Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tspi, LP CRD: 291090 | - | 0 | 1 | - | Unknown |
| TSR Associates, LLC CRD: 46258 | - | 0 | 0 | A | INACTIVE |
| TSS Financial Consultants Inc. CRD: 120207 | - | 0 | 0 | - | Unknown |
| TST Investments CRD: 330514 | - | 0 | 1 | - | Unknown |
| TSVC CRD: 307741 | - | 0 | 1 | - | Unknown |
| TSVC Management LLC CRD: 315790 | - | 0 | 1 | - | Unknown |
| TSW II Capital Advisors, LLC CRD: 157380 | - | 0 | 1 | - | Unknown |
| TSW Wealth Management CRD: 125209 | - | 0 | 1 | - | Unknown |
| TSY Capital Limited CRD: 327307 | - | 0 | 0 | - | Unknown |
| TT Equity Research B.V. CRD: 179537 | - | 0 | 0 | - | Unknown |
| TT International CRD: 110858 | - | 0 | 0 | - | Unknown |
| TTBD, LLC CRD: 144632 | - | 0 | 0 | A | INACTIVE |
| TTBD, LLC CRD: 327863 | NY | 0 | 2 | A | Active |
| TTCP Management Services, LLC CRD: 165448 | - | 0 | 1 | - | Unknown |
| TTE Capital Investment Group, LLC CRD: 339205 | - | 0 | 1 | - | Unknown |
| TTFCM LLC CRD: 331528 | - | 0 | 1 | - | Unknown |
| TTG Financial Services, Inc. CRD: 118982 | - | 0 | 1 | - | Unknown |
| TTO Trading, LLC CRD: 143910 | - | 0 | 0 | A | INACTIVE |
| TTP Investments CRD: 133433 | - | 0 | 0 | - | Unknown |
| TTP Investments, Inc. CRD: 284082 | - | 0 | 1 | - | Unknown |
| TTR Wealth Partners, LLC CRD: 281365 | - | 0 | 0 | - | Unknown |
| TTS Partners CRD: 14606 | - | 0 | 0 | A | INACTIVE |
| TTV Capital CRD: 162627 | - | 0 | 1 | - | Unknown |
| Tuatara Capital, L.P. CRD: 281913 | - | 0 | 0 | - | Unknown |
| Tublin - Difusco Advisors Inc. CRD: 125801 | - | 0 | 1 | - | Unknown |
| Tubreauxs Wealth & Legacy Solutions CRD: 291856 | - | 0 | 2 | - | Unknown |
| Tucker & Green Wealth Advisors, LLC CRD: 324759 | - | 0 | 0 | - | Unknown |
| Tucker Anthony Incorporated CRD: 837 | - | 67 | 0 | F | INACTIVE |
| Tucker Asset Management LLC CRD: 174844 | - | 0 | 59 | - | Unknown |
| Tucker Capital Corporation CRD: 11893 | - | 0 | 0 | A | INACTIVE |
| Tucker Financial Group CRD: 298292 | - | 0 | 1 | - | Unknown |
| Tucker Investment Advisors, Inc CRD: 115943 | - | 0 | 0 | - | Unknown |
| Tucker Investment Counsel CRD: 309704 | - | 0 | 0 | - | Unknown |
| Tucker Wealth Advisory CRD: 329354 | - | 0 | 1 | - | Unknown |
| Tucker's Farm CRD: 333720 | - | 0 | 0 | - | Unknown |
| Tucker's Farm 1 LLC CRD: 322306 | - | 0 | 0 | - | Unknown |
| Tucker's Farm 3, LLC CRD: 327692 | - | 0 | 1 | - | Unknown |
| Tudor Advisors LLC CRD: 297885 | - | 0 | 1 | - | Unknown |
| Tudor Financial, Inc. CRD: 121495 | - | 0 | 4 | - | Unknown |
| Tudor Investment Corporation CRD: 159792 | - | 0 | 1 | - | Unknown |
| Tudor Pickering Holt & Co Advisors LP CRD: 158253 | - | 0 | 0 | A | INACTIVE |
| Tudor Securities, LLC CRD: 287782 | FL | 0 | 2 | A | Active |
| Tudor, Pickering, Holt & Co. Securities, LLC CRD: 129772 | - | 3 | 0 | C | INACTIVE |
| Tuesday Capital Management, L.L.C. CRD: 162711 | - | 0 | 1 | - | Unknown |
| Tufano, Frank Anthony CRD: 124980 | - | 0 | 0 | A | INACTIVE |
| Tufton Capital Management, LLC CRD: 113543 | - | 0 | 1 | - | Unknown |
| Tugar Capital Management, L.P. CRD: 131630 | - | 0 | 0 | - | Unknown |
| Tugboat Ventures CRD: 162076 | - | 0 | 1 | - | Unknown |
| Tuggle & Russell, L.L.C. CRD: 124177 | - | 0 | 1 | - | Unknown |
| Tukman Grossman Capital Management, Inc. CRD: 105621 | - | 0 | 0 | - | Unknown |