Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| TPG Global, LLC CRD: 124153 | - | 0 | 0 | A | INACTIVE |
| TPG PEP Advisors, LLC CRD: 171288 | - | 0 | 0 | - | Unknown |
| TPG RE Finance Trust Management, L.P. CRD: 288851 | - | 0 | 1 | - | Unknown |
| TPG Real Estate Advisors, LLC CRD: 170731 | - | 0 | 1 | - | Unknown |
| TPG Solutions Advisors CRD: 313020 | - | 0 | 1 | - | Unknown |
| TPGR Financial Services, LLC CRD: 116905 | - | 0 | 0 | - | Unknown |
| TPH Asset Management LLC CRD: 146981 | - | 0 | 0 | - | Unknown |
| Tphco CRD: 33411 | - | 0 | 0 | A | INACTIVE |
| TPI Equities Corp. CRD: 14576 | - | 0 | 0 | A | INACTIVE |
| Tpif Management LLC CRD: 336701 | - | 0 | 0 | - | Unknown |
| TPK Advisors LLC CRD: 152633 | - | 0 | 2 | - | Unknown |
| TPL Investment Management, LLC CRD: 322584 | - | 0 | 1 | - | Unknown |
| TPR Investments, L.P. CRD: 110733 | - | 0 | 0 | A | INACTIVE |
| TPRV Capital, LP CRD: 288123 | - | 0 | 0 | - | Unknown |
| TPW Finance LLC CRD: 334226 | - | 0 | 1 | - | Unknown |
| TPW Investment Management CRD: 295177 | - | 0 | 0 | - | Unknown |
| TQ Ventures LLC CRD: 313268 | - | 0 | 1 | - | Unknown |
| TQA Leverage Fund L.P. CRD: 39305 | - | 0 | 0 | A | INACTIVE |
| TQA Vantage Fund Ltd. CRD: 37372 | - | 0 | 0 | A | INACTIVE |
| TQM Wealth Partners CRD: 282979 | - | 0 | 2 | - | Unknown |
| TQS Advisors LLC CRD: 314786 | - | 0 | 1 | - | Unknown |
| Tquila Fund of Founders Limited CRD: 342822 | - | 0 | 0 | - | Unknown |
| TR Capital Management Company Limited CRD: 312000 | - | 0 | 0 | - | Unknown |
| TR Capital Management International Limited CRD: 311999 | - | 0 | 0 | - | Unknown |
| TR Capital Management, LLC CRD: 164268 | - | 0 | 1 | - | Unknown |
| TR&R Investment Advisors, LLC CRD: 133439 | - | 0 | 0 | - | Unknown |
| Trabd LLC CRD: 314656 | - | 0 | 1 | - | Unknown |
| Trac Asset Management LLC CRD: 170662 | - | 0 | 2 | - | Unknown |
| Trac Wealth Management, Inc CRD: 281128 | - | 0 | 1 | - | Unknown |
| Tracapco, Ltd CRD: 11060 | - | 0 | 0 | A | INACTIVE |
| Trace Capital Management LP CRD: 322094 | - | 0 | 1 | - | Unknown |
| Trace Wealth Advisors CRD: 317542 | - | 0 | 2 | - | Unknown |
| Trachtenberg Capital Management, LLC CRD: 143054 | - | 0 | 1 | - | Unknown |
| Tracie L. Tedrick, P.A. CRD: 169510 | - | 0 | 0 | - | Unknown |
| Track Data Securities Corporation CRD: 103802 | - | 23 | 0 | F | INACTIVE |
| Track Trading, LLC CRD: 128444 | - | 0 | 0 | A | INACTIVE |
| Track Trading, LLC CRD: 120925 | - | 0 | 0 | A | INACTIVE |
| Tracker Funds LLC CRD: 173700 | - | 0 | 0 | - | Unknown |
| Tracker Research LLC CRD: 166767 | - | 0 | 1 | - | Unknown |
| Traction Capital, LLC CRD: 302084 | - | 0 | 1 | - | Unknown |
| Traction Financial Partners CRD: 315215 | - | 0 | 9 | - | Unknown |
| Traction Wealth Management, LLC CRD: 332263 | - | 0 | 1 | - | Unknown |
| Tracy E. Love Investments, LLC CRD: 131515 | - | 0 | 0 | - | Unknown |
| Trade Capital Markets (TCM) North America LLC CRD: 316822 | TN | 0 | 2 | A | Active |
| Trade Informatics LLC CRD: 143867 | - | 0 | 0 | A | INACTIVE |
| Trade Investment Analysis Group CRD: 121137 | - | 0 | 2 | - | Unknown |
| Trade Manage Capital, Inc. CRD: 7263 | - | 0 | 0 | A | INACTIVE |
| Trade Management LLC CRD: 31638 | - | 0 | 0 | A | INACTIVE |
| Trade Mark Financial Group CRD: 103805 | - | 0 | 0 | A | INACTIVE |
| Trade Planner LLC CRD: 171395 | - | 0 | 1 | - | Unknown |