Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Trexco Securities, Inc. CRD: 7465 | - | 0 | 0 | A | INACTIVE |
| Trexler Financial Advisors LLC CRD: 294713 | - | 0 | 1 | - | Unknown |
| Trexquant Investment LP CRD: 170476 | - | 0 | 1 | - | Unknown |
| Trey Equities, Inc. CRD: 18871 | - | 0 | 0 | A | INACTIVE |
| Treybourne Wealth Planners CRD: 122730 | - | 0 | 0 | - | Unknown |
| Treynor Capital Management, Inc. CRD: 111646 | - | 0 | 0 | - | Unknown |
| Trez Capital Fund Management Limited Partnership CRD: 286614 | - | 0 | 0 | - | Unknown |
| Trez US Advisers, LLC CRD: 175338 | - | 0 | 0 | - | Unknown |
| TRF Partners LLC CRD: 169488 | - | 0 | 0 | - | Unknown |
| TRG Advisors, Inc. CRD: 297171 | - | 0 | 0 | - | Unknown |
| TRG Capital Management, Inc. CRD: 146674 | - | 0 | 5 | - | Unknown |
| TRG Capital, Inc. CRD: 29866 | - | 0 | 0 | A | INACTIVE |
| TRG Financial CRD: 337706 | - | 0 | 1 | - | Unknown |
| TRG Financial, Inc. CRD: 43870 | - | 0 | 0 | A | INACTIVE |
| TRG Investment Advisors, LLC CRD: 315629 | - | 0 | 4 | - | Unknown |
| TRG Management LP CRD: 138083 | - | 0 | 1 | - | Unknown |
| TRG Securities LLC CRD: 121281 | - | 0 | 0 | A | INACTIVE |
| TRGP Capital Management, LLC CRD: 284967 | - | 0 | 0 | - | Unknown |
| TRGP Investment Partners, LP CRD: 305563 | - | 0 | 1 | - | Unknown |
| TRH Securities, Inc. CRD: 37506 | - | 0 | 0 | A | INACTIVE |
| TRI Core Securities, Inc. CRD: 19946 | - | 0 | 0 | A | INACTIVE |
| TRI Fund Securities Corporation CRD: 10550 | - | 0 | 0 | A | INACTIVE |
| TRI Locum Partners LP CRD: 309678 | - | 0 | 1 | - | Unknown |
| TRI Peaks Capital, LLC CRD: 324538 | - | 0 | 0 | - | Unknown |
| TRI-AD Capital Management I, LLC CRD: 324364 | - | 0 | 1 | - | Unknown |
| TRI-AD Capital Management, Inc. CRD: 109687 | - | 0 | 0 | - | Unknown |
| TRI-Bradley Investments CRD: 14208 | - | 0 | 0 | A | INACTIVE |
| TRI-Eagle Securities Inc. CRD: 7237 | - | 0 | 0 | A | INACTIVE |
| TRI-Lakes Financial Services, L.L.C. CRD: 148676 | - | 0 | 0 | - | Unknown |
| TRI-OIL Investments, Inc. CRD: 20805 | - | 0 | 0 | A | INACTIVE |
| TRI-Quest Investment Advisors CRD: 135364 | - | 0 | 2 | - | Unknown |
| TRI-Securities, Inc. CRD: 15292 | - | 0 | 0 | A | INACTIVE |
| TRI-Star Advisors, Inc. CRD: 149760 | - | 0 | 1 | - | Unknown |
| TRI-Star Financial CRD: 32458 | - | 4 | 0 | C | INACTIVE |
| TRI-Star Financial CRD: 148450 | - | 0 | 0 | - | Unknown |
| TRI-Star Technology Ventures, LLC CRD: 162370 | - | 0 | 0 | - | Unknown |
| TRI-State Financial Planning Associates CRD: 16165 | - | 0 | 0 | A | INACTIVE |
| TRI-State Securities Corporation CRD: 33534 | - | 0 | 0 | A | INACTIVE |
| TRI-State Securities, Inc. CRD: 4254 | - | 0 | 0 | A | INACTIVE |
| TRI/PAR Realty Securities, Inc. CRD: 16873 | - | 0 | 0 | A | INACTIVE |
| Triad Advisors LLC CRD: 25803 | - | 13 | 0 | D | INACTIVE |
| Triad American Securities Inc. CRD: 10973 | - | 0 | 0 | A | INACTIVE |
| Triad Financial Advisors, Inc. CRD: 118583 | - | 0 | 0 | - | Unknown |
| Triad Investment Management CRD: 297699 | - | 0 | 0 | - | Unknown |
| Triad Investment Management, LLC CRD: 146786 | - | 0 | 2 | - | Unknown |
| Triad Securities Corp CRD: 11363 | NY | 2 | 2 | B | Active |
| Triad Trading, LLC CRD: 162523 | - | 0 | 0 | - | Unknown |
| Triad Wealth Management, Inc. CRD: 172965 | - | 0 | 0 | - | Unknown |
| Triad Wealth Management, LLC CRD: 314293 | - | 0 | 0 | - | Unknown |
| Triad Wealth Partners, LLC CRD: 326523 | - | 0 | 49 | - | Unknown |