Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Epoch Family Wealth CRD: 286107 | — | 0 | 1 | A | Unknown |
| EPP, Unipessoal LDA CRD: 333525 | — | 0 | 0 | A | Unknown |
| Eppler & Company, Inc. CRD: 18261 | — | 0 | 0 | A | INACTIVE |
| EPS Management, LLC CRD: 324988 | — | 0 | 1 | A | Unknown |
| EPS Wealth Management CRD: 158468 | — | 0 | 2 | A | Unknown |
| Epsilon Advisors ERA Series, a Series of Epsilon A… CRD: 284084 | — | 0 | 0 | A | Unknown |
| Epsilon Trading, L.L.C. CRD: 118791 | — | 0 | 0 | A | INACTIVE |
| Epstein, IRA Howard CRD: 128266 | — | 0 | 0 | A | INACTIVE |
| Epus Global Energy, LLC CRD: 298819 | — | 0 | 1 | A | Unknown |
| EQ Wealth Advisors CRD: 322294 | — | 0 | 2 | A | Unknown |
| EQ Wealth Management CRD: 291033 | — | 0 | 9 | A | Unknown |
| Eqis Securities, LLC CRD: 20633 | — | 1 | 0 | B | INACTIVE |
| Eqonex SA CRD: 316279 | — | 0 | 0 | A | Unknown |
| EQT AB CRD: 161818 | — | 0 | 0 | A | Unknown |
| EQT Credit II GP LP CRD: 165476 | — | 0 | 0 | A | Unknown |
| EQT Exeter Advisors Asia Pacific PTE. Ltd. CRD: 330253 | — | 0 | 0 | A | Unknown |
| EQT Expansion Capital I (General Partner) LP CRD: 160889 | — | 0 | 0 | A | Unknown |
| EQT Expansion Capital II (General Partner) LP CRD: 160891 | — | 0 | 0 | A | Unknown |
| EQT GC II GP LP CRD: 160880 | — | 0 | 0 | A | Unknown |
| EQT Partners a/S CRD: 160719 | — | 0 | 0 | A | Unknown |
| EQT Partners AB CRD: 160716 | — | 0 | 0 | A | Unknown |
| EQT Partners AG CRD: 160717 | — | 0 | 0 | A | Unknown |
| EQT Partners as CRD: 160718 | — | 0 | 0 | A | Unknown |
| EQT Partners Asia PTE. Ltd. CRD: 326818 | — | 0 | 0 | A | Unknown |
| EQT Partners Australia PTY Ltd. CRD: 310189 | — | 0 | 0 | A | Unknown |
| EQT Partners BD LLC CRD: 281727 | — | 0 | 0 | A | INACTIVE |
| EQT Partners BD, LLC CRD: 322826 | PA | 0 | 5 | A | Active |
| EQT Partners GMBH CRD: 160722 | — | 0 | 0 | A | Unknown |
| EQT Partners Inc. CRD: 160179 | — | 0 | 1 | A | Unknown |
| EQT Partners Japan K.K. CRD: 321264 | — | 0 | 0 | A | Unknown |
| EQT Partners Limited CRD: 309520 | — | 0 | 0 | A | Unknown |
| EQT Partners OY CRD: 160720 | — | 0 | 0 | A | Unknown |
| EQT Partners S.R.L. CRD: 305204 | — | 0 | 0 | A | Unknown |
| EQT Partners SAS CRD: 310185 | — | 0 | 0 | A | Unknown |
| EQT Partners Singapore PTE. Ltd. CRD: 160725 | — | 0 | 0 | A | Unknown |
| EQT Partners Spain, S.L.U CRD: 313123 | — | 0 | 0 | A | Unknown |
| EQT Partners UK Advisors LLP CRD: 160723 | — | 0 | 0 | A | Unknown |
| EQT Services (UK) Limited CRD: 165475 | — | 0 | 0 | A | Unknown |
| Equadvisors, Inc. CRD: 8456 | — | 0 | 0 | A | INACTIVE |
| Equal Path Investments CRD: 329289 | — | 0 | 1 | A | Unknown |
| Equal Ventures CRD: 304885 | — | 0 | 1 | A | Unknown |
| Equalient, LLC CRD: 338820 | — | 0 | 1 | A | Unknown |
| Equalis Financial CRD: 281418 | — | 0 | 0 | A | Unknown |
| Equanimity Wealth CRD: 334359 | — | 0 | 1 | A | Unknown |
| Equatex US Inc CRD: 178524 | — | 0 | 0 | A | INACTIVE |
| Equator Africa CRD: 331510 | — | 0 | 1 | A | Unknown |
| Equator, LLC CRD: 159688 | — | 0 | 0 | A | Unknown |
| Equavant(BD) Inc. CRD: 45285 | — | 0 | 0 | A | INACTIVE |
| Equbot Inc. CRD: 289216 | — | 0 | 0 | A | Unknown |
| Equi-Sure, Inc. CRD: 17659 | — | 0 | 0 | A | INACTIVE |