Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tula Investment Group LLC CRD: 168102 | - | 0 | 2 | - | Unknown |
| Tulip Financial Planning LLC CRD: 336306 | - | 0 | 1 | - | Unknown |
| Tuliptree Advisors CRD: 329872 | - | 0 | 1 | - | Unknown |
| Tull Financial Group, Inc. CRD: 112235 | - | 0 | 2 | - | Unknown |
| Tullett & Tokyo Securities, Inc. CRD: 19595 | - | 2 | 0 | B | INACTIVE |
| Tullett Liberty Brokerage Inc. CRD: 19717 | - | 1 | 0 | B | INACTIVE |
| Tullett Prebon Financial Services LLC CRD: 28196 | - | 17 | 0 | F | INACTIVE |
| Tullis Health Investors CRD: 162906 | - | 0 | 0 | - | Unknown |
| Tullis Health Investors CRD: 288036 | - | 0 | 1 | - | Unknown |
| Tullis-Dickerson Securities L.P. CRD: 30360 | - | 0 | 0 | A | INACTIVE |
| Tully & Co. Investments, LLC CRD: 119862 | - | 0 | 0 | - | Unknown |
| Tully & Holland, Incorporated CRD: 30029 | MA | 0 | 2 | A | Active |
| Tulsa Properties Securities, Inc. CRD: 28132 | - | 0 | 0 | A | INACTIVE |
| Tuma Financial, LLC CRD: 286365 | - | 0 | 1 | - | Unknown |
| Tumm Capital LLC CRD: 305701 | - | 0 | 0 | - | Unknown |
| Tummala Wealth Management, LLC CRD: 329806 | - | 0 | 0 | - | Unknown |
| Tumolo Wealth Management LLC CRD: 330567 | - | 0 | 1 | - | Unknown |
| Tumwater Wealth Management, LLC CRD: 300443 | - | 0 | 1 | - | Unknown |
| Tundra Angels, LLC CRD: 322558 | - | 0 | 1 | - | Unknown |
| Tundra Ventures CRD: 334274 | - | 0 | 1 | - | Unknown |
| Tunitas Ventures Management, LLC CRD: 323749 | - | 0 | 1 | - | Unknown |
| Tuohy Brothers Investment Research, Inc. CRD: 133672 | NY | 0 | 2 | A | Active |
| Tupelo Management, LLC CRD: 284364 | - | 0 | 1 | - | Unknown |
| Turas Capital Management CRD: 336516 | - | 0 | 1 | - | Unknown |
| Turbo-Calc, LLC CRD: 285335 | - | 0 | 2 | - | Unknown |
| Turcan Financial Group, Inc. CRD: 18037 | - | 0 | 0 | A | INACTIVE |
| Turchin Capital Advisors, Inc. CRD: 100920 | - | 0 | 0 | A | INACTIVE |
| Turgeon & Co CRD: 339853 | - | 0 | 1 | - | Unknown |
| Turim 21 Investimentos Ltda CRD: 286618 | - | 0 | 0 | - | Unknown |
| Turing Investments LLC CRD: 283722 | - | 0 | 0 | - | Unknown |
| Turiya Advisors Asia Limited CRD: 157703 | - | 0 | 0 | - | Unknown |
| Turk Capital LLC CRD: 174987 | - | 0 | 0 | - | Unknown |
| Turk Capital Management, Inc. CRD: 115577 | - | 0 | 0 | - | Unknown |
| Turk KUS Inc CRD: 120398 | - | 1 | 0 | B | INACTIVE |
| Turk Ventures Advisory Limited CRD: 161031 | - | 0 | 0 | - | Unknown |
| Turken Investments LLC. CRD: 308883 | - | 0 | 2 | - | Unknown |
| Turloff Financial Consulting Inc. CRD: 117465 | - | 0 | 3 | - | Unknown |
| Turman Financial Group, LLC CRD: 151121 | - | 0 | 0 | - | Unknown |
| Turn/River Management, L.P. CRD: 165897 | - | 0 | 1 | - | Unknown |
| Turn8 Private Wealth Inc. CRD: 167608 | - | 0 | 0 | - | Unknown |
| Turnbridge Capital, LLC CRD: 169843 | - | 0 | 1 | - | Unknown |
| Turnbridge RE Fund Management Company I LLC CRD: 291631 | - | 0 | 1 | - | Unknown |
| Turnbull Financial Services LLC CRD: 300015 | - | 0 | 1 | - | Unknown |
| Turncap Management LLC CRD: 312488 | - | 0 | 0 | - | Unknown |
| Turner & Sellhorn Securities, Inc. CRD: 16963 | - | 0 | 0 | A | INACTIVE |
| Turner Capital Investments, LLC CRD: 146134 | - | 0 | 2 | - | Unknown |
| Turner Financial CRD: 334842 | - | 0 | 1 | - | Unknown |
| Turner Financial Group, Inc. CRD: 134204 | - | 0 | 10 | - | Unknown |
| Turner Financial Services, Inc. CRD: 142128 | - | 0 | 1 | - | Unknown |
| Turner Investments LLC CRD: 285423 | - | 0 | 0 | - | Unknown |