Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Trinity Securities of Louisiana, Inc. CRD: 14846 | - | 0 | 0 | A | INACTIVE |
| Trinity Securities, Inc. CRD: 14765 | - | 0 | 0 | A | INACTIVE |
| Trinity Securities, Inc. CRD: 44857 | - | 1 | 0 | B | INACTIVE |
| Trinity Solutions Incorporated CRD: 118111 | - | 0 | 0 | A | INACTIVE |
| Trinity Strategic Wealth CRD: 337956 | - | 0 | 1 | - | Unknown |
| Trinity Street Asset Management LLP CRD: 152728 | - | 0 | 0 | - | Unknown |
| Trinity Trading Company, Ltd. CRD: 18183 | - | 0 | 0 | A | INACTIVE |
| Trinity Trading Corp. CRD: 122553 | - | 0 | 0 | A | INACTIVE |
| Trinity Ventures CRD: 289800 | - | 0 | 0 | - | Unknown |
| Trinity Ventures CRD: 159537 | - | 0 | 1 | - | Unknown |
| Trinity Wealth CRD: 325294 | - | 0 | 1 | - | Unknown |
| Trinity Wealth Advisors LLC CRD: 109452 | - | 0 | 1 | - | Unknown |
| Trinity Wealth Management LLC CRD: 171854 | - | 0 | 0 | - | Unknown |
| Trinity Wealth Management LLC CRD: 152355 | - | 0 | 2 | - | Unknown |
| Trinity Wealth Management, LLC CRD: 169216 | - | 0 | 2 | - | Unknown |
| Trinity Wealth Securities, L.L.C. CRD: 104348 | FL | 1 | 27 | B | Active |
| Trinity Wealth Solutions LLC CRD: 324183 | - | 0 | 2 | - | Unknown |
| Trinitypoint Wealth, LLC CRD: 297165 | - | 0 | 0 | - | Unknown |
| Trinix Securities LLC CRD: 103360 | - | 2 | 0 | B | INACTIVE |
| Trinix Securities LLC CRD: 104314 | - | 0 | 0 | A | INACTIVE |
| Trinnacle Capital Management LLC CRD: 292739 | - | 0 | 0 | - | Unknown |
| Trinsic Capital, LLC CRD: 165949 | - | 0 | 1 | - | Unknown |
| Trinvest Advisors, LLC CRD: 282304 | - | 0 | 1 | - | Unknown |
| Trinvest Management, LLC CRD: 299415 | - | 0 | 1 | - | Unknown |
| Trio Advisors Longview LLC CRD: 333333 | - | 0 | 2 | - | Unknown |
| Trio Advisors, Inc. CRD: 306431 | - | 0 | 0 | - | Unknown |
| Trio Advisors, Inc. CRD: 171291 | - | 0 | 0 | - | Unknown |
| Trio Equity Derivatives, Inc. CRD: 40924 | - | 0 | 0 | A | INACTIVE |
| Trio Securities, Inc. CRD: 19141 | - | 1 | 0 | B | INACTIVE |
| Trio Three Equity LLC CRD: 162982 | - | 0 | 0 | - | Unknown |
| Trio Wealth Management, LLC CRD: 328042 | - | 0 | 2 | - | Unknown |
| Triobe Management, LLC CRD: 290613 | - | 0 | 0 | - | Unknown |
| Triodos Investment Management CRD: 307440 | - | 0 | 0 | - | Unknown |
| Trion Associates, L.L.C. CRD: 102180 | - | 0 | 0 | A | INACTIVE |
| Trion Securities Corporation CRD: 13504 | - | 0 | 0 | A | INACTIVE |
| Tripacific Capital Advisors, LLC CRD: 142121 | - | 0 | 1 | - | Unknown |
| Tripark Securities, Inc. CRD: 20010 | - | 0 | 0 | A | INACTIVE |
| Triple a Partners LLC CRD: 142790 | CA | 0 | 2 | A | Active |
| Triple B Securities, Inc. CRD: 13976 | - | 0 | 0 | A | INACTIVE |
| Triple Balance Advisers Inc CRD: 314625 | - | 0 | 1 | - | Unknown |
| Triple Check Financial Services, Inc. CRD: 13344 | - | 0 | 0 | A | INACTIVE |
| Triple Crown Advisors CRD: 342031 | - | 0 | 1 | - | Unknown |
| Triple Crown Wealth Management CRD: 289164 | - | 0 | 2 | - | Unknown |
| Triple Impact Capital CRD: 313815 | - | 0 | 1 | - | Unknown |
| Triple J. Trading Co., L.L.C. CRD: 40777 | - | 1 | 0 | B | INACTIVE |
| Triple Jump B.V. CRD: 264792 | - | 0 | 0 | - | Unknown |
| Triple P Securities, LLC CRD: 323197 | NY | 0 | 7 | A | Active |
| Triple Pine Wealth Management LLC CRD: 336848 | - | 0 | 1 | - | Unknown |
| Triple Play Planning, LLC CRD: 329117 | - | 0 | 1 | - | Unknown |
| Triple Point Investment Management LLP CRD: 322500 | - | 0 | 0 | - | Unknown |