Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bankers Investment Counseling Company CRD: 104844 | - | 0 | 0 | - | Unknown |
| Bankers Life Advisory Services, Inc. CRD: 281285 | - | 0 | 508 | - | Unknown |
| Bankers Life Securities, Inc. CRD: 173962 | IL | 1 | 222 | B | Active |
| Bankers ROW Wealth Management, LLC CRD: 282361 | - | 0 | 0 | - | Unknown |
| Bankers Securities Company CRD: 1161 | - | 0 | 0 | A | INACTIVE |
| Bankers Security Investment Company, Inc. CRD: 16333 | - | 0 | 0 | A | INACTIVE |
| Bankers Services Securities Corporation CRD: 16012 | - | 0 | 0 | A | INACTIVE |
| Bankers Transaction Services, Inc. CRD: 10592 | - | 0 | 0 | A | INACTIVE |
| Bankers Trust Caribe Capital Markets, Inc. CRD: 26702 | - | 0 | 0 | A | INACTIVE |
| Bankhouse Securities Corporation CRD: 13767 | - | 0 | 0 | A | INACTIVE |
| Bankless Ventures LLC CRD: 327311 | - | 0 | 1 | - | Unknown |
| Bankoh Investment Services, Inc. CRD: 29280 | - | 0 | 0 | A | INACTIVE |
| Bankplus Wealth Advisors CRD: 152588 | - | 0 | 3 | - | Unknown |
| Banks E. Moyer CRD: 2835 | - | 0 | 0 | A | INACTIVE |
| Bankschannel Advisors, LLC CRD: 157986 | - | 0 | 1 | - | Unknown |
| Bankshop, LLC CRD: 306387 | - | 0 | 3 | - | Unknown |
| Banneker Partners LLC CRD: 296624 | - | 0 | 1 | - | Unknown |
| Banner Capital Management, LLC CRD: 326949 | - | 0 | 1 | - | Unknown |
| Banner Financial Services Group CRD: 22886 | - | 0 | 0 | A | INACTIVE |
| Banner Investment Consultants CRD: 106439 | - | 0 | 1 | - | Unknown |
| Banner OAK Capital Partners, LP CRD: 284367 | - | 0 | 1 | - | Unknown |
| Banner Pine Advisors LLC CRD: 170511 | - | 0 | 1 | - | Unknown |
| Banner Ridge Partners CRD: 304928 | - | 0 | 1 | - | Unknown |
| Banner VC Management, LLC CRD: 339864 | - | 0 | 1 | - | Unknown |
| Bannerman Wealth CRD: 284677 | - | 0 | 4 | - | Unknown |
| Bannerstone Capital CRD: 147447 | - | 0 | 1 | - | Unknown |
| Banneton Capital LLC CRD: 322960 | - | 0 | 1 | - | Unknown |
| Bannon & Co., Inc. CRD: 29435 | - | 0 | 0 | A | INACTIVE |
| Bannon, Susan Carol CRD: 118088 | - | 0 | 0 | A | INACTIVE |
| Banorte Asset Management, Inc. CRD: 290555 | - | 0 | 8 | - | Unknown |
| Banorte Securities International, Ltd. CRD: 30648 | TX | 4 | 3 | B | Active |
| Banque Worms Management Corporation CRD: 22850 | - | 1 | 0 | B | INACTIVE |
| Bansk Group LLC CRD: 312320 | - | 0 | 1 | - | Unknown |
| Banta Asset Management LP CRD: 142987 | - | 0 | 2 | - | Unknown |
| Bantam Capital Management, LLC CRD: 300024 | - | 0 | 0 | - | Unknown |
| Bantam Inc. CRD: 288075 | - | 0 | 1 | - | Unknown |
| Bantamac Capital, LLC CRD: 307765 | - | 0 | 1 | - | Unknown |
| Banter Capital Holdings LLC CRD: 334035 | - | 0 | 1 | - | Unknown |
| Bantry BAY Capital Limited CRD: 333527 | - | 0 | 0 | - | Unknown |
| Banyan Alpha Investment L.P. CRD: 311857 | - | 0 | 1 | - | Unknown |
| Banyan Asset Management, Inc. CRD: 123204 | - | 0 | 1 | - | Unknown |
| Banyan Capital Advisors II, LLC CRD: 313277 | - | 0 | 0 | - | Unknown |
| Banyan Capital Management, Inc. CRD: 108123 | - | 0 | 1 | - | Unknown |
| Banyan Capital Partners Ltd. CRD: 170221 | - | 0 | 0 | - | Unknown |
| Banyan Continuation Fund Advisors, LLC CRD: 321219 | - | 0 | 1 | - | Unknown |
| Banyan Equity Management, LLC CRD: 286526 | - | 0 | 0 | - | Unknown |
| Banyan Global Investment Advisors, LLC CRD: 283264 | - | 0 | 1 | - | Unknown |
| Banyan Lake Capital LLC CRD: 337806 | - | 0 | 1 | - | Unknown |
| Banyan Point, LLC CRD: 171226 | - | 0 | 0 | - | Unknown |
| Banyan Realty Advisors, LLC CRD: 130539 | - | 0 | 0 | - | Unknown |