Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tradeweb LLC CRD: 42759 | NY | 0 | 3 | A | Active |
| Tradewell TAX & Financial CRD: 332473 | - | 0 | 1 | - | Unknown |
| Tradewind Fund I, L.P. CRD: 29447 | - | 0 | 0 | A | INACTIVE |
| Tradewind, LLC CRD: 317839 | - | 0 | 0 | - | Unknown |
| Tradewinds Capital Management, LLC CRD: 145934 | - | 0 | 2 | - | Unknown |
| Tradewinds Financial Group Incorporated CRD: 130747 | - | 0 | 0 | A | INACTIVE |
| Tradewinds Financial Planning CRD: 284441 | - | 0 | 0 | - | Unknown |
| Tradewinds Financial Planning, LLC CRD: 282345 | - | 0 | 0 | - | Unknown |
| Tradewinds Global Investors, LLC CRD: 138476 | - | 0 | 0 | - | Unknown |
| Tradewinds International Equity Fund, L.P. CRD: 103745 | - | 0 | 0 | A | INACTIVE |
| Tradewinds Investment Advisors, LLC CRD: 123458 | - | 0 | 1 | - | Unknown |
| Tradewinds Securities Corporation CRD: 31160 | - | 0 | 0 | A | INACTIVE |
| Tradewinds Wealth Management CRD: 323879 | - | 0 | 1 | - | Unknown |
| Tradewinds, LLC CRD: 316415 | - | 0 | 1 | - | Unknown |
| Tradewire Securities LLC CRD: 142348 | - | 2 | 0 | B | INACTIVE |
| Tradewise Advisors, Inc. CRD: 153744 | - | 0 | 0 | - | Unknown |
| Tradeworx Epsilon, LLC CRD: 150686 | - | 0 | 0 | A | INACTIVE |
| Tradeworx Securities LLC CRD: 129925 | - | 0 | 0 | A | INACTIVE |
| Tradex Brokerage Service, Inc. CRD: 8028 | - | 1 | 0 | B | INACTIVE |
| Tradex Global Advisors, LLC CRD: 139000 | - | 0 | 0 | - | Unknown |
| Tradezero America, Inc. CRD: 282940 | NY | 5 | 2 | C | Active |
| Tradier Brokerage, Inc. CRD: 104982 | NC | 2 | 3 | B | Active |
| Trading Central CRD: 141855 | - | 0 | 0 | - | Unknown |
| Trading Investors Corp. CRD: 14552 | - | 0 | 0 | A | INACTIVE |
| Trading LLC CRD: 122099 | - | 0 | 0 | A | INACTIVE |
| Trading Machines LLC CRD: 146274 | - | 0 | 0 | A | INACTIVE |
| Trading Partners Inc. CRD: 22822 | - | 1 | 0 | B | INACTIVE |
| Trading Places Corp. CRD: 101460 | - | 0 | 0 | A | INACTIVE |
| Tradingblock CRD: 128605 | IL | 12 | 6 | B | Active |
| Tradingscreen Inc. CRD: 112916 | - | 0 | 0 | A | INACTIVE |
| Tradingvalley Inc. CRD: 298542 | - | 0 | 0 | - | Unknown |
| Tradition Asset Management LLC CRD: 300756 | - | 0 | 0 | - | Unknown |
| Tradition Berisford (Government Securities) Inc. CRD: 24557 | - | 0 | 0 | A | INACTIVE |
| Tradition Capital Management LLC CRD: 113755 | - | 0 | 0 | - | Unknown |
| Tradition Investment Management, LLC CRD: 325015 | - | 0 | 2 | - | Unknown |
| Tradition Securities and Derivatives LLC CRD: 28269 | NY | 32 | 7 | D | Active |
| Tradition Wealth Management LLC CRD: 128314 | - | 0 | 5 | - | Unknown |
| Traditional Digital CRD: 339823 | - | 0 | 0 | - | Unknown |
| Traditions Wealth Advisors, LLC. CRD: 128135 | - | 0 | 1 | - | Unknown |
| Trafalgar Capital Management (HK) Limited CRD: 163587 | - | 0 | 0 | - | Unknown |
| Trafalgar Capital Management (UK) LLP CRD: 163596 | - | 0 | 0 | - | Unknown |
| Trafalgar Copley Limited CRD: 163627 | - | 0 | 0 | - | Unknown |
| Trafalgar Financial Services, Inc. CRD: 36099 | - | 0 | 0 | A | INACTIVE |
| Trafalgar Securities Corp. CRD: 15920 | - | 0 | 0 | A | INACTIVE |
| Trafelet Brokaw Capital Management, L.P. CRD: 156631 | - | 0 | 0 | - | Unknown |
| Traiger Energy Investments CRD: 14057 | - | 0 | 0 | A | INACTIVE |
| Trail Creek Capital Partners LLC CRD: 304800 | - | 0 | 0 | - | Unknown |
| Trail Financial Planning LLC CRD: 165063 | - | 0 | 1 | - | Unknown |
| Trail MIX Ventures, LLC CRD: 287671 | - | 0 | 0 | - | Unknown |
| Trail MIX Ventures, LP CRD: 309090 | - | 0 | 1 | - | Unknown |