Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Trimsail Capital Management CRD: 285914 | - | 0 | 0 | - | Unknown |
| Trinad Capital Management, LLC CRD: 172291 | - | 0 | 0 | - | Unknown |
| Trinary Capital, LLC CRD: 310183 | - | 0 | 0 | - | Unknown |
| Trinchera Investments, LLC CRD: 340715 | - | 0 | 1 | - | Unknown |
| Trinetra Investment Management LLP CRD: 306433 | - | 0 | 0 | - | Unknown |
| Trinexus Capital, LLC CRD: 298365 | - | 0 | 1 | - | Unknown |
| Tringle JR., John R. CRD: 171382 | - | 0 | 2 | - | Unknown |
| Trinitas Capital CRD: 291308 | - | 0 | 0 | - | Unknown |
| Trinitas Capital Management CRD: 281328 | - | 0 | 1 | - | Unknown |
| Trinitas Securities Corp. CRD: 23162 | - | 0 | 0 | A | INACTIVE |
| Trinitus Asset Management Limited CRD: 171651 | - | 0 | 0 | - | Unknown |
| Trinity Advisors, LLC CRD: 141004 | - | 0 | 0 | - | Unknown |
| Trinity Affiliates Securities Corporation CRD: 28460 | - | 0 | 0 | A | INACTIVE |
| Trinity Alps Capital CRD: 287741 | - | 0 | 2 | - | Unknown |
| Trinity Asset Management Co. CRD: 128702 | - | 0 | 1 | - | Unknown |
| Trinity Asset Management, Inc. CRD: 109152 | - | 0 | 2 | - | Unknown |
| Trinity Asset Partners, LLC CRD: 166360 | - | 0 | 0 | - | Unknown |
| Trinity Capital CRD: 30771 | - | 0 | 0 | A | INACTIVE |
| Trinity Capital Adviser LLC CRD: 326133 | - | 0 | 1 | - | Unknown |
| Trinity Capital Asset Advisors, LLC CRD: 150828 | - | 0 | 0 | - | Unknown |
| Trinity Capital Investors CRD: 110798 | - | 0 | 1 | - | Unknown |
| Trinity Capital Management, LLC CRD: 140946 | - | 0 | 1 | - | Unknown |
| Trinity Capital Management, LLC CRD: 143097 | - | 0 | 6 | - | Unknown |
| Trinity Capital Management, LLP CRD: 237787 | - | 0 | 1 | - | Unknown |
| Trinity Church Finance Corporation CRD: 14562 | - | 1 | 0 | B | INACTIVE |
| Trinity Creek Advisors LLC CRD: 312198 | - | 0 | 0 | - | Unknown |
| Trinity Derivatives Group, LLC CRD: 132927 | - | 2 | 0 | B | INACTIVE |
| Trinity Distributors LLC CRD: 104084 | - | 4 | 0 | C | INACTIVE |
| Trinity Equity Trading, Inc. CRD: 28434 | - | 0 | 0 | A | INACTIVE |
| Trinity Executions, LLC CRD: 159105 | - | 5 | 0 | C | INACTIVE |
| Trinity Financial Advisors LLC CRD: 111681 | - | 0 | 0 | - | Unknown |
| Trinity Financial Advisors LLC CRD: 133191 | - | 0 | 2 | - | Unknown |
| Trinity Financial Partners CRD: 136969 | - | 0 | 2 | - | Unknown |
| Trinity Financial Partners II, LLC CRD: 124397 | - | 0 | 0 | - | Unknown |
| Trinity Financial Planning CRD: 284197 | - | 0 | 0 | - | Unknown |
| Trinity Financial Planning CRD: 115924 | - | 0 | 1 | - | Unknown |
| Trinity Financial Services, Inc. CRD: 151051 | - | 0 | 2 | - | Unknown |
| Trinity Fund Advisors LLC CRD: 310217 | - | 0 | 1 | - | Unknown |
| Trinity Group Securities, Inc. CRD: 14388 | - | 0 | 0 | A | INACTIVE |
| Trinity Hunt Management, L.P. CRD: 157410 | - | 0 | 1 | - | Unknown |
| Trinity Investment Advisors CRD: 146805 | - | 0 | 0 | - | Unknown |
| Trinity Investment Advisors, LLC CRD: 141039 | - | 0 | 1 | - | Unknown |
| Trinity Investment Management, LLC CRD: 133873 | - | 0 | 1 | - | Unknown |
| Trinity Investors Fund Advisors, LLC CRD: 314603 | - | 0 | 1 | - | Unknown |
| Trinity Lane Capital CRD: 317623 | - | 0 | 1 | - | Unknown |
| Trinity Legacy Partners, LLC CRD: 159179 | - | 0 | 1 | - | Unknown |
| Trinity Neches CRD: 282631 | - | 0 | 2 | - | Unknown |
| Trinity Options Group, LP CRD: 132382 | - | 0 | 0 | A | INACTIVE |
| Trinity Portfolio Advisors, LLC CRD: 151721 | - | 0 | 6 | - | Unknown |
| Trinity Securities Inc. CRD: 32242 | - | 0 | 0 | A | INACTIVE |