Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Todd & Todd Investors Corp. CRD: 16609 | - | 0 | 0 | A | INACTIVE |
| Todd a. Drummey, CFP CRD: 120412 | - | 0 | 0 | - | Unknown |
| Todd and Company, Inc. CRD: 5651 | - | 7 | 0 | D | INACTIVE |
| Todd Asset Management LLC CRD: 109473 | - | 0 | 3 | - | Unknown |
| Todd Market Timer CRD: 139273 | - | 0 | 0 | - | Unknown |
| Todd Merrell, LLC CRD: 148485 | - | 0 | 0 | - | Unknown |
| Todd Pfleger Financial Services CRD: 119522 | - | 0 | 0 | - | Unknown |
| Todd Securities, LLC CRD: 116150 | - | 0 | 0 | A | INACTIVE |
| Todd Washburn Solutions, LLC CRD: 118770 | - | 0 | 1 | - | Unknown |
| Todd Wealth Management LLC CRD: 164761 | - | 0 | 1 | - | Unknown |
| Todhunter & Co. CRD: 18319 | - | 0 | 0 | A | INACTIVE |
| Todo Capital, LLC CRD: 167858 | - | 0 | 2 | - | Unknown |
| Todorow Capital Partners LLC CRD: 314551 | - | 0 | 2 | - | Unknown |
| Todt Investment Management LLC CRD: 152637 | - | 0 | 2 | - | Unknown |
| Todvest CRD: 174166 | - | 0 | 0 | - | Unknown |
| Toellen Capital Management, LLC CRD: 338793 | - | 0 | 1 | - | Unknown |
| Toepel Investment Counsel, Inc. CRD: 117174 | - | 0 | 2 | - | Unknown |
| Toews Asset Management CRD: 106304 | - | 0 | 5 | - | Unknown |
| TOF Manager, LLC CRD: 330178 | - | 0 | 1 | - | Unknown |
| Tofino Capital Management, LLC CRD: 321108 | - | 0 | 0 | - | Unknown |
| Tofino Capital Management, LLC CRD: 329829 | - | 0 | 1 | - | Unknown |
| Together Planning CRD: 175341 | - | 0 | 4 | - | Unknown |
| Together Wealth Group LLC CRD: 341389 | - | 0 | 2 | - | Unknown |
| Togetherday Consultancy Limited CRD: 299532 | - | 0 | 0 | - | Unknown |
| Togwotee CIO CRD: 311981 | - | 0 | 2 | - | Unknown |
| Togwotee Financial Company, Inc. CRD: 131952 | - | 0 | 0 | - | Unknown |
| Tokai Securities, Inc. CRD: 25328 | - | 0 | 0 | A | INACTIVE |
| Token Metrics Advisers LLC CRD: 315736 | - | 0 | 1 | - | Unknown |
| Tokenai LLC CRD: 292886 | - | 0 | 0 | - | Unknown |
| Tokenova, Inc. CRD: 317919 | - | 0 | 1 | - | Unknown |
| Tokio Marine Asset Management (USA), Ltd. CRD: 158632 | - | 0 | 1 | - | Unknown |
| Tokio Marine Asset Management Co.,Ltd. CRD: 175025 | - | 0 | 0 | - | Unknown |
| Tokiobit Inc CRD: 342934 | - | 0 | 1 | - | Unknown |
| Tokyo Black Capital Advisors, LLC CRD: 307178 | - | 0 | 1 | - | Unknown |
| Tokyo Securities America Incorporated CRD: 21773 | - | 0 | 0 | A | INACTIVE |
| Tola Capital Management, LLC CRD: 173304 | - | 0 | 1 | - | Unknown |
| Tolarus Capital Advisors, LLC CRD: 149412 | - | 0 | 0 | A | INACTIVE |
| Told Securities, Inc. CRD: 5806 | - | 0 | 0 | A | INACTIVE |
| Toledano, Allan Samuel CRD: 167707 | - | 0 | 1 | - | Unknown |
| Toledo Equities, Inc. CRD: 10007 | - | 0 | 0 | A | INACTIVE |
| Tolida Enterprises, LLC CRD: 321206 | - | 0 | 1 | - | Unknown |
| Tolis Advisors, LP CRD: 163345 | - | 0 | 1 | - | Unknown |
| Toll Cross Securities USA Inc. CRD: 139412 | - | 0 | 0 | A | INACTIVE |
| Tolland Capital CRD: 327077 | - | 0 | 1 | - | Unknown |
| Tollefson and Company Investment Management LLC CRD: 153092 | - | 0 | 1 | - | Unknown |
| Tolleson Private Wealth Management CRD: 111838 | - | 0 | 2 | - | Unknown |
| Tolley Financial Group, LLC CRD: 302115 | - | 0 | 1 | - | Unknown |
| Tollner & Bean, Inc. CRD: 3594 | - | 0 | 0 | A | INACTIVE |
| Toloka LLC CRD: 329118 | - | 0 | 0 | - | Unknown |
| Tolomeo Capital AG CRD: 287970 | - | 0 | 0 | - | Unknown |