Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Equiam CRD: 297191 | — | 0 | 0 | A | Unknown |
| Equibond, Inc. CRD: 37378 | — | 0 | 0 | A | INACTIVE |
| Equifirst Securities Corp. CRD: 16261 | — | 0 | 0 | A | INACTIVE |
| Equilend CRD: 119107 | NY | 0 | 2 | A | Active |
| Equilibrium, LLC CRD: 290072 | — | 0 | 0 | A | Unknown |
| Equilus Group Inc CRD: 300142 | — | 0 | 3 | A | Unknown |
| Equimark Capital CRD: 16978 | — | 0 | 0 | A | INACTIVE |
| Equimax Securities CRD: 16060 | — | 0 | 0 | A | INACTIVE |
| Equimetrics LLC CRD: 44738 | — | 0 | 0 | A | INACTIVE |
| Equinet, Inc. CRD: 116175 | — | 0 | 2 | A | Unknown |
| Equinox Investments, Inc. CRD: 14736 | — | 0 | 0 | A | INACTIVE |
| Equinum, LLC CRD: 304350 | — | 0 | 5 | A | Unknown |
| Equip Capital CRD: 327071 | — | 0 | 0 | A | Unknown |
| Equip, LLC CRD: 331323 | — | 0 | 1 | A | Unknown |
| Equis Group LLC CRD: 132755 | — | 0 | 0 | A | Unknown |
| Equis PTE. Ltd. CRD: 282164 | — | 0 | 0 | A | Unknown |
| Equishares Corporation CRD: 7801 | — | 0 | 0 | A | INACTIVE |
| Equistone CRD: 162344 | — | 0 | 0 | A | Unknown |
| Equistone Partners Europe SAS CRD: 326525 | — | 0 | 0 | A | Unknown |
| Equita Financial Network, Inc. CRD: 277031 | — | 0 | 17 | A | Unknown |
| Equitable Advisors, LLC CRD: 6627 | NY | 37 | 2,311 | B | Active |
| Equitable Securities of NEW York,Inc. CRD: 14583 | — | 0 | 0 | A | INACTIVE |
| Equitec NEW York, LLC CRD: 141729 | — | 0 | 0 | A | INACTIVE |
| Equitec RS, LLC CRD: 124659 | — | 2 | 0 | B | INACTIVE |
| Equitec-Brown, LLC CRD: 100820 | — | 2 | 0 | B | INACTIVE |
| Equitec-Furman, LLC CRD: 45914 | — | 4 | 0 | C | INACTIVE |
| Equitilink U.S.A., Inc. CRD: 24935 | — | 0 | 0 | A | INACTIVE |
| Equitix CRD: 293853 | — | 0 | 0 | A | Unknown |
| Equitrade, Inc. CRD: 25295 | — | 0 | 0 | A | INACTIVE |
| Equity Alliance Group CRD: 31028 | — | 2 | 0 | B | INACTIVE |
| Equity Armor Advisors, LLC CRD: 289391 | — | 0 | 0 | A | Unknown |
| Equity Energy Corporation CRD: 10836 | — | 0 | 0 | A | INACTIVE |
| Equity Engineering, Inc. CRD: 8260 | — | 0 | 0 | A | INACTIVE |
| Equity Growth Inc. CRD: 14831 | — | 0 | 0 | A | INACTIVE |
| Equity International CRD: 156961 | — | 0 | 1 | A | Unknown |
| Equity Investment Corp CRD: 283930 | — | 0 | 3 | A | Unknown |
| Equity Investors, Inc. CRD: 11294 | — | 0 | 0 | A | INACTIVE |
| Equity Logic CRD: 154870 | — | 0 | 2 | A | Unknown |
| Equity Management, Inc. CRD: 116728 | — | 0 | 2 | A | Unknown |
| Equity Mutual Corporation CRD: 18888 | — | 0 | 0 | A | INACTIVE |
| Equity Partners, Inc. CRD: 10434 | — | 0 | 0 | A | INACTIVE |
| Equity Planning Corp. CRD: 264 | — | 0 | 0 | A | INACTIVE |
| Equity Resource Investments, LLC CRD: 161186 | — | 0 | 1 | A | Unknown |
| Equity Search Securities, Inc. CRD: 13163 | — | 0 | 0 | A | INACTIVE |
| Equity Shift, Inc. CRD: 309841 | NC | 0 | 2 | A | Active |
| Equity Station, Inc. CRD: 103620 | — | 3 | 0 | C | INACTIVE |
| Equity Story USA CRD: 317909 | — | 0 | 0 | A | Unknown |
| Equity X Investments, LLC CRD: 332527 | — | 0 | 2 | A | Unknown |
| Equity-ONE Corporation CRD: 15126 | — | 0 | 0 | A | INACTIVE |
| Equity2 LLC CRD: 307017 | — | 0 | 1 | A | Unknown |