CRD #321643 · FINRA BrokerCheck + SEC IAPD

Tradesk Securities, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Tradesk Securities, Inc. ranks #18,704 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #823 of 868 on the same disclosure sort used on the state browse page. Tradesk Securities, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.

Grade A
Safety grade
2
branch offices
0
disclosures
#18,704 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 321643 Tradesk Securities, Inc.

Tradesk Securities, Inc. · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 321643
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 2
  • PER-OFF 0.00
  • RANK #18,704 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Tradesk Securities,… (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Tradesk Securities, Inc. ranks #18,704 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 2 offices

Clean disclosure surface

Tradesk Securities, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
New York, NY
CRD Number
321643

Clean BrokerCheck surface

Tradesk Securities, Inc.'s clean BrokerCheck surface

Tradesk Securities, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).

Tradesk Securities, Inc. shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Tradesk Securities, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

New York cohort · 0.00× state average

Tradesk Securities, Inc. sits below the New York disclosure average

Tradesk Securities, Inc. reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Tradesk Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Tradesk Securities, Inc. ranks #18,704 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #823 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Tradesk Securities, Inc.?
A grade of A means Tradesk Securities, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Tradesk Securities, Inc. have?
Tradesk Securities, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Tradesk Securities, Inc.?
Tradesk Securities, Inc. operates 2 branch offices and is classified by FINRA as a small firm, registered in NY (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Tradesk Securities, Inc.'s disciplinary record?
You can verify Tradesk Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 321643. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Tradesk Securities, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Tradesk Securities, Inc.'s 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Tradesk Securities, Inc.'s 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Tradesk Securities, Inc.'s 0.00
  • Firms in NY - state roster that includes Tradesk Securities, Inc.'s registration home.
  • How to Vet a Financial Advisor - Use Tradesk Securities, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Tradesk Securities, Inc.'s does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Tradesk Securities, Inc..
  • Compare firms - put Tradesk Securities, Inc. next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.