Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tuttle Financial Services, Ltd. CRD: 141505 | - | 0 | 1 | - | Unknown |
| Tuttle Securities Corporation CRD: 6897 | - | 0 | 0 | A | INACTIVE |
| Tuttle Ventures, LLC CRD: 315489 | - | 0 | 0 | - | Unknown |
| Tuttle Wealth Management, LLC CRD: 123767 | - | 0 | 0 | - | Unknown |
| Tuttle Wealth Partners LLC CRD: 338406 | - | 0 | 4 | - | Unknown |
| Tuvak Investments LLC CRD: 336216 | - | 0 | 1 | - | Unknown |
| Tuve Investment Management, Inc. CRD: 226702 | - | 0 | 1 | - | Unknown |
| Tuvin & Tuvin, Ltd. CRD: 122255 | - | 0 | 1 | - | Unknown |
| Tuxedo Capital Partners, LLC CRD: 165049 | - | 0 | 0 | A | INACTIVE |
| Tuyyo Planning Group CRD: 298052 | - | 0 | 1 | - | Unknown |
| TVA Capital, LLC CRD: 135442 | - | 2 | 0 | B | INACTIVE |
| Tvamp, LLC CRD: 160321 | - | 0 | 5 | - | Unknown |
| TVC Capital Management, LLC CRD: 163541 | - | 0 | 1 | - | Unknown |
| TVC LLC CRD: 306430 | - | 0 | 1 | - | Unknown |
| TVF Capital Management Limited CRD: 163760 | - | 0 | 0 | - | Unknown |
| TVM Advisors CRD: 293588 | - | 0 | 1 | - | Unknown |
| TVM Capital CRD: 163458 | - | 0 | 0 | - | Unknown |
| TVM Capital CRD: 163457 | - | 0 | 0 | - | Unknown |
| TVM Life Science Management, Inc. CRD: 298559 | - | 0 | 0 | - | Unknown |
| TVN Wealth Management Inc CRD: 314079 | - | 0 | 0 | - | Unknown |
| TVR Capital CRD: 282572 | - | 0 | 0 | - | Unknown |
| TVV Advisers, LLC CRD: 322542 | - | 0 | 1 | - | Unknown |
| TVV Capital CRD: 163780 | - | 0 | 1 | - | Unknown |
| TVV GP II, LLC CRD: 319542 | - | 0 | 1 | - | Unknown |
| TVV GP, LLC CRD: 319541 | - | 0 | 1 | - | Unknown |
| TW Advisors CRD: 117295 | - | 0 | 0 | - | Unknown |
| TW Investment Firm, LLC CRD: 282457 | - | 0 | 0 | - | Unknown |
| Twams Financial Planning, LLC CRD: 157412 | - | 0 | 0 | - | Unknown |
| TWC Capital Corp. CRD: 17981 | - | 0 | 0 | A | INACTIVE |
| TWC Corporation CRD: 13501 | - | 0 | 0 | A | INACTIVE |
| TWC Securities Corporation CRD: 37298 | - | 0 | 0 | A | INACTIVE |
| TWD Securities, LLC CRD: 143380 | CA | 0 | 2 | A | Active |
| Tweddell Goldberg Investment Management CRD: 141634 | - | 0 | 3 | - | Unknown |
| Tweed Capital Management, LLC CRD: 292176 | - | 0 | 1 | - | Unknown |
| Tweedy, Browne Company LLC CRD: 6857 | - | 2 | 1 | B | INACTIVE |
| Tweet Management Services, Inc. CRD: 156730 | - | 0 | 1 | - | Unknown |
| Twele Capital Management, Inc. CRD: 130239 | - | 0 | 1 | - | Unknown |
| Twelve Below CRD: 318447 | - | 0 | 1 | - | Unknown |
| Twelve Capital (UK) Ltd CRD: 281770 | - | 0 | 0 | - | Unknown |
| Twelve Points Wealth Management CRD: 171107 | - | 0 | 3 | - | Unknown |
| Twelve TWO Capital LLC CRD: 297748 | - | 0 | 1 | - | Unknown |
| Twenty CRD: 298923 | - | 0 | 0 | - | Unknown |
| Twenty CRD: 318421 | - | 0 | 0 | - | Unknown |
| Twenty Acre Capital LP CRD: 306381 | - | 0 | 0 | - | Unknown |
| Twenty Fifty Capital CRD: 281087 | - | 0 | 1 | - | Unknown |
| Twenty First Investors CRD: 115715 | - | 0 | 2 | - | Unknown |
| Twenty Twenty Investment Advisors, LLC CRD: 128086 | - | 0 | 4 | - | Unknown |
| Twenty TWO Ventures, L.L.C. CRD: 328955 | - | 0 | 1 | - | Unknown |
| Twenty TWO Ventures, LLC CRD: 301520 | - | 0 | 0 | - | Unknown |
| Twenty VC LLP CRD: 316359 | - | 0 | 0 | - | Unknown |