Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tour Capital Management, LLC CRD: 168414 | - | 0 | 0 | - | Unknown |
| Touradji Capital Management LP CRD: 138187 | - | 0 | 0 | - | Unknown |
| Tourbillon Capital Partners LP CRD: 166275 | - | 0 | 0 | - | Unknown |
| Touring Capital LLC CRD: 328058 | - | 0 | 1 | - | Unknown |
| Tourlite Capital Management, LP CRD: 342672 | - | 0 | 1 | - | Unknown |
| Tourmalet Advisors, L.P. CRD: 157070 | - | 0 | 0 | - | Unknown |
| Tourmalet Advisors, LP CRD: 336207 | - | 0 | 1 | - | Unknown |
| Tourmaline Capital Management LLC CRD: 155294 | - | 0 | 1 | - | Unknown |
| Tourmaline Management CRD: 284822 | - | 0 | 0 | - | Unknown |
| Tourmaline Partners, LLC CRD: 154492 | CT | 3 | 2 | B | Active |
| Toussaint Capital Partners, LLC CRD: 130290 | - | 5 | 0 | C | INACTIVE |
| Toussie World Enterprises, Inc. CRD: 5916 | - | 0 | 0 | A | INACTIVE |
| TOV Capital Markets, Inc. CRD: 158569 | - | 0 | 0 | A | INACTIVE |
| Tova Wealth Management Inc. CRD: 131947 | - | 0 | 0 | - | Unknown |
| Tovey & Co. Inc. CRD: 7719 | - | 0 | 0 | A | INACTIVE |
| Tower 14 MSP I GP, LLC CRD: 309719 | - | 0 | 0 | - | Unknown |
| Tower 18 Capital LLC CRD: 311395 | - | 0 | 1 | - | Unknown |
| Tower 26 VC, LLC CRD: 283719 | - | 0 | 1 | - | Unknown |
| Tower Arch Capital CRD: 169057 | - | 0 | 1 | - | Unknown |
| Tower BAY Asset Management LP CRD: 317104 | - | 0 | 1 | - | Unknown |
| Tower Bridge Advisors CRD: 115700 | - | 0 | 1 | - | Unknown |
| Tower Capital Management (PTY), Ltd. CRD: 169395 | - | 0 | 0 | - | Unknown |
| Tower Financial Group CRD: 14649 | - | 0 | 0 | A | INACTIVE |
| Tower Financial Strategies Corp. CRD: 293556 | - | 0 | 1 | - | Unknown |
| Tower Hill Securities, Inc. CRD: 29004 | - | 1 | 0 | B | INACTIVE |
| Tower House Partners LLP CRD: 285867 | - | 0 | 0 | - | Unknown |
| Tower Investment Group, Inc. CRD: 24180 | - | 0 | 0 | A | INACTIVE |
| Tower Investment Management, Inc. CRD: 7617 | - | 0 | 0 | A | INACTIVE |
| Tower Principal Markets LLC CRD: 319604 | SC | 0 | 5 | A | Active |
| Tower Ridge Investment Management LLC CRD: 340348 | - | 0 | 1 | - | Unknown |
| Tower Road Capital, L.P. CRD: 301569 | - | 0 | 0 | - | Unknown |
| Tower Securities, Inc. CRD: 11054 | - | 0 | 0 | A | INACTIVE |
| Tower Square Securities, Inc. CRD: 833 | - | 11 | 0 | D | INACTIVE |
| Tower Three Partners LLC CRD: 156020 | - | 0 | 0 | - | Unknown |
| Tower Trading L.P. CRD: 32958 | - | 2 | 0 | B | INACTIVE |
| Tower View Wealth Management LLC CRD: 108739 | - | 0 | 4 | - | Unknown |
| Tower Wealth Advisors, Inc. CRD: 154053 | - | 0 | 1 | - | Unknown |
| Tower Wealth Management, LLC CRD: 146549 | - | 0 | 0 | - | Unknown |
| Tower Wealth Managers CRD: 144791 | - | 0 | 0 | - | Unknown |
| Tower Wealth Partners CRD: 310461 | - | 0 | 2 | - | Unknown |
| Towerbrook Capital Partners CRD: 155730 | - | 0 | 1 | - | Unknown |
| Towerbrook Financial, L.P. CRD: 155535 | NY | 0 | 2 | A | Active |
| Towercrest Capital Management, LLC CRD: 152069 | - | 0 | 1 | - | Unknown |
| Towerhill Wealth Management, LLC CRD: 109998 | - | 0 | 2 | - | Unknown |
| Towerpoint Wealth, LLC CRD: 288593 | - | 0 | 4 | - | Unknown |
| Towers Perrin Financial Solutions Ltd. CRD: 47250 | - | 0 | 0 | A | INACTIVE |
| Towers Watson Investment Management CRD: 168493 | - | 0 | 0 | - | Unknown |
| Towers Watson Investment Services, Inc. CRD: 110473 | - | 0 | 7 | - | Unknown |
| Towerview Capital, LLC CRD: 288844 | - | 0 | 1 | - | Unknown |
| Towle & Co CRD: 110862 | - | 0 | 3 | - | Unknown |