Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| TX Capital (HK) Limited CRD: 298424 | - | 0 | 0 | - | Unknown |
| TXL Securities Corporation CRD: 11533 | - | 0 | 0 | A | INACTIVE |
| Txre Advisers, LLC CRD: 160388 | - | 0 | 1 | - | Unknown |
| TY Ebright & Associates, Inc. CRD: 10271 | - | 0 | 0 | A | INACTIVE |
| TY Rollins, Inc. CRD: 321753 | - | 0 | 1 | - | Unknown |
| TY Tornincasa Financial Wealth Management, LLC CRD: 167795 | - | 0 | 0 | - | Unknown |
| TY View Capital, LLC CRD: 164803 | - | 0 | 0 | - | Unknown |
| Tyack Capital Management LLC CRD: 312333 | - | 0 | 0 | - | Unknown |
| Tybourne Capital Management (HK) Ltd CRD: 164723 | - | 0 | 0 | - | Unknown |
| Tyche Asset Management LLC CRD: 314569 | - | 0 | 0 | - | Unknown |
| Tyche Partners Management, LLC CRD: 281941 | - | 0 | 0 | - | Unknown |
| Tyche Securities Inc. CRD: 3627 | - | 0 | 0 | A | INACTIVE |
| TYGH Capital Management, Inc. CRD: 131898 | - | 0 | 0 | - | Unknown |
| Tykhe Securities, LLC CRD: 150977 | - | 0 | 0 | A | INACTIVE |
| Tyler & Associates CRD: 119165 | - | 0 | 0 | - | Unknown |
| Tyler Capital CRD: 167449 | - | 0 | 0 | - | Unknown |
| Tyler Investment CRD: 148013 | - | 0 | 0 | - | Unknown |
| Tyler Street Capital CRD: 340011 | - | 0 | 1 | - | Unknown |
| Tyler-Stone Wealth Management, LLC CRD: 173667 | - | 0 | 0 | - | Unknown |
| TYM Securities, Inc. CRD: 40748 | - | 7 | 0 | D | INACTIVE |
| Tyme Advisors CRD: 285212 | - | 0 | 1 | - | Unknown |
| Tyndale Investments, LLC CRD: 163581 | - | 0 | 2 | - | Unknown |
| Tyndall Stroud Wealth Management, LLC CRD: 134102 | - | 0 | 1 | - | Unknown |
| Tyner Capital Management Investment Counsel, Inc. CRD: 113586 | - | 0 | 2 | - | Unknown |
| Type ONE Management CRD: 331097 | - | 0 | 0 | - | Unknown |
| Typhon Advisors, LLC CRD: 339537 | - | 0 | 1 | - | Unknown |
| Typhon Capital Management, LLC CRD: 318017 | - | 0 | 0 | - | Unknown |
| Typhoon Partners LLC CRD: 327521 | - | 0 | 1 | - | Unknown |
| Typhos Investment Management LLC CRD: 317448 | - | 0 | 1 | - | Unknown |
| TYR Capital Advisors, LLC CRD: 326208 | - | 0 | 1 | - | Unknown |
| TYR Capital Partners Sarl CRD: 318980 | - | 0 | 0 | - | Unknown |
| TYR Securities LLC CRD: 339837 | - | 0 | 1 | - | Unknown |
| Tyree & D'angelo Partners CRD: 292012 | - | 0 | 0 | - | Unknown |
| Tyree & D'angelo Partners Management LP CRD: 298088 | - | 0 | 1 | - | Unknown |
| Tyrell LLC CRD: 336576 | - | 0 | 1 | - | Unknown |
| Tyrian Investments, L.P. CRD: 160325 | - | 0 | 0 | - | Unknown |
| Tyro Capital Management, LLC CRD: 312329 | - | 0 | 1 | - | Unknown |
| Tyrus Capital S.A.M. CRD: 164398 | - | 0 | 0 | - | Unknown |
| Tyton Wealth CRD: 329211 | - | 0 | 1 | - | Unknown |
| Tyus Financial Group LLC CRD: 331455 | - | 0 | 1 | - | Unknown |
| Tyvor Capital, LLC CRD: 168592 | - | 0 | 0 | - | Unknown |
| TZ Clear LLC CRD: 8089 | TX | 5 | 2 | C | Active |
| Tzero Capital Partners, LLC CRD: 340667 | - | 0 | 1 | - | Unknown |
| Tzero Digital Asset Securities, LLC CRD: 316189 | NJ | 0 | 3 | A | Active |
| Tzero Markets CRD: 304537 | - | 0 | 0 | A | INACTIVE |
| Tzero Securities, LLC CRD: 123421 | NJ | 1 | 3 | B | Active |
| TZP Management Associates, LLC CRD: 160907 | - | 0 | 1 | - | Unknown |
| U First Capital, LLC CRD: 300597 | - | 0 | 1 | - | Unknown |
| U S G M Securities, Inc. CRD: 7866 | - | 0 | 0 | A | INACTIVE |
| U S Participations Ltd. CRD: 15579 | - | 0 | 0 | A | INACTIVE |