Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Triple RED Capital LLC CRD: 283518 | - | 0 | 0 | - | Unknown |
| Triple S Fund Management, LLC CRD: 299734 | - | 0 | 0 | - | Unknown |
| Triple Summit Advisors, LLC CRD: 282764 | - | 0 | 3 | - | Unknown |
| Triple V Management, LLC CRD: 305053 | - | 0 | 1 | - | Unknown |
| Triplepoint Advisers LLC CRD: 168948 | - | 0 | 1 | - | Unknown |
| Tripletail Wealth Management CRD: 318781 | - | 0 | 3 | - | Unknown |
| Tripletree, LLC CRD: 42820 | MN | 0 | 4 | A | Active |
| Tripod Capital International, Ltd CRD: 162619 | - | 0 | 0 | - | Unknown |
| Tripoint Global Equities/Banq(R) CRD: 143174 | - | 2 | 0 | B | INACTIVE |
| Tripointe Capital Partners CRD: 167067 | - | 0 | 0 | - | Unknown |
| Tripost Capital Partners LLC CRD: 293282 | - | 0 | 1 | - | Unknown |
| Tripp & Co., Inc. CRD: 6967 | - | 13 | 0 | D | INACTIVE |
| Tripp Financial Consultants, Inc. CRD: 110794 | - | 0 | 0 | - | Unknown |
| Trippon Wealth Management Group LLC CRD: 136485 | - | 0 | 2 | - | Unknown |
| Triprescient Financial Services, Inc. CRD: 173246 | - | 0 | 0 | - | Unknown |
| Triquest Financial, Inc. CRD: 6596 | - | 6 | 0 | C | INACTIVE |
| Triquetra Capital LLC CRD: 338741 | - | 0 | 1 | - | Unknown |
| Trishield Capital Management LLC CRD: 164150 | - | 0 | 0 | - | Unknown |
| Trispan (USA) LLC CRD: 305501 | - | 0 | 1 | - | Unknown |
| Trisperity Advisors, LLC CRD: 142438 | - | 0 | 3 | - | Unknown |
| Tristate Wealth Advisors CRD: 333345 | - | 0 | 1 | - | Unknown |
| Tristone Capital (U.S.A.) Inc. CRD: 119223 | - | 1 | 0 | B | INACTIVE |
| Tristone Capital Co. CRD: 145124 | - | 0 | 0 | A | INACTIVE |
| Trisuli Financial Advising CRD: 297140 | - | 0 | 0 | - | Unknown |
| Trisuli Financial Advising CRD: 317992 | - | 0 | 0 | - | Unknown |
| Trisuli Financial Advising CRD: 282995 | - | 0 | 0 | - | Unknown |
| Trisummit Investment Advisors CRD: 126320 | - | 0 | 0 | - | Unknown |
| Tritaurian Capital, Incorporated CRD: 45500 | NY | 0 | 2 | A | Active |
| Tritium Partners CRD: 173132 | - | 0 | 1 | - | Unknown |
| Triton Advisers Limited CRD: 161628 | - | 0 | 0 | - | Unknown |
| Triton Capital Corporation CRD: 14473 | - | 0 | 0 | A | INACTIVE |
| Triton Capital Investment Advisors, Inc. CRD: 132970 | - | 0 | 0 | - | Unknown |
| Triton Capital Management, LLC CRD: 134206 | - | 0 | 0 | - | Unknown |
| Triton Capital Management, LLC CRD: 137179 | - | 0 | 0 | - | Unknown |
| Triton Financial Group, Inc CRD: 309294 | - | 0 | 4 | - | Unknown |
| Triton Financial Group, Inc. CRD: 153048 | - | 0 | 0 | - | Unknown |
| Triton Financial Planning Group Inc. CRD: 281790 | - | 0 | 0 | - | Unknown |
| Triton Investment Management Limited CRD: 288887 | - | 0 | 0 | - | Unknown |
| Triton Investments Advisers LLP CRD: 301196 | - | 0 | 0 | - | Unknown |
| Triton Investments, LLC CRD: 297585 | - | 0 | 2 | - | Unknown |
| Triton Pacific Adviser, LLC CRD: 162406 | - | 0 | 0 | - | Unknown |
| Triton Pacific Capital, LLC CRD: 40817 | CA | 0 | 2 | A | Active |
| Triton Pacific Healthcare Partners, LLC CRD: 329737 | - | 0 | 1 | - | Unknown |
| Triton Pacific Securities, LLC CRD: 139919 | CA | 1 | 3 | B | Active |
| Triton Securities CRD: 13690 | - | 0 | 0 | A | INACTIVE |
| Triton Venture Capital LLC CRD: 313364 | - | 0 | 1 | - | Unknown |
| Triton Wealth CRD: 323255 | - | 0 | 0 | - | Unknown |
| Triton Wealth Advisors, LLC CRD: 154823 | - | 0 | 0 | - | Unknown |
| Triton Wealth Management, PLLC CRD: 291070 | - | 0 | 9 | - | Unknown |
| Tritonpoint Capital, LLC CRD: 336417 | - | 0 | 1 | - | Unknown |