Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Trucks Growth Management, LLC CRD: 322245 | - | 0 | 1 | - | Unknown |
| Trucks Venture Management, LLC CRD: 283627 | - | 0 | 1 | - | Unknown |
| Truclarity Wealth Advisors CRD: 305145 | - | 0 | 0 | - | Unknown |
| Truclarity Wealth Partners LLC CRD: 299350 | - | 0 | 0 | - | Unknown |
| Trudell Wealth Management LLC CRD: 297073 | - | 0 | 0 | - | Unknown |
| True CRD: 313542 | - | 0 | 0 | - | Unknown |
| True Abundance Advisors CRD: 283860 | - | 0 | 1 | - | Unknown |
| True Alchemy Asset Management CRD: 312734 | - | 0 | 0 | - | Unknown |
| True Arrow Capital Management, LLC CRD: 229787 | - | 0 | 0 | - | Unknown |
| True Bearing Asset Management LP CRD: 159527 | - | 0 | 0 | - | Unknown |
| True Bearing Financial Planning, LLC CRD: 286287 | - | 0 | 0 | - | Unknown |
| True Beauty Capital LLC CRD: 311728 | - | 0 | 1 | - | Unknown |
| True Blue Financial, LLC CRD: 310841 | - | 0 | 5 | - | Unknown |
| True Blue Wealth, LLC CRD: 172887 | - | 0 | 0 | - | Unknown |
| True Capital Management CRD: 142962 | - | 0 | 0 | - | Unknown |
| True Contrarian Investments LLC CRD: 164397 | - | 0 | 0 | - | Unknown |
| True Equity Management II LLC CRD: 328219 | - | 0 | 1 | - | Unknown |
| True Equity Management LLC CRD: 313330 | - | 0 | 1 | - | Unknown |
| True Equity Wealth Management LLC CRD: 316790 | - | 0 | 1 | - | Unknown |
| True Fiduciary Capital, LLC CRD: 306964 | - | 0 | 2 | - | Unknown |
| True Fiduciary Financial Advisors, LLC CRD: 317770 | - | 0 | 2 | - | Unknown |
| True Financial Group CRD: 285850 | - | 0 | 1 | - | Unknown |
| True Financial Partners CRD: 152854 | - | 0 | 0 | - | Unknown |
| True Financial Wealth Management Firm LLC CRD: 114896 | - | 0 | 0 | - | Unknown |
| True Financial, LLC CRD: 333363 | - | 0 | 3 | - | Unknown |
| True Green Capital Management LLC CRD: 277052 | - | 0 | 1 | - | Unknown |
| True Hedge LLC CRD: 168019 | - | 0 | 0 | - | Unknown |
| True Horizon Wealth Advisors, LLC CRD: 170330 | - | 0 | 1 | - | Unknown |
| True Life Financial Planning, LLC CRD: 226741 | - | 0 | 0 | - | Unknown |
| True Life Wealth Management, LLC CRD: 298899 | - | 0 | 1 | - | Unknown |
| True Link Financial Advisors CRD: 281870 | - | 0 | 6 | - | Unknown |
| True Measure Wealth Management CRD: 116265 | - | 0 | 1 | - | Unknown |
| True North Advisors, LLC CRD: 116048 | - | 0 | 10 | - | Unknown |
| True North Advisory, LLC CRD: 287639 | - | 0 | 1 | - | Unknown |
| True North Capital Alliance CRD: 115367 | - | 0 | 0 | - | Unknown |
| True North Capital Management LLC CRD: 314772 | - | 0 | 0 | - | Unknown |
| True North Financial CRD: 309126 | - | 0 | 0 | - | Unknown |
| True North Financial Advisors, LLC CRD: 287463 | - | 0 | 2 | - | Unknown |
| True North Financial Counseling, LLC CRD: 286630 | - | 0 | 0 | - | Unknown |
| True North Financial Planning, LLC CRD: 170555 | - | 0 | 1 | - | Unknown |
| True North Financial Services, Inc. CRD: 46679 | - | 0 | 0 | A | INACTIVE |
| True North Financial Services, LLC CRD: 292061 | - | 0 | 1 | - | Unknown |
| True North Management Group, LLC CRD: 161042 | - | 0 | 1 | - | Unknown |
| True North Management Partners, LLC CRD: 162715 | - | 0 | 1 | - | Unknown |
| True North Management, LLC CRD: 161977 | - | 0 | 0 | - | Unknown |
| True North Partners LLC CRD: 138681 | - | 0 | 0 | - | Unknown |
| True North Retirement Advisors, LLC CRD: 290885 | - | 0 | 2 | - | Unknown |
| True North Wealth CRD: 333452 | - | 0 | 1 | - | Unknown |
| True North Wealth Management LLC CRD: 337463 | - | 0 | 1 | - | Unknown |
| True North Wealth Management, LLC CRD: 302020 | - | 0 | 1 | - | Unknown |