Branch offices
5 offices
FINRA: Small firm
CRD #319604 · FINRA BrokerCheck + SEC IAPD
Tower Principal Markets LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Tower Principal Markets LLC ranks #18,663 of 20,055 by disclosure count (most disclosures first). Among firms registered in SC, it ranks #14 of 15 on the same disclosure sort used on the state browse page. Tower Principal Markets LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 5 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 5
- branch offices
- 0
- disclosures
- #18,663 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 319604 Tower Principal Markets LLC
Tower Principal Markets LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 319604
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 5
- PER-OFF 0.00
- RANK #18,663 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Tower Principal Markets LLC ranks #18,663 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 5 offices
Clean disclosure surface
Tower Principal Markets LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 5 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Mount Pleasant, SC
- CRD Number
- 319604
Clean BrokerCheck surface
Tower Principal Markets LLC's clean BrokerCheck surface
Tower Principal Markets LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 5 branch offices (Grade A).
Tower Principal Markets LLC shows zero reportable disclosures across 5 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Tower Principal Markets LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
South Carolina cohort · 0.00× state average
Tower Principal Markets LLC sits below the South Carolina disclosure average
Tower Principal Markets LLC reports 0 BrokerCheck disclosures, 0.00× the South Carolina average of 19.7, lighter than most of the 15 graded firms filed there.
In South Carolina, 10 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the South Carolina state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Tower Principal Markets LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Tower Principal Markets LLC ranks #18,663 of 20,055 by disclosure count (most disclosures first). Among firms registered in SC, it ranks #14 of 15 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Tower Principal Markets LLC?
A grade of A means Tower Principal Markets LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Tower Principal Markets LLC have?
Tower Principal Markets LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Tower Principal Markets LLC?
Tower Principal Markets LLC operates 5 branch offices and is classified by FINRA as a small firm, registered in SC (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Tower Principal Markets LLC's disciplinary record?
You can verify Tower Principal Markets LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 319604. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Tower Principal Markets LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Tower Principal Markets LLC, both outside SC so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (5 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Tower Principal Markets LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Tower Principal Markets LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Tower Principal Markets LLC's 0.00
- Firms in SC - state roster that includes Tower Principal Markets LLC's registration home.
- How to Vet a Financial Advisor - Use Tower Principal Markets LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Tower Principal Markets LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Tower Principal Markets LLC.
- Compare firms - put Tower Principal Markets LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.