Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Trade Street Capital Securities, LLC CRD: 144501 | - | 0 | 0 | A | INACTIVE |
| Trade Therapy, LLC CRD: 336468 | - | 0 | 1 | - | Unknown |
| Trade Winds Financial, LLC CRD: 157136 | - | 0 | 0 | - | Unknown |
| Trade$Aver Inc. CRD: 17458 | - | 0 | 0 | A | INACTIVE |
| Trade-PMR Inc. CRD: 46350 | FL | 3 | 13 | B | Active |
| Trade-Well Discount Investing, LLC. CRD: 24645 | - | 0 | 0 | A | INACTIVE |
| TRADE.COM Online Securities, Inc. CRD: 36189 | - | 10 | 0 | D | INACTIVE |
| Tradealgo Wealth Management LLC DBA Fincera CRD: 312342 | - | 0 | 0 | - | Unknown |
| Tradebot Systems, Inc. CRD: 116571 | MO | 7 | 1 | D | Active |
| Tradecast Securities, Ltd. CRD: 45501 | - | 1 | 0 | B | INACTIVE |
| Tradeco Global Securities, Inc. CRD: 24621 | - | 2 | 0 | B | INACTIVE |
| Tradecraft Capital, LLC CRD: 293637 | - | 0 | 1 | - | Unknown |
| Tradedesk Financial Corp. CRD: 133707 | - | 0 | 0 | A | INACTIVE |
| Tradedesk Inc. CRD: 129295 | - | 0 | 0 | A | INACTIVE |
| Tradefor Wealth Management CRD: 316027 | - | 0 | 0 | - | Unknown |
| Tradelink Capital LLC CRD: 161971 | - | 0 | 1 | - | Unknown |
| Tradelink L.L.C. CRD: 33831 | - | 5 | 0 | C | INACTIVE |
| Tradelink Securities, LLC CRD: 131341 | FL | 5 | 3 | B | Active |
| Trademark Capital Management Inc. CRD: 214512 | - | 0 | 1 | - | Unknown |
| Trademark Financial Group LLC CRD: 120185 | - | 0 | 0 | A | INACTIVE |
| Trademark Financial Management, LLC CRD: 116543 | - | 0 | 1 | - | Unknown |
| Trademark Investment Services, Inc. CRD: 16802 | - | 0 | 0 | A | INACTIVE |
| Trademark Property Company CRD: 281897 | - | 0 | 1 | - | Unknown |
| Trademark Retirement Income Planning, LLC CRD: 305433 | - | 0 | 0 | - | Unknown |
| Trademark Securities, Inc. CRD: 14628 | - | 0 | 0 | A | INACTIVE |
| Trademas Inc. CRD: 130030 | NY | 7 | 3 | C | Active |
| TRADEMINE.COM Securities LLC CRD: 100360 | - | 0 | 0 | A | INACTIVE |
| Tradenet, L.L.C. CRD: 31712 | - | 1 | 0 | B | INACTIVE |
| Tradeportal Securities, Inc. CRD: 25001 | - | 2 | 0 | B | INACTIVE |
| Tradepost CRD: 289732 | - | 0 | 0 | - | Unknown |
| Tradepro Securities, LLC. CRD: 103781 | GA | 5 | 4 | B | Active |
| Trader Wealth Management, LLC CRD: 147190 | - | 0 | 3 | - | Unknown |
| Traderight Securities, Inc. CRD: 45598 | - | 4 | 0 | C | INACTIVE |
| Traderisks Ltd. CRD: 121024 | - | 0 | 0 | - | Unknown |
| Traders A.I., Inc. CRD: 331700 | - | 0 | 1 | - | Unknown |
| Traders Consulting Group Inc. CRD: 30722 | - | 0 | 0 | A | INACTIVE |
| Traders Institutional Securities, Inc. CRD: 24183 | - | 0 | 0 | A | INACTIVE |
| Tradescape Securities, LLC CRD: 41937 | - | 0 | 0 | A | INACTIVE |
| Tradesk Securities, Inc. CRD: 321643 | NY | 0 | 2 | A | Active |
| Tradespot Markets Inc. CRD: 29683 | - | 3 | 0 | C | INACTIVE |
| Tradespro LLC CRD: 336150 | - | 0 | 1 | - | Unknown |
| Tradestar Investments,Inc. CRD: 14565 | - | 8 | 0 | D | INACTIVE |
| Tradestation Securities, Inc. CRD: 39473 | FL | 33 | 22 | B | Active |
| Tradetech Securities L.P. CRD: 31131 | - | 0 | 0 | A | INACTIVE |
| Tradeup Securities, Inc. CRD: 18483 | NY | 4 | 5 | B | Active |
| Tradeup Wealth Management, Inc. CRD: 335362 | - | 0 | 1 | - | Unknown |
| Tradewaters Investment Management LLC CRD: 340489 | - | 0 | 1 | - | Unknown |
| Tradeway CRD: 281879 | - | 0 | 7 | - | Unknown |
| Tradeway Securities Group, Inc. CRD: 29794 | - | 15 | 0 | D | INACTIVE |
| Tradeweb Direct LLC CRD: 103787 | NY | 2 | 4 | B | Active |