Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Truvine Financial, LLC CRD: 297939 | - | 0 | 2 | - | Unknown |
| Truvista Advisors LLC CRD: 329785 | - | 0 | 1 | - | Unknown |
| Truvius CRD: 326836 | - | 0 | 1 | - | Unknown |
| Truvize Financial Planning CRD: 331821 | - | 0 | 3 | - | Unknown |
| Truvvo Partners LLC CRD: 143108 | - | 0 | 0 | - | Unknown |
| Truwealth Advisors, LLC CRD: 306876 | - | 0 | 0 | - | Unknown |
| Truwealth Planning CRD: 287891 | - | 0 | 0 | - | Unknown |
| TRV Securities, Inc. CRD: 16980 | - | 0 | 0 | A | INACTIVE |
| TRVS Investment Management CRD: 316228 | - | 0 | 0 | - | Unknown |
| Tryon Investments, LLC CRD: 162292 | - | 0 | 1 | - | Unknown |
| Tryperion CRD: 286384 | - | 0 | 0 | - | Unknown |
| Tryperion Manager LLC CRD: 329349 | - | 0 | 1 | - | Unknown |
| TS Asset Management LLC CRD: 339481 | - | 0 | 1 | - | Unknown |
| TS Bayes Capital Management, LLC CRD: 301563 | - | 0 | 1 | - | Unknown |
| TS Capital, LLC CRD: 170618 | - | 0 | 0 | - | Unknown |
| TS Imagine Brokerage Services, LLC CRD: 146283 | NY | 0 | 2 | A | Active |
| TS. Mitchell Financial, LLC. CRD: 170431 | - | 0 | 1 | - | Unknown |
| TSA Management Inc CRD: 106440 | - | 0 | 15 | - | Unknown |
| TSA Wealth Management CRD: 323123 | - | 0 | 1 | - | Unknown |
| Tsai Capital Corporation CRD: 137578 | - | 0 | 1 | - | Unknown |
| Tsai Wealth Management CRD: 151928 | - | 0 | 1 | - | Unknown |
| TSB Capital Management CRD: 172301 | - | 0 | 0 | - | Unknown |
| TSB Securities LLC CRD: 134799 | - | 0 | 0 | A | INACTIVE |
| TSB Securities, Inc. CRD: 43758 | - | 0 | 0 | A | INACTIVE |
| TSC Distributors, LLC CRD: 37058 | - | 0 | 0 | A | INACTIVE |
| TSCG Investors, LLC CRD: 105525 | - | 0 | 1 | - | Unknown |
| Tschetter Group CRD: 301548 | - | 0 | 1 | - | Unknown |
| Tschetter Wealth Advisors CRD: 289738 | - | 0 | 0 | - | Unknown |
| TSE Capital Management L.P. CRD: 166640 | - | 0 | 0 | - | Unknown |
| TSF Investors Services Inc. CRD: 13369 | - | 0 | 0 | A | INACTIVE |
| TSFG, LLC CRD: 172555 | - | 0 | 10 | - | Unknown |
| TSG Advice Partners, LLC CRD: 305999 | - | 0 | 4 | - | Unknown |
| TSG Alpha Partners, LLC CRD: 319493 | - | 0 | 5 | - | Unknown |
| TSG B/D, Inc. CRD: 37663 | - | 0 | 0 | A | INACTIVE |
| TSG Capital Advisors CRD: 147509 | NY | 0 | 2 | A | Active |
| TSG Consumer Partners LP CRD: 160826 | - | 0 | 1 | - | Unknown |
| TSG Securities CRD: 28361 | - | 0 | 0 | A | INACTIVE |
| TSG Securities Corporation CRD: 26505 | - | 0 | 0 | A | INACTIVE |
| TSG Spectrum Capital Advisors, LLC CRD: 157805 | - | 0 | 0 | A | INACTIVE |
| TSH Advisors, LLC CRD: 166300 | - | 0 | 0 | - | Unknown |
| Tsing Capital CRD: 161601 | - | 0 | 0 | - | Unknown |
| Tsing Capital Management LLC CRD: 298757 | - | 0 | 0 | - | Unknown |
| Tsingyuan Ventures LLC CRD: 300461 | - | 0 | 1 | - | Unknown |
| TSJ Securities, Inc. CRD: 104359 | - | 0 | 0 | A | INACTIVE |
| TSL Investment Management, LLC CRD: 152123 | - | 0 | 1 | - | Unknown |
| TSM Management Group, Inc. CRD: 116380 | - | 0 | 0 | - | Unknown |
| TSN Management Inc. CRD: 300102 | - | 0 | 1 | - | Unknown |
| TSP Advisors, LLC CRD: 281758 | - | 0 | 1 | - | Unknown |
| TSP Advisory Solutions CRD: 318776 | - | 0 | 0 | - | Unknown |
| TSP Capital Management Group, LLC CRD: 131889 | - | 0 | 3 | - | Unknown |