Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Twine Ventures Management LLC CRD: 322551 | - | 0 | 1 | - | Unknown |
| Twinleaf Financial Advisors CRD: 323737 | - | 0 | 1 | - | Unknown |
| Twinleaf Management LLC CRD: 159890 | - | 0 | 0 | - | Unknown |
| Twist Capital LLC CRD: 307867 | - | 0 | 0 | - | Unknown |
| TWM Wealth Management Corp CRD: 321103 | - | 0 | 1 | - | Unknown |
| TWO Bear Capital Operations, LLC CRD: 313927 | - | 0 | 1 | - | Unknown |
| TWO Capital, LLC CRD: 334393 | - | 0 | 1 | - | Unknown |
| TWO Centuries Investments, LLC CRD: 299570 | - | 0 | 2 | - | Unknown |
| TWO Creeks Capital Management, LP CRD: 171848 | - | 0 | 1 | - | Unknown |
| TWO Eagle Investments CRD: 157921 | - | 0 | 0 | - | Unknown |
| TWO Firs Financial CRD: 298206 | - | 0 | 1 | - | Unknown |
| TWO Fish Management CRD: 149612 | - | 0 | 1 | - | Unknown |
| TWO Grahams Capital Management, LLC CRD: 325467 | - | 0 | 0 | - | Unknown |
| TWO Hawks Capital Management, LP CRD: 342299 | - | 0 | 1 | - | Unknown |
| TWO Lanterns Venture Capital, LLC CRD: 307674 | - | 0 | 1 | - | Unknown |
| TWO Oaks Investment Management, LLC CRD: 157874 | - | 0 | 0 | - | Unknown |
| TWO Palms Financial CRD: 333588 | - | 0 | 2 | - | Unknown |
| TWO Parks Capital LLC CRD: 333142 | - | 0 | 1 | - | Unknown |
| TWO Pillars Asset Management CRD: 300859 | - | 0 | 2 | - | Unknown |
| TWO Point Capital Management, Inc. CRD: 131816 | - | 0 | 1 | - | Unknown |
| TWO Point Royal, LLC CRD: 167716 | - | 0 | 0 | A | INACTIVE |
| TWO Prime LLC CRD: 316015 | - | 0 | 1 | - | Unknown |
| TWO Punks Capital LLC CRD: 317789 | - | 0 | 1 | - | Unknown |
| TWO Ravens, LLC CRD: 327266 | - | 0 | 1 | - | Unknown |
| TWO Rivers Brokerage Company, Inc. CRD: 13372 | - | 0 | 0 | A | INACTIVE |
| TWO Rivers Capital Consulting CRD: 169926 | - | 0 | 0 | - | Unknown |
| TWO Rivers Trading Group LLC CRD: 158549 | - | 1 | 0 | B | INACTIVE |
| TWO Roads Capital, LLC CRD: 343257 | - | 0 | 1 | - | Unknown |
| TWO Roads Partners Management, LP CRD: 326470 | - | 0 | 1 | - | Unknown |
| TWO Seas Capital LP CRD: 310191 | - | 0 | 1 | - | Unknown |
| TWO Sigma Advisers, LP CRD: 152254 | - | 0 | 0 | - | Unknown |
| TWO Sigma Execution Services, LLC CRD: 327341 | NY | 0 | 2 | A | Active |
| TWO Sigma Investments, LP CRD: 137137 | - | 0 | 1 | - | Unknown |
| TWO Sigma Investor Solutions, LP CRD: 286109 | - | 0 | 0 | - | Unknown |
| TWO Sigma Real Estate, LP CRD: 324210 | - | 0 | 1 | - | Unknown |
| TWO Sigma Securities, LLC CRD: 148960 | NY | 18 | 25 | B | Active |
| TWO Sigma Ventures, LP CRD: 295416 | - | 0 | 1 | - | Unknown |
| TWO Three Five CRD: 329833 | - | 0 | 1 | - | Unknown |
| TWO Trails Financial Planning CRD: 332553 | - | 0 | 1 | - | Unknown |
| TWO Trees Investment Management PTY Limited CRD: 298785 | - | 0 | 0 | - | Unknown |
| TWO Twelve Planning, Inc. CRD: 292116 | - | 0 | 1 | - | Unknown |
| TWO West CRD: 226669 | - | 0 | 0 | - | Unknown |
| TWO West Capital Advisors LLC CRD: 154543 | - | 0 | 2 | - | Unknown |
| TWO39 Ventures, LLC CRD: 309354 | - | 0 | 0 | - | Unknown |
| Twogood Financial Services, Inc. CRD: 323812 | - | 0 | 3 | - | Unknown |
| Twombly Asset Management LLC CRD: 151610 | - | 0 | 2 | - | Unknown |
| Twomey Securities Incorporated CRD: 14833 | - | 0 | 0 | A | INACTIVE |
| Twoten Planning, PLLC CRD: 329989 | - | 0 | 1 | - | Unknown |
| Twru Private Wealth Management, LLC CRD: 117222 | - | 0 | 2 | - | Unknown |
| TWS Financial, LLC. CRD: 128572 | - | 8 | 0 | D | INACTIVE |