CRD #150134 · FINRA BrokerCheck + SEC IAPD

TNCP, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, TNCP, LLC ranks #18,610 of 20,055 by disclosure count (most disclosures first). Among firms registered in CT, it ranks #99 of 111 on the same disclosure sort used on the state browse page. TNCP, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 3 branch offices, earning a Grade A.

Grade A
Safety grade
3
branch offices
0
disclosures
#18,610 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 150134 TNCP, LLC

TNCP, LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 150134
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 3
  • PER-OFF 0.00
  • RANK #18,610 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00TNCP, LLC (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

TNCP, LLC ranks #18,610 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

3 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 3 offices

Clean disclosure surface

TNCP, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 3 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Stamford, CT, 06902
Formed
03/26/2009
State of Formation
Delaware
CRD Number
150134
SEC Number
68220

Clean BrokerCheck surface

TNCP, LLC's clean BrokerCheck surface

TNCP, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 3 branch offices (Grade A).

TNCP, LLC shows zero reportable disclosures across 3 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of TNCP, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Connecticut cohort · 0.00× state average

TNCP, LLC sits below the Connecticut disclosure average

TNCP, LLC reports 0 BrokerCheck disclosures, 0.00× the Connecticut average of 3.5, lighter than most of the 111 graded firms filed there.

In Connecticut, 76 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Connecticut state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does TNCP, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, TNCP, LLC ranks #18,610 of 20,055 by disclosure count (most disclosures first). Among firms registered in CT, it ranks #99 of 111 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for TNCP, LLC?
A grade of A means TNCP, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does TNCP, LLC have?
TNCP, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is TNCP, LLC?
TNCP, LLC operates 3 branch offices and is classified by FINRA as a small firm, registered in CT (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify TNCP, LLC's disciplinary record?
You can verify TNCP, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 150134. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. TNCP, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.