Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Trend Securities, Inc. CRD: 14735 | - | 0 | 0 | A | INACTIVE |
| Trend Securities, Inc. CRD: 26815 | - | 0 | 0 | A | INACTIVE |
| Trend SYNC CRD: 156111 | - | 0 | 0 | - | Unknown |
| Trend Trade PRO, LLC CRD: 328383 | - | 0 | 1 | - | Unknown |
| Trend Trade Securities LLC CRD: 328756 | CA | 0 | 2 | A | Active |
| Trend Trader, LLC CRD: 43635 | - | 5 | 0 | C | INACTIVE |
| Trendalysis Securities, Inc. CRD: 28023 | - | 0 | 0 | A | INACTIVE |
| Trendcalc Dynamics CRD: 288325 | - | 0 | 1 | - | Unknown |
| Trendency Capital Management, LLC CRD: 159431 | - | 0 | 0 | - | Unknown |
| Trendhaven Investment Management, LLC CRD: 168437 | - | 0 | 1 | - | Unknown |
| Trendline Wealth Management Corporation CRD: 323557 | - | 0 | 0 | - | Unknown |
| Trendscast Financial LLC CRD: 166470 | - | 0 | 2 | - | Unknown |
| Trendtrac Incorporated CRD: 113998 | - | 0 | 0 | - | Unknown |
| Trendz Advisors CRD: 139528 | - | 0 | 1 | - | Unknown |
| Trent Capital Management Inc CRD: 107344 | - | 0 | 0 | - | Unknown |
| Trent Capital Management, Inc. CRD: 114560 | - | 0 | 0 | - | Unknown |
| Trent Capital Partners, LLC CRD: 329027 | - | 0 | 1 | - | Unknown |
| Treo Asset Management, LLC CRD: 164982 | - | 0 | 1 | - | Unknown |
| Treo Ventures, LLC CRD: 299417 | - | 0 | 1 | - | Unknown |
| Trepp Bickford Financial Services, Inc. CRD: 23942 | - | 0 | 0 | A | INACTIVE |
| Trerice/Tosto Investment Services Company CRD: 13096 | - | 0 | 0 | A | INACTIVE |
| Tres Group CRD: 310596 | - | 0 | 1 | - | Unknown |
| Tres Palmas Ventures CRD: 323597 | - | 0 | 1 | - | Unknown |
| Tres Wealth Management Group LLC CRD: 167602 | - | 0 | 0 | - | Unknown |
| Tres Wealth Management Group, LLC CRD: 285908 | - | 0 | 2 | - | Unknown |
| Tresco Financial, LLC CRD: 291722 | - | 0 | 1 | - | Unknown |
| Tresidor Investment Management LLP CRD: 304534 | - | 0 | 0 | - | Unknown |
| Tresses Capital Management, LLC CRD: 282898 | - | 0 | 2 | - | Unknown |
| Tresses Capital Partners CRD: 336741 | - | 0 | 1 | - | Unknown |
| Trestle Partners CRD: 330947 | - | 0 | 1 | - | Unknown |
| Trestle Partners CRD: 330722 | - | 0 | 1 | - | Unknown |
| Trestle Point, LLC CRD: 138494 | - | 1 | 0 | B | INACTIVE |
| Trestle Wealth Advisory, LLC CRD: 329077 | - | 0 | 1 | - | Unknown |
| Trete Capital Markets, LLC CRD: 311773 | UT | 0 | 2 | A | Active |
| Treuhander Asset Management, LLC CRD: 165284 | - | 0 | 0 | - | Unknown |
| Treussard Capital Management CRD: 326105 | - | 0 | 1 | - | Unknown |
| Treveri Capital CRD: 254786 | - | 0 | 1 | - | Unknown |
| Treves & Co. CRD: 3609 | - | 0 | 0 | A | INACTIVE |
| Trevi Capital CRD: 337812 | - | 0 | 1 | - | Unknown |
| Trevi Health Capital CRD: 162660 | - | 0 | 0 | - | Unknown |
| Trevian Financial CRD: 149966 | - | 0 | 0 | - | Unknown |
| Trevian Financial CRD: 342264 | - | 0 | 1 | - | Unknown |
| Trevian Partners, LLC CRD: 172954 | - | 0 | 0 | - | Unknown |
| Trevian Wealth Management, LLC CRD: 174412 | - | 0 | 3 | - | Unknown |
| Treville Capital Management LLC CRD: 290314 | - | 0 | 1 | - | Unknown |
| Trevista Securities, Corp. CRD: 38808 | - | 0 | 0 | A | INACTIVE |
| Trevor Batt CRD: 281671 | - | 0 | 0 | - | Unknown |
| Trevor Stewart Burton & Jacobsen Inc CRD: 110628 | - | 0 | 0 | - | Unknown |
| Trevor, Cole, Reid, & Monroe, Inc. CRD: 11065 | - | 2 | 0 | B | INACTIVE |
| Trew Advisors, LLC CRD: 287827 | - | 0 | 1 | - | Unknown |