104711 | - | 0 | 1 | - | Unknown |
| Tobin & Company Securities LLC CRD: 137918 | NC | 0 | 2 | A | Active |
| Tobin Investment Planning LLC CRD: 172432 | - | 0 | 1 | - | Unknown |
| Tobin, Richard Edwin CRD: 33979 | - | 6 | 0 | D | INACTIVE |
| TOC-23 ERA CRD: 337423 | - | 0 | 1 | - | Unknown |
| Toccata Capital CRD: 168265 | - | 0 | 1 | - | Unknown |
| Toce Financial Group CRD: 297965 | - | 0 | 1 | - | Unknown |
| Tocks, John Hounsley CRD: 33786 | - | 0 | 0 | A | INACTIVE |
| Tocqueville Asset Management LP CRD: 105690 | - | 0 | 1 | - | Unknown |
| Tocqueville Securities L.P. CRD: 26001 | NY | 4 | 3 | B | Active |
| Tod's Point Capital LLC CRD: 149691 | - | 0 | 0 | A | INACTIVE |