Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| True North Wealth Strategies CRD: 150840 | - | 0 | 0 | - | Unknown |
| True North Wealth Strategies CRD: 322076 | - | 0 | 0 | - | Unknown |
| True Partner Advisor Hong Kong Ltd CRD: 170418 | - | 0 | 0 | - | Unknown |
| True Partner Capital USA CRD: 283176 | - | 0 | 1 | - | Unknown |
| True Path Financial LLC CRD: 336137 | - | 0 | 1 | - | Unknown |
| True Positive Technologies LP CRD: 296909 | - | 0 | 0 | - | Unknown |
| True Private Wealth Advisors, LLC CRD: 164947 | - | 0 | 5 | - | Unknown |
| True Purpose Advisors, LLC CRD: 174415 | - | 0 | 1 | - | Unknown |
| True Riches Financial Planning CRD: 333004 | - | 0 | 1 | - | Unknown |
| True Root Financial CRD: 310652 | - | 0 | 1 | - | Unknown |
| True Signal LP CRD: 305088 | - | 0 | 0 | - | Unknown |
| True Square Financial LLC CRD: 287997 | - | 0 | 1 | - | Unknown |
| True Temper Financial Services, LLC CRD: 283591 | - | 0 | 0 | - | Unknown |
| True Ventures CRD: 162586 | - | 0 | 1 | - | Unknown |
| True Venus Limited CRD: 309203 | - | 0 | 0 | - | Unknown |
| True Vine Investments CRD: 154334 | - | 0 | 1 | - | Unknown |
| True Vision Financial Advisors CRD: 322783 | - | 0 | 2 | - | Unknown |
| True Wave Wealth Planners CRD: 130163 | - | 0 | 2 | - | Unknown |
| True Wealth & Company CRD: 174841 | - | 0 | 0 | - | Unknown |
| True Wealth Advisory Group CRD: 306523 | - | 0 | 4 | - | Unknown |
| True Wealth Design, LLC CRD: 143194 | - | 0 | 7 | - | Unknown |
| True Wealth Financial Group LLC CRD: 298597 | - | 0 | 0 | - | Unknown |
| True Wealth Group CRD: 332426 | - | 0 | 1 | - | Unknown |
| True Wealth Nation CRD: 157347 | - | 0 | 2 | - | Unknown |
| True Wealth Retirement Partners, LLC CRD: 333443 | - | 0 | 1 | - | Unknown |
| True Wealth Stewards CRD: 305312 | - | 0 | 1 | - | Unknown |
| True Wealth Strategies Company CRD: 151935 | - | 0 | 0 | - | Unknown |
| True Wealth Strategy LLC CRD: 328903 | - | 0 | 0 | - | Unknown |
| True Wealth Venture Capital, LLC CRD: 285231 | - | 0 | 1 | - | Unknown |
| True Wealth, LLC CRD: 338682 | - | 0 | 2 | - | Unknown |
| True West Management Company, LLC CRD: 160825 | - | 0 | 0 | - | Unknown |
| True Wind Capital Management, L.P. CRD: 281109 | - | 0 | 1 | - | Unknown |
| True Worth Financial Planning LLC CRD: 309744 | - | 0 | 1 | - | Unknown |
| Trueblood Wealth Management, LLC CRD: 321659 | - | 0 | 1 | - | Unknown |
| Truebridge Capital Partners CRD: 155425 | - | 0 | 1 | - | Unknown |
| Truecode Capital LLC CRD: 320886 | - | 0 | 0 | - | Unknown |
| Truedge Asset Management LLC CRD: 323442 | - | 0 | 2 | - | Unknown |
| Truefocus Financial Partners CRD: 326003 | - | 0 | 1 | - | Unknown |
| Truegate Capital Management CRD: 226557 | - | 0 | 0 | - | Unknown |
| Truehand Inc CRD: 323640 | - | 0 | 1 | - | Unknown |
| Truehand, Inc. CRD: 123282 | - | 0 | 0 | - | Unknown |
| Truehaven Capital CRD: 332005 | - | 0 | 2 | - | Unknown |
| Truelight Capital CRD: 169984 | - | 0 | 0 | - | Unknown |
| Trueline Wealth Group, LLC CRD: 342570 | - | 0 | 2 | - | Unknown |
| Truelink Capital Management, LLC CRD: 323910 | - | 0 | 1 | - | Unknown |
| Truell Financial LLC CRD: 324802 | - | 0 | 1 | - | Unknown |
| Trueman Brown CRD: 141602 | - | 0 | 1 | - | Unknown |
| Truemark Investments CRD: 306600 | - | 0 | 1 | - | Unknown |
| Truenorth Financial Planning CRD: 334858 | - | 0 | 1 | - | Unknown |
| Truenorth Wealth CRD: 142205 | - | 0 | 7 | - | Unknown |