Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Trilantic Capital Management LLP CRD: 297825 | - | 0 | 0 | - | Unknown |
| Trilantic Capital Partners LLP CRD: 297837 | - | 0 | 0 | - | Unknown |
| Trilantic Capital Partners LP Inc CRD: 163301 | - | 0 | 0 | - | Unknown |
| Trilantic Europe S.A R.L. CRD: 314686 | - | 0 | 0 | - | Unknown |
| Trilantic Europe V S.A R.L. CRD: 314684 | - | 0 | 0 | - | Unknown |
| Trilantic North America CRD: 152331 | - | 0 | 1 | - | Unknown |
| Trilight Management, LLC CRD: 322157 | - | 0 | 0 | - | Unknown |
| Trilinc Advisors, LLC CRD: 166194 | - | 0 | 1 | - | Unknown |
| Trilinc Global Advisors, LLC CRD: 285161 | - | 0 | 1 | - | Unknown |
| Triline Index Solutions, LLC CRD: 288348 | - | 0 | 0 | - | Unknown |
| Trill Impact Advisory AB CRD: 313309 | - | 0 | 0 | - | Unknown |
| Trill Impact Advisory APS CRD: 323921 | - | 0 | 0 | - | Unknown |
| Trill Impact Advisory as CRD: 336520 | - | 0 | 0 | - | Unknown |
| Trill Impact Advisory GMBH CRD: 313308 | - | 0 | 0 | - | Unknown |
| Trill Impact Advisory Inc. CRD: 328179 | - | 0 | 1 | - | Unknown |
| Trill Impact Luxembourg S.À R.L. CRD: 341009 | - | 0 | 0 | - | Unknown |
| Trillian Capital Management LLC CRD: 161670 | - | 0 | 0 | - | Unknown |
| Trillion Capital Management LLC CRD: 316102 | - | 0 | 1 | - | Unknown |
| Trillions Capital CRD: 332408 | - | 0 | 0 | - | Unknown |
| Trillium CRD: 172647 | - | 0 | 0 | - | Unknown |
| Trillium Asset Management CRD: 110901 | - | 0 | 5 | - | Unknown |
| Trillium Brokerage Services, LLC CRD: 120064 | - | 3 | 0 | C | INACTIVE |
| Trillium Group, LLC CRD: 169046 | - | 0 | 0 | - | Unknown |
| Trillium Investments CRD: 300353 | - | 0 | 1 | - | Unknown |
| Trillium Square Advisors LLC CRD: 296487 | - | 0 | 1 | - | Unknown |
| Trillium Valley Financial Planning CRD: 151626 | - | 0 | 1 | - | Unknown |
| Trillium Wealth LLC CRD: 341186 | - | 0 | 6 | - | Unknown |
| Trilogy Advisors CRD: 319519 | - | 0 | 1 | - | Unknown |
| Trilogy Capital Management, LLC CRD: 139013 | - | 0 | 0 | - | Unknown |
| Trilogy Capital, Inc. CRD: 281597 | - | 0 | 74 | - | Unknown |
| Trilogy Financial Solutions CRD: 168104 | - | 0 | 3 | - | Unknown |
| Trilogy Global Advisors, LP CRD: 107951 | - | 0 | 0 | - | Unknown |
| Trilogy Investment Advisors CRD: 341443 | - | 0 | 1 | - | Unknown |
| Trilogy Investment Management, LLC CRD: 134197 | - | 0 | 1 | - | Unknown |
| Trilogy Partners Limited CRD: 172641 | - | 0 | 0 | - | Unknown |
| Trilogy Research & Analysis Co., Inc. CRD: 111671 | - | 0 | 0 | - | Unknown |
| Trilogy Securities, Incorporated CRD: 10869 | - | 0 | 0 | A | INACTIVE |
| Trilogy Wealth Management, LLC CRD: 326773 | - | 0 | 1 | - | Unknown |
| Triloma Energy Advisors LLC CRD: 175326 | - | 0 | 0 | - | Unknown |
| Triloma Securities, LLC CRD: 173059 | - | 0 | 0 | A | INACTIVE |
| Trimaran Advisors, LLC CRD: 158256 | - | 0 | 0 | - | Unknown |
| Trimaran Capital CRD: 169022 | - | 0 | 2 | - | Unknown |
| Trimaran Managers LP CRD: 154674 | - | 0 | 0 | - | Unknown |
| Trimarc Wealth Management LLC CRD: 163336 | - | 0 | 1 | - | Unknown |
| Trimark Securities, Inc. CRD: 17232 | - | 0 | 0 | A | INACTIVE |
| Trimat Management Corp CRD: 11364 | - | 0 | 0 | A | INACTIVE |
| Trimer Capital Management LP CRD: 319428 | - | 0 | 1 | - | Unknown |
| Trimerica Securities Inc CRD: 40651 | - | 0 | 0 | A | INACTIVE |
| Trimingham Financial CRD: 298983 | - | 0 | 1 | - | Unknown |
| Trimon Capital CRD: 323318 | - | 0 | 1 | - | Unknown |