Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Turner Investments, L.P. CRD: 105954 | - | 0 | 0 | - | Unknown |
| Turner Medical Marketing Services, Inc CRD: 19984 | - | 0 | 0 | A | INACTIVE |
| Turner Securities, Inc. CRD: 14721 | - | 0 | 0 | A | INACTIVE |
| Turner Wealth Advisory CRD: 290745 | - | 0 | 1 | - | Unknown |
| Turning Point Advisors, LLC CRD: 291633 | - | 0 | 1 | - | Unknown |
| Turning Point Analytics, LLC CRD: 166287 | - | 0 | 1 | - | Unknown |
| Turning Point Financial CRD: 301282 | - | 0 | 8 | - | Unknown |
| Turning Point Financial Advisory CRD: 326604 | - | 0 | 2 | - | Unknown |
| Turning Point Financial, Inc. CRD: 138008 | - | 0 | 1 | - | Unknown |
| Turning Point Financial, LLC CRD: 288911 | - | 0 | 0 | - | Unknown |
| Turning Point Planning LLC CRD: 308434 | - | 0 | 0 | - | Unknown |
| Turning Point Stewardship CRD: 149300 | - | 0 | 0 | - | Unknown |
| Turning Rock Partners, L.P. CRD: 287608 | - | 0 | 1 | - | Unknown |
| Turningblock Capital LLC CRD: 123547 | - | 0 | 0 | A | INACTIVE |
| Turningpoint Financial Life Planning, LLC CRD: 150192 | - | 0 | 0 | - | Unknown |
| Turnkeough Wealth Management, Inc. CRD: 286105 | - | 0 | 0 | - | Unknown |
| Turnmark Capital LLC CRD: 146892 | - | 0 | 0 | - | Unknown |
| Turnspire Capital Partners LLC CRD: 311053 | - | 0 | 1 | - | Unknown |
| Turnstone Financial CRD: 170738 | - | 0 | 1 | - | Unknown |
| Turnstone, Inc. CRD: 22570 | - | 0 | 0 | A | INACTIVE |
| Turov Investment Group Inc. CRD: 124856 | - | 0 | 0 | - | Unknown |
| Turpin & Associates Inc CRD: 122841 | - | 0 | 2 | - | Unknown |
| Turrentine Financial Services LLC CRD: 324448 | - | 0 | 1 | - | Unknown |
| Turret Capital Management CRD: 283955 | - | 0 | 0 | - | Unknown |
| Turret Investments, LLC CRD: 307791 | - | 0 | 2 | - | Unknown |
| Turtair Capital Advisors CRD: 152256 | - | 0 | 1 | - | Unknown |
| Turtle BAY Group, Inc. CRD: 155507 | - | 0 | 3 | - | Unknown |
| Turtle Creek Asset Management Inc. CRD: 271033 | - | 0 | 0 | - | Unknown |
| Turtle Creek Trust CRD: 140212 | - | 0 | 2 | - | Unknown |
| Turtle Creek Wealth Advisors, LLC CRD: 322998 | - | 0 | 8 | - | Unknown |
| Turtle Creek Wealthcare CRD: 142312 | - | 0 | 2 | - | Unknown |
| Turtle Lane Partners, Ltd. CRD: 286082 | - | 0 | 0 | - | Unknown |
| Turtle Ship LLC CRD: 331979 | - | 0 | 0 | - | Unknown |
| Turtle Signature Management LLC CRD: 287681 | - | 0 | 0 | - | Unknown |
| Turtur & Associates, Inc. CRD: 11073 | - | 0 | 0 | A | INACTIVE |
| Turzitti, Samuel Anthony CRD: 38031 | - | 0 | 0 | A | INACTIVE |
| Tuscan Capital Management, LLC CRD: 330705 | - | 0 | 1 | - | Unknown |
| Tuscan Ridge Asset Management LLC CRD: 292753 | - | 0 | 0 | - | Unknown |
| Tuscany Equity Management Corporati0N CRD: 20016 | - | 0 | 0 | A | INACTIVE |
| Tuschner & Company, Inc. CRD: 36037 | - | 0 | 0 | A | INACTIVE |
| Tushaus Financial Management Group, L.L.C. CRD: 311456 | - | 0 | 0 | - | Unknown |
| Tushaus Wealth Management CRD: 314067 | - | 0 | 3 | - | Unknown |
| Tushingham Wealth Strategies, LLC CRD: 171219 | - | 0 | 0 | - | Unknown |
| Tusk Venture Partners Advisor LLC CRD: 301055 | - | 0 | 1 | - | Unknown |
| Tusk Ventures Management, LLC CRD: 300907 | - | 0 | 1 | - | Unknown |
| Tusker Capital, LLC CRD: 158300 | - | 0 | 1 | - | Unknown |
| Tusker Wealth Management, LLC CRD: 300005 | - | 0 | 1 | - | Unknown |
| Tutela Advisory Group CRD: 342176 | - | 0 | 1 | - | Unknown |
| Tuton, DI Ianni & Draizin, Inc. CRD: 8004 | - | 0 | 0 | A | INACTIVE |
| Tuttle Capital Management, LLC CRD: 164937 | - | 0 | 4 | - | Unknown |