Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ethos Private Equity CRD: 162657 | — | 0 | 0 | A | Unknown |
| Ethos Securities Corp. CRD: 125605 | — | 0 | 0 | A | INACTIVE |
| Ethos Securities SP CRD: 32445 | — | 0 | 0 | A | INACTIVE |
| Ethtrust, Inc. CRD: 317265 | — | 0 | 0 | A | Unknown |
| ETI Services, Inc. CRD: 14838 | — | 0 | 0 | A | INACTIVE |
| Etiam Capital, LLC CRD: 159525 | — | 0 | 0 | A | Unknown |
| Etico Partners, LLC CRD: 122481 | NY | 1 | 7 | B | Active |
| Etna Capital CRD: 330644 | — | 0 | 0 | A | Unknown |
| Eton Advisors CRD: 289395 | — | 0 | 1 | A | Unknown |
| Eton Advisors, LP CRD: 147745 | — | 0 | 0 | A | Unknown |
| Eton Park Capital Management, L.P. CRD: 156930 | — | 0 | 0 | A | Unknown |
| Eton Securities Corp. CRD: 17049 | — | 0 | 0 | A | INACTIVE |
| Etoro USA Securities Inc. CRD: 298361 | NJ | 1 | 4 | B | Active |
| ETP Wealth Management CRD: 312967 | — | 0 | 0 | A | Unknown |
| Etre LLC CRD: 121355 | — | 0 | 2 | A | Unknown |
| Etrier CRD: 150513 | — | 0 | 0 | A | Unknown |
| ETS Securities, Inc. CRD: 47647 | — | 0 | 0 | A | INACTIVE |
| Etshokin, David CRD: 42120 | — | 0 | 0 | A | INACTIVE |
| Etshokin, LLC CRD: 107014 | — | 0 | 0 | A | INACTIVE |
| Etspreads, LLC CRD: 148363 | — | 0 | 0 | A | Unknown |
| ETY Trading, LLC CRD: 122650 | — | 0 | 0 | A | INACTIVE |
| ETZ Advisory LLC CRD: 334861 | — | 0 | 1 | A | Unknown |
| Eubanks Financial CRD: 306185 | — | 0 | 2 | A | Unknown |
| Euclid Harding, LLC CRD: 336693 | — | 0 | 1 | A | Unknown |
| Euclidsr Corporation CRD: 162632 | — | 0 | 0 | A | Unknown |
| Eudaimonia Wealth CRD: 305431 | — | 0 | 1 | A | Unknown |
| Eugenias Advisory Group, LLC CRD: 146177 | — | 0 | 0 | A | Unknown |
| Eugenio Financial CRD: 143260 | — | 0 | 1 | A | Unknown |
| Euler & Co. CRD: 1767 | — | 0 | 0 | A | INACTIVE |
| Eurazeo Partners CRD: 172224 | — | 0 | 0 | A | Unknown |
| Eurazeo PME CRD: 289211 | — | 0 | 0 | A | Unknown |
| Eureka Equity Partners CRD: 159236 | — | 0 | 1 | A | Unknown |
| Eureka Options, LLC CRD: 126859 | — | 0 | 0 | A | INACTIVE |
| Eurizon SLJ CRD: 293605 | — | 0 | 0 | A | Unknown |
| Euro American Capital Corp. CRD: 18297 | — | 0 | 0 | A | INACTIVE |
| Euro-American Equities, Inc. CRD: 25936 | WA | 0 | 2 | A | Active |
| Euroamerican Financial Limited L.L.C. CRD: 38886 | — | 1 | 0 | B | INACTIVE |
| Euronet Securities Corp. CRD: 48010 | — | 1 | 0 | B | INACTIVE |
| Eustace Advisors CRD: 323440 | — | 0 | 1 | A | Unknown |
| EV Management Company CRD: 301096 | — | 0 | 1 | A | Unknown |
| EV Private Equity US Inc. CRD: 163538 | — | 0 | 0 | A | Unknown |
| EV3 Ventures LLC CRD: 323090 | — | 0 | 1 | A | Unknown |
| EVA Investing LLC CRD: 316234 | — | 0 | 0 | A | Unknown |
| Evan Capital CRD: 282114 | — | 0 | 1 | A | Unknown |
| Evan Press, CFP® CRD: 289378 | — | 0 | 0 | A | Unknown |
| Evan R. Rosser & Company CRD: 3228 | — | 0 | 0 | A | INACTIVE |
| Evans & Co., Inc. CRD: 268 | — | 0 | 0 | A | INACTIVE |
| Evans & Hughes Inc. CRD: 11881 | — | 0 | 0 | A | INACTIVE |
| Evans Investments L.L.C. CRD: 103777 | — | 0 | 0 | A | INACTIVE |
| Evans JR., John Joseph CRD: 34004 | — | 0 | 0 | A | INACTIVE |