Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Evans Wealth Management CRD: 151640 | — | 0 | 1 | A | Unknown |
| Evanston Advisors CRD: 106269 | — | 0 | 0 | A | Unknown |
| Evart, Young & Hobbs Investment Management CRD: 110263 | — | 0 | 1 | A | Unknown |
| Evati Advisory CRD: 289281 | — | 0 | 0 | A | Unknown |
| EVC Management LLC CRD: 318737 | — | 0 | 1 | A | Unknown |
| EVE Investing CRD: 321851 | — | 0 | 0 | A | Unknown |
| EVE Partners CRD: 307661 | — | 0 | 1 | A | Unknown |
| EVE Schniebolk, CFP. CRD: 149235 | — | 0 | 0 | A | Unknown |
| EVE Wealth CRD: 334657 | — | 0 | 1 | A | Unknown |
| Even Herd LLC CRD: 329728 | — | 0 | 1 | A | Unknown |
| Even Keel Advisors CRD: 313728 | — | 0 | 1 | A | Unknown |
| Evenkiehl, LLC CRD: 314795 | — | 0 | 1 | A | Unknown |
| Eventshares CRD: 288305 | — | 0 | 0 | A | Unknown |
| Evercore Group L.L.C. CRD: 42405 | NY | 3 | 27 | B | Active |
| Evercove Wealth LLC CRD: 338324 | — | 0 | 1 | A | Unknown |
| Everett Harris & Co CRD: 106830 | — | 0 | 7 | A | Unknown |
| Evergreen Mountain Equity Partners, LLC CRD: 321818 | — | 0 | 1 | A | Unknown |
| Evergreen RIA, LLC CRD: 324526 | — | 0 | 1 | A | Unknown |
| Evergreen Wealth CRD: 168998 | — | 0 | 7 | A | Unknown |
| Evergreenbay Group LLC CRD: 285569 | — | 0 | 1 | A | Unknown |
| Evergrove Investments CRD: 307473 | — | 0 | 0 | A | Unknown |
| Everingham O'malley CRD: 135416 | — | 0 | 0 | A | Unknown |
| Everlane Equity Partners, LLC CRD: 300133 | — | 0 | 1 | A | Unknown |
| Everleap Financial Planning CRD: 339081 | — | 0 | 1 | A | Unknown |
| Everlong Financial CRD: 172634 | — | 0 | 1 | A | Unknown |
| Evermont Wealth CRD: 168581 | — | 0 | 4 | A | Unknown |
| Eversept Partners, L.P. CRD: 282358 | — | 0 | 1 | A | Unknown |
| Everspire CRD: 222515 | — | 0 | 9 | A | Unknown |
| Everstream Energy Capital Advisers, LLC CRD: 167493 | — | 0 | 0 | A | Unknown |
| Evertrust Group Inc CRD: 340177 | — | 0 | 1 | A | Unknown |
| Everview Partners, L.P. CRD: 334067 | — | 0 | 1 | A | Unknown |
| Everwealth CRD: 129458 | — | 0 | 3 | A | Unknown |
| Everyield Investments CRD: 165668 | — | 0 | 0 | A | Unknown |
| Evestia Financial CRD: 313074 | — | 0 | 1 | A | Unknown |
| Evexia Wealth, LLC CRD: 323788 | — | 0 | 6 | A | Unknown |
| Evidence Wealth, LLC CRD: 314767 | — | 0 | 1 | A | Unknown |
| Evident Financial CRD: 281661 | — | 0 | 1 | A | Unknown |
| Evident Wealth CRD: 226630 | — | 0 | 0 | A | Unknown |
| Evla Hills Equity Services LLC CRD: 142446 | — | 0 | 2 | A | Unknown |
| Evoadvisers CRD: 149615 | — | 0 | 2 | A | Unknown |
| Evoke Advisors CRD: 300856 | — | 0 | 8 | A | Unknown |
| Evolution Equity Partners CRD: 319748 | — | 0 | 1 | A | Unknown |
| Evolution Securities US Inc. CRD: 28275 | — | 2 | 0 | B | INACTIVE |
| Evolve CRD: 293596 | — | 0 | 0 | A | Unknown |
| Evolve Financial CRD: 309676 | — | 0 | 2 | A | Unknown |
| Evozen Wealth, LLC CRD: 297960 | — | 0 | 0 | A | Unknown |
| EVP Securities, LLC CRD: 117728 | — | 0 | 0 | A | INACTIVE |
| EVR Research LP CRD: 283385 | — | 0 | 1 | A | Unknown |
| EW Adviser, LLC CRD: 316118 | — | 0 | 1 | A | Unknown |
| EWA, LLC CRD: 308977 | — | 0 | 2 | A | Unknown |