Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Truenorth Wealth & Impact, LLC CRD: 321238 | - | 0 | 1 | - | Unknown |
| Truenorth Wealth Advisors CRD: 118273 | - | 0 | 3 | - | Unknown |
| Truenote Investment Advisors, Inc. CRD: 172294 | - | 0 | 0 | - | Unknown |
| Truepath Financial Planning CRD: 144118 | - | 0 | 2 | - | Unknown |
| Truepoint, Inc. CRD: 105664 | - | 0 | 32 | - | Unknown |
| Truerisk Capital Management LLC CRD: 291183 | - | 0 | 0 | - | Unknown |
| Truerock Asset Management, LLC CRD: 300814 | - | 0 | 0 | - | Unknown |
| Truesdell Wealth, Inc. CRD: 167112 | - | 0 | 1 | - | Unknown |
| Truestar Financial Partners CRD: 336223 | - | 0 | 1 | - | Unknown |
| Truetide Wealth CRD: 306312 | - | 0 | 1 | - | Unknown |
| Truevector Wealth Advisors CRD: 339522 | - | 0 | 1 | - | Unknown |
| Truevine Family Wealth CRD: 331649 | - | 0 | 2 | - | Unknown |
| Truewealth Advisors, LLC CRD: 298838 | - | 0 | 11 | - | Unknown |
| Truewealth Financial Partners CRD: 316079 | - | 0 | 2 | - | Unknown |
| Truewealth Management CRD: 111055 | - | 0 | 0 | - | Unknown |
| Truewealth Solutions CRD: 327036 | - | 0 | 1 | - | Unknown |
| Truewealth Stewardship, LLC CRD: 318019 | - | 0 | 2 | - | Unknown |
| Truewind Management LLC CRD: 339939 | - | 0 | 1 | - | Unknown |
| Truffle Hound Capital, LLC CRD: 137616 | - | 0 | 1 | - | Unknown |
| Truffle Ventures Advisors CRD: 323721 | - | 0 | 1 | - | Unknown |
| Trufinancial Registered Investment Advisory Servic… CRD: 298639 | - | 0 | 1 | - | Unknown |
| Trufp CRD: 299212 | - | 0 | 1 | - | Unknown |
| Trufton Investment Management, Inc. CRD: 113174 | - | 0 | 1 | - | Unknown |
| Truist Advisory Services, Inc. CRD: 283390 | - | 0 | 2,013 | - | Unknown |
| Truist Investment Services, Inc. CRD: 17499 | GA | 28 | 2,629 | B | Active |
| Truist Securities, Inc. CRD: 6271 | GA | 23 | 25 | C | Active |
| Truly Prosper Financial Planning LLC CRD: 310549 | - | 0 | 2 | - | Unknown |
| Truly Unbiased LLC CRD: 322989 | - | 0 | 2 | - | Unknown |
| Truman Capital Advisors, LP CRD: 156659 | - | 0 | 1 | - | Unknown |
| Truman Wealth Advisors CRD: 293927 | - | 0 | 0 | - | Unknown |
| Truman Wealth Advisors CRD: 334752 | - | 0 | 5 | - | Unknown |
| Trumarkets, LLC CRD: 103872 | - | 1 | 0 | B | INACTIVE |
| Trumbower Financial Advisors LLC CRD: 107495 | - | 0 | 2 | - | Unknown |
| Trumbull Wealth Management, LLC CRD: 281613 | - | 0 | 0 | - | Unknown |
| Trumed Investment Management Limited CRD: 328370 | - | 0 | 0 | - | Unknown |
| Trumid Financial LLC CRD: 172129 | NY | 0 | 2 | A | Active |
| Trumix Advisors CRD: 310222 | - | 0 | 1 | - | Unknown |
| Trunorth Advisors CRD: 304558 | - | 0 | 2 | - | Unknown |
| Trunorth Capital Management, LLC CRD: 165285 | - | 0 | 3 | - | Unknown |
| Trunorth Financial LLC CRD: 331614 | - | 0 | 2 | - | Unknown |
| Trunorth Financial Services, Inc. CRD: 111308 | - | 0 | 2 | - | Unknown |
| Trunorth TAX Management, LLC CRD: 297774 | - | 0 | 0 | - | Unknown |
| Trupp-Mcginty Investments, Incorporated CRD: 19310 | - | 0 | 0 | A | INACTIVE |
| Truro Asset Management, LLC CRD: 163157 | - | 0 | 0 | - | Unknown |
| Trusco Investment Management, LLC CRD: 285736 | - | 0 | 1 | - | Unknown |
| Truss CRD: 334136 | - | 0 | 0 | - | Unknown |
| Trust & Fiduciary Income Partners LLC CRD: 283278 | - | 0 | 0 | - | Unknown |
| Trust Advisors CRD: 299528 | - | 0 | 0 | - | Unknown |
| Trust Advisors Trading LLC CRD: 39589 | - | 0 | 0 | A | INACTIVE |
| Trust Advisors, Inc. CRD: 157508 | - | 0 | 1 | - | Unknown |