Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tree Line Capital, LLC CRD: 282456 | - | 0 | 0 | - | Unknown |
| Tree Line Investment Management Limited CRD: 288063 | - | 0 | 0 | - | Unknown |
| Tree Line Management CRD: 140648 | - | 0 | 0 | - | Unknown |
| Tree Line Strategy Group LLC CRD: 328354 | - | 0 | 2 | - | Unknown |
| Tree Street Advisory, LLC CRD: 312137 | - | 0 | 0 | - | Unknown |
| Tree Town Investments, LLC CRD: 284732 | - | 0 | 0 | - | Unknown |
| Treece Financial Services Corp. CRD: 23296 | - | 1 | 0 | B | INACTIVE |
| Treece Investment Advisory Corp CRD: 110449 | - | 0 | 0 | - | Unknown |
| Treehouse Capital Management, LLC CRD: 311023 | - | 0 | 0 | - | Unknown |
| Treehouse Financial, Inc CRD: 161164 | - | 0 | 3 | - | Unknown |
| Treehouse Macro Advisers, LLC CRD: 302003 | - | 0 | 0 | - | Unknown |
| Treehouse Wealth Advisors CRD: 292016 | - | 0 | 4 | - | Unknown |
| Treeline Financial Planning CRD: 307067 | - | 0 | 1 | - | Unknown |
| Treeo VC Manco, LLC CRD: 328477 | - | 0 | 1 | - | Unknown |
| Treesa Financial Planning, LLC CRD: 165288 | - | 0 | 2 | - | Unknown |
| Treesdale Partners, LLC CRD: 132920 | - | 0 | 0 | - | Unknown |
| Treetop Wealth Management, LLC CRD: 155013 | - | 0 | 1 | - | Unknown |
| Treeview Capital CRD: 334591 | - | 0 | 1 | - | Unknown |
| Trefoil Arch Management CRD: 168764 | - | 0 | 0 | - | Unknown |
| Trega Securities, L.L.C. CRD: 39370 | - | 0 | 0 | A | INACTIVE |
| Tregan Energy Management, LLC CRD: 291978 | - | 0 | 0 | - | Unknown |
| Tregaron Capital CRD: 162722 | - | 0 | 1 | - | Unknown |
| Treger & Associates CRD: 115164 | - | 0 | 2 | - | Unknown |
| Treiberg Wealth Management CRD: 284140 | - | 0 | 1 | - | Unknown |
| Trek Financial CRD: 109376 | - | 0 | 65 | - | Unknown |
| Trek Wealth Planning CRD: 307671 | - | 0 | 1 | - | Unknown |
| Trella Wealth CRD: 315090 | - | 0 | 1 | - | Unknown |
| Trellis Advisors, LLC CRD: 134364 | - | 0 | 0 | - | Unknown |
| Trellis Wealth Advisors, LLC CRD: 154861 | - | 0 | 1 | - | Unknown |
| Trellisent Investments CRD: 151473 | - | 0 | 1 | - | Unknown |
| Trellus Management Company, LLC CRD: 137537 | - | 0 | 1 | - | Unknown |
| Trem Capital Funding, Inc. CRD: 26105 | - | 0 | 0 | A | INACTIVE |
| Tremblant Advisors LP CRD: 330605 | - | 0 | 1 | - | Unknown |
| Tremblant Capital Group CRD: 138743 | - | 0 | 1 | - | Unknown |
| Tremendous View Capital, LLC CRD: 308219 | - | 0 | 1 | - | Unknown |
| Tremmel Asset Management CRD: 113235 | - | 0 | 0 | - | Unknown |
| Tremont Realty Capital CRD: 161811 | - | 0 | 0 | - | Unknown |
| Tremont Realty Capital LLC CRD: 283569 | - | 0 | 1 | - | Unknown |
| Tremont Securities, Inc. CRD: 37184 | - | 0 | 0 | A | INACTIVE |
| Tremont Street Advisors, LLC CRD: 172984 | - | 0 | 4 | - | Unknown |
| Tremonte Financial Consultants CRD: 298562 | - | 0 | 1 | - | Unknown |
| Trenchant Capital Management, L.P. CRD: 288095 | - | 0 | 0 | - | Unknown |
| Trend Advisors, LLC CRD: 250788 | - | 0 | 0 | - | Unknown |
| Trend Capital Management LP CRD: 160023 | - | 0 | 0 | - | Unknown |
| Trend Capital Management, LLC CRD: 152466 | - | 0 | 0 | - | Unknown |
| Trend Discovery Capital Management, LLC CRD: 170082 | - | 0 | 0 | - | Unknown |
| Trend Dynamics Inc CRD: 106279 | - | 0 | 0 | - | Unknown |
| Trend Financial Solutions, Inc. CRD: 169391 | - | 0 | 0 | - | Unknown |
| Trend Forward Capital CRD: 310403 | - | 0 | 1 | - | Unknown |
| Trend Management, Inc. CRD: 113847 | - | 0 | 2 | - | Unknown |