Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Trust Advisory Group Ltd CRD: 106926 | - | 0 | 16 | - | Unknown |
| Trust Advisory Securities Company CRD: 25340 | - | 0 | 0 | A | INACTIVE |
| Trust Alliance Wealth Partners LLC CRD: 318514 | - | 0 | 1 | - | Unknown |
| Trust and Fiduciary Management Services, Inc. CRD: 110240 | - | 0 | 0 | - | Unknown |
| Trust Asset Management LLC CRD: 147379 | - | 0 | 2 | - | Unknown |
| Trust Benefits Group,Inc. CRD: 39632 | - | 0 | 0 | A | INACTIVE |
| Trust Beyond Corp CRD: 312721 | - | 0 | 1 | - | Unknown |
| Trust Investment Advisors CRD: 105330 | - | 0 | 0 | - | Unknown |
| Trust Investment Advisors CRD: 309233 | - | 0 | 6 | - | Unknown |
| Trust Investment Advisors Wealth Management, LLC CRD: 329218 | - | 0 | 5 | - | Unknown |
| Trust Private Capital & Co. CRD: 150427 | - | 0 | 0 | - | Unknown |
| Trust Ventures Capital, LLC CRD: 297276 | - | 0 | 1 | - | Unknown |
| Trustage Investment Management CRD: 105960 | - | 0 | 21 | - | Unknown |
| Trustamerica Securities Company CRD: 16436 | - | 0 | 0 | A | INACTIVE |
| Trustar Capital Partners Limited CRD: 162130 | - | 0 | 0 | - | Unknown |
| Trustbank Securities Brokerage, Inc. CRD: 15671 | - | 0 | 0 | A | INACTIVE |
| Trustcore Financial Services, LLC CRD: 106522 | - | 0 | 0 | - | Unknown |
| Trustcore Investments LLC CRD: 15423 | - | 1 | 0 | B | INACTIVE |
| Trusted Advisors Group LLC CRD: 139558 | - | 0 | 2 | - | Unknown |
| Trusted Business Advisor Group CRD: 170710 | - | 0 | 0 | - | Unknown |
| Trusted Financial Advisors CRD: 137253 | - | 0 | 2 | - | Unknown |
| Trusted Financial Partners of ST. Paul, LLC. CRD: 115201 | - | 0 | 0 | - | Unknown |
| Trusted Path Wealth Management, LLC CRD: 336395 | - | 0 | 1 | - | Unknown |
| Trusted Securities Advisors Corp. CRD: 24049 | - | 5 | 0 | C | INACTIVE |
| Trusted Ventures, LLC CRD: 171795 | - | 0 | 1 | - | Unknown |
| Trustee Advisory Services, LLC CRD: 129901 | - | 0 | 0 | - | Unknown |
| Trustee Empowerment & Protection, Inc. CRD: 108249 | - | 0 | 5 | - | Unknown |
| Trusteed Funds, Inc CRD: 926 | - | 0 | 0 | A | INACTIVE |
| Trustfirst CRD: 39057 | TN | 3 | 3 | B | Active |
| Trustmark Investment Advisors, Inc. CRD: 118826 | - | 0 | 0 | - | Unknown |
| Trustmark Properties Corporation CRD: 14340 | - | 0 | 0 | A | INACTIVE |
| Trustmark Securities, Inc. CRD: 29707 | - | 1 | 0 | B | INACTIVE |
| Trustmerit Capital CRD: 316575 | - | 0 | 1 | - | Unknown |
| Trustmont Advisory Group, Inc. CRD: 106015 | - | 0 | 60 | - | Unknown |
| Trustmont Financial Group, Inc. CRD: 18312 | PA | 4 | 52 | B | Active |
| Truston Asset Management CRD: 161610 | - | 0 | 0 | - | Unknown |
| Truststone Wealth Partners, LLC CRD: 330217 | - | 0 | 1 | - | Unknown |
| Trusttree Financial LLC CRD: 287985 | - | 0 | 2 | - | Unknown |
| Trustventures, LLC CRD: 341366 | - | 0 | 1 | - | Unknown |
| Trustwell Financial Advisors, LLC CRD: 108426 | - | 0 | 2 | - | Unknown |
| Truth Investments, L.L.C. CRD: 147089 | - | 0 | 0 | - | Unknown |
| Truth of Investing LLC CRD: 284566 | - | 0 | 0 | - | Unknown |
| Truthpoint Financial, LLC CRD: 312175 | - | 0 | 1 | - | Unknown |
| Trutina Financial CRD: 148866 | - | 0 | 0 | - | Unknown |
| Trutino Capital Management, LLC CRD: 281980 | - | 0 | 1 | - | Unknown |
| Trutoro CRD: 169291 | - | 0 | 3 | A | INACTIVE |
| Trutta Capital, Inc. CRD: 175321 | - | 0 | 2 | - | Unknown |
| Truvestments Capital LLC CRD: 149094 | - | 0 | 0 | - | Unknown |
| Truvestments Capital LLC CRD: 291297 | - | 0 | 16 | - | Unknown |
| Truvestor Wealth Management CRD: 283807 | - | 0 | 1 | - | Unknown |