Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Towle, William J. CRD: 117738 | - | 0 | 0 | - | Unknown |
| Town & Country Securities Company CRD: 15180 | - | 0 | 0 | A | INACTIVE |
| Town and Country Investments, Incorporated CRD: 15947 | - | 0 | 0 | A | INACTIVE |
| Town Capital CRD: 299341 | - | 0 | 2 | - | Unknown |
| Town Hall Ventures, LLC CRD: 285924 | - | 0 | 1 | - | Unknown |
| Town Lake Capital Management CRD: 173919 | - | 0 | 2 | - | Unknown |
| Town Lane Management LP CRD: 328404 | - | 0 | 1 | - | Unknown |
| Towne Investments LLC CRD: 125306 | - | 0 | 2 | - | Unknown |
| Towneley Capital Management, Inc. CRD: 169863 | - | 0 | 1 | - | Unknown |
| Towner Securities, Inc. CRD: 8184 | - | 0 | 0 | A | INACTIVE |
| Townes & Co., Inc. CRD: 7034 | - | 0 | 0 | A | INACTIVE |
| Townford Partners, LLC CRD: 314341 | - | 0 | 0 | - | Unknown |
| Townsend CRD: 113681 | - | 0 | 8 | - | Unknown |
| Townsend & Associates, Inc. CRD: 6943 | - | 0 | 0 | A | INACTIVE |
| Townsend and Company, LLC CRD: 165195 | - | 0 | 0 | - | Unknown |
| Townsend Asset Management Corp. CRD: 108216 | - | 0 | 1 | - | Unknown |
| Townsend Financial CRD: 291000 | - | 0 | 1 | - | Unknown |
| Townsend Financial Planning CRD: 141571 | - | 0 | 1 | - | Unknown |
| Townsend Financial Services Corp. CRD: 24684 | - | 4 | 0 | C | INACTIVE |
| Townsend Group Advisors, LLC CRD: 284901 | - | 0 | 0 | - | Unknown |
| Townsend Group Investments CRD: 106076 | - | 0 | 0 | - | Unknown |
| Townsend Holdings LLC CRD: 160006 | - | 0 | 1 | - | Unknown |
| Townsend Investment Group, Inc. CRD: 17003 | - | 0 | 0 | A | INACTIVE |
| Townsend Mertz LLC CRD: 316094 | - | 0 | 1 | - | Unknown |
| Townsend Street Capital Management CRD: 310043 | - | 0 | 1 | - | Unknown |
| Townsend Wealth Management CRD: 126241 | - | 0 | 2 | - | Unknown |
| Townsendgrace, LLC CRD: 298348 | - | 0 | 0 | - | Unknown |
| Township Capital, LLC CRD: 334050 | - | 0 | 0 | - | Unknown |
| Townsley Associates & Company, Inc. CRD: 14211 | - | 0 | 0 | A | INACTIVE |
| Townsquare Capital, LLC CRD: 288576 | - | 0 | 4 | - | Unknown |
| Towson Financial Advisors, LLC CRD: 285056 | - | 0 | 1 | - | Unknown |
| Toyant Capital Management, LLC CRD: 134267 | - | 0 | 0 | - | Unknown |
| Toyer Investment Advisors LLC CRD: 308378 | - | 0 | 1 | - | Unknown |
| Toylesome LLC CRD: 315816 | - | 0 | 0 | - | Unknown |
| Toyo Securities International Inc. CRD: 23626 | - | 0 | 0 | A | INACTIVE |
| Toyota Financial Services Securities USA Corporati… CRD: 135978 | TX | 0 | 2 | A | Active |
| Toyota Ventures CRD: 299431 | - | 0 | 1 | - | Unknown |
| TP Icap Global Markets Americas LLC CRD: 2762 | NY | 33 | 7 | D | Active |
| TP Investment Advisory Services, LLC CRD: 157184 | - | 0 | 2 | - | Unknown |
| TPB Management LLC CRD: 326417 | - | 0 | 1 | - | Unknown |
| TPB Wealth Advisors, LLC CRD: 150508 | - | 0 | 0 | - | Unknown |
| TPC Financial, Inc. CRD: 15534 | - | 0 | 0 | A | INACTIVE |
| TPE Boulder Inc. CRD: 307700 | - | 0 | 1 | - | Unknown |
| TPE Manager LLC CRD: 330414 | - | 0 | 1 | - | Unknown |
| Tpeg Securities, LLC CRD: 146726 | TX | 3 | 2 | B | Active |
| TPG Angelo Gordon CRD: 131940 | - | 0 | 1 | - | Unknown |
| TPG Capital Advisors, LLC CRD: 159738 | - | 0 | 1 | - | Unknown |
| TPG Capital BD, LLC CRD: 143876 | TX | 0 | 7 | A | Active |
| TPG Financial Advisors, LLC CRD: 141153 | - | 0 | 2 | - | Unknown |
| TPG Global Advisors, LLC CRD: 159732 | - | 0 | 1 | - | Unknown |