Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Barrel Park Investments CRD: 290166 | - | 0 | 0 | - | Unknown |
| Barrel Rate Capital, L.L.C. CRD: 324527 | - | 0 | 1 | - | Unknown |
| Barrel Strength Partners LLC CRD: 334049 | - | 0 | 1 | - | Unknown |
| Barrel Ventures Management, LLC CRD: 330756 | - | 0 | 1 | - | Unknown |
| Barrell Investment Group, Inc. CRD: 290143 | - | 0 | 0 | - | Unknown |
| Barrett & Company CRD: 1175 | RI | 17 | 3 | D | Active |
| Barrett Asset Management, LLC CRD: 157047 | - | 0 | 0 | - | Unknown |
| Barrett Capital Management,LLC CRD: 117272 | - | 0 | 4 | - | Unknown |
| Barrett Capital Partners CRD: 314619 | - | 0 | 1 | - | Unknown |
| Barrett DAY Securities, Inc. CRD: 17717 | - | 0 | 0 | A | INACTIVE |
| Barrett FP LLC CRD: 336268 | - | 0 | 1 | - | Unknown |
| Barrett Securities Inc. CRD: 47534 | - | 13 | 0 | D | INACTIVE |
| Barrett Upton Capital Partners CRD: 326104 | - | 0 | 1 | - | Unknown |
| Barrett Wealth Connection LLC CRD: 161020 | - | 0 | 1 | - | Unknown |
| Barrett Wealth Management CRD: 125550 | - | 0 | 1 | - | Unknown |
| Barretto Securities Inc CRD: 113334 | - | 1 | 0 | B | INACTIVE |
| Barrick Financial Inc. CRD: 296810 | - | 0 | 0 | - | Unknown |
| Barrier Capital Management, LLC CRD: 312294 | - | 0 | 1 | - | Unknown |
| Barriger & Barriger Incorporated CRD: 39324 | - | 1 | 0 | B | INACTIVE |
| Barringer Ryan Vance, Inc. CRD: 22756 | - | 0 | 0 | A | INACTIVE |
| Barrington Asset Management, Inc. CRD: 113740 | - | 0 | 4 | - | Unknown |
| Barrington Associates CRD: 25626 | - | 2 | 0 | B | INACTIVE |
| Barrington Capital Management Inc CRD: 105005 | - | 0 | 0 | - | Unknown |
| Barrington Capital Management, Inc. CRD: 115603 | - | 0 | 3 | - | Unknown |
| Barrington Financial Advisors, Inc. CRD: 109386 | - | 0 | 0 | - | Unknown |
| Barrington Research Associates, Inc. CRD: 13820 | IL | 1 | 2 | B | Active |
| Barrington Securities, Inc. CRD: 14021 | - | 0 | 0 | A | INACTIVE |
| Barrington Strategic Wealth Management Group LLC CRD: 149472 | - | 0 | 0 | - | Unknown |
| Barrington Trading Company CRD: 7573 | - | 0 | 0 | A | INACTIVE |
| Barrister CRD: 153598 | - | 0 | 1 | - | Unknown |
| Barron Chase Securities, Inc. CRD: 18969 | - | 44 | 0 | F | INACTIVE |
| Barron Financial Group, LLP CRD: 140504 | - | 0 | 1 | - | Unknown |
| Barron Moore, Inc. CRD: 123521 | - | 3 | 0 | C | INACTIVE |
| Barron, Marshall & Kamen Co., Inc. CRD: 2390 | - | 0 | 0 | A | INACTIVE |
| Barrow & Powers Financial Services, Inc. CRD: 140890 | - | 0 | 0 | - | Unknown |
| Barrow Asset Management, Inc. CRD: 157001 | - | 0 | 0 | - | Unknown |
| Barrow Hanley Global Investors CRD: 105519 | - | 0 | 5 | - | Unknown |
| Barrow Street Advisors LLC CRD: 167549 | - | 0 | 0 | - | Unknown |
| Barrow Street Capital LLC CRD: 164762 | - | 0 | 0 | - | Unknown |
| Barry Berkman CRD: 11815 | - | 0 | 0 | A | INACTIVE |
| Barry Capital Management, Inc. CRD: 119772 | - | 0 | 0 | - | Unknown |
| Barry E. Reynolds CPA PC CRD: 172368 | - | 0 | 1 | - | Unknown |
| Barry Earl Kaufman CRD: 10616 | - | 0 | 0 | A | INACTIVE |
| Barry F.T. Bolker CRD: 134853 | - | 0 | 2 | - | Unknown |
| Barry Investment Advisors, LLC CRD: 144955 | - | 0 | 4 | - | Unknown |
| Barry M. Danzinger, CPA, P.A. CRD: 141749 | - | 0 | 0 | - | Unknown |
| Barry Murphy & Company, Inc. CRD: 6872 | - | 7 | 0 | D | INACTIVE |
| Barrytown Trading LP CRD: 104409 | - | 1 | 0 | B | INACTIVE |
| Barrytown Trading, LLC CRD: 120495 | - | 0 | 0 | A | INACTIVE |
| Barsky, Robert F CRD: 33278 | - | 1 | 0 | B | INACTIVE |