Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Equityftw CRD: 331508 | — | 0 | 1 | A | Unknown |
| Equitytrust CRD: 127412 | — | 0 | 2 | A | Unknown |
| Equityzen, Inc. CRD: 174127 | — | 0 | 0 | A | Unknown |
| Equius Partners, Inc. CRD: 110450 | — | 0 | 0 | A | Unknown |
| Equivest of Maine, Inc. CRD: 15313 | — | 0 | 0 | A | INACTIVE |
| Equivest, Inc. CRD: 14010 | — | 0 | 0 | A | INACTIVE |
| Equus Management CRD: 175452 | — | 0 | 0 | A | Unknown |
| EQV Advisory, LLC CRD: 338271 | — | 0 | 1 | A | Unknown |
| EQV Capital, L.P. CRD: 335827 | — | 0 | 1 | A | Unknown |
| ERA Partners LLC CRD: 307400 | — | 0 | 1 | A | Unknown |
| ERA Southwest Securities, Inc. CRD: 15637 | — | 0 | 0 | A | INACTIVE |
| ERA3, LLC CRD: 284693 | — | 0 | 1 | A | Unknown |
| Eraam CRD: 142299 | — | 0 | 0 | A | Unknown |
| ERC Equity Group, Inc. CRD: 14880 | — | 0 | 0 | A | INACTIVE |
| Erenda Capital CRD: 328252 | — | 0 | 2 | A | Unknown |
| Erez Capital LLC CRD: 333077 | — | 0 | 0 | A | Unknown |
| ERG Securities (US) LLC CRD: 121057 | CT | 0 | 2 | A | Active |
| Ergoteles Capital CRD: 165309 | — | 0 | 0 | A | Unknown |
| Erguz, LLC CRD: 168009 | — | 0 | 1 | A | Unknown |
| Eric Vigo Bradham CRD: 134977 | — | 0 | 0 | A | Unknown |
| Erickson, Eileen Marie CRD: 113486 | — | 0 | 0 | A | Unknown |
| Erin Securities Inc. CRD: 17060 | — | 0 | 0 | A | INACTIVE |
| Eris Advisory GMBH CRD: 305936 | — | 0 | 0 | A | Unknown |
| Erke, Ernie CRD: 152501 | — | 0 | 0 | A | Unknown |
| Erlich, Simon CRD: 43528 | — | 0 | 0 | A | INACTIVE |
| Erman Retirement Advisory CRD: 113903 | — | 0 | 0 | A | Unknown |
| Ernest Salgan CRD: 283695 | — | 0 | 1 | A | Unknown |
| Ernst & Young Capital Advisors, LLC CRD: 152514 | NY | 0 | 11 | A | Active |
| Ernst & Young Investment Advisers LLP CRD: 110921 | — | 0 | 181 | A | Unknown |
| Erudite Capital CRD: 308576 | — | 0 | 0 | A | Unknown |
| Erudite Investments, Inc. CRD: 13100 | — | 0 | 0 | A | INACTIVE |
| Erupt Capital LLC CRD: 330723 | — | 0 | 1 | A | Unknown |
| Ervie ROY Group, Inc. CRD: 128521 | — | 0 | 0 | A | INACTIVE |
| ES Securities Inc. CRD: 14741 | — | 0 | 0 | A | INACTIVE |
| ESB Investments LLC CRD: 293253 | — | 0 | 0 | A | Unknown |
| Esclare Partners LLC CRD: 318544 | — | 0 | 0 | A | Unknown |
| Escp MGMT LLC CRD: 307794 | — | 0 | 1 | A | Unknown |
| ESD Advisory Services Inc CRD: 104927 | — | 0 | 1 | A | Unknown |
| ESF Equity, LP CRD: 173087 | — | 4 | 0 | C | INACTIVE |
| ESF Financial Planning Group CRD: 125508 | — | 0 | 0 | A | Unknown |
| ESG Wealth Advisors CRD: 324655 | — | 0 | 1 | A | Unknown |
| ESH, LLC CRD: 137558 | — | 0 | 0 | A | INACTIVE |
| Eshel BOT CRD: 340187 | — | 0 | 1 | A | Unknown |
| Eshoo, John Patrick CRD: 113522 | — | 0 | 0 | A | INACTIVE |
| ESI Advisors CRD: 283973 | — | 0 | 1 | A | Unknown |
| ESI Capital Management CRD: 310153 | — | 0 | 0 | A | Unknown |
| ESI Securities, Inc. CRD: 7905 | — | 0 | 0 | A | INACTIVE |
| Esico Co. CRD: 1705 | — | 1 | 0 | B | INACTIVE |
| Eskella Partners CRD: 284217 | — | 0 | 0 | A | Unknown |
| ESL Investments, Inc. CRD: 157273 | — | 0 | 0 | A | Unknown |