Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Envestnet PMC CRD: 111694 | — | 0 | 51 | A | Unknown |
| Envestnet Portfolio Solutions, Inc. CRD: 109662 | — | 0 | 6 | A | Unknown |
| ENVESTNET.COM Inc. CRD: 104145 | — | 0 | 0 | A | INACTIVE |
| Envisage CRD: 159270 | — | 0 | 0 | A | Unknown |
| Envision Retirement & Estate Advisors, LLC CRD: 144476 | — | 0 | 0 | A | Unknown |
| Envisionvest CRD: 289132 | — | 0 | 1 | A | Unknown |
| Enviso Capital, LLC CRD: 140542 | — | 0 | 0 | A | Unknown |
| Envoi LLC CRD: 149436 | — | 0 | 0 | A | Unknown |
| Envoy Advisory Inc. CRD: 306559 | — | 0 | 8 | A | Unknown |
| Envoy Equity Partners LP CRD: 339167 | — | 0 | 1 | A | Unknown |
| Envoy Securities CRD: 327493 | NC | 0 | 2 | A | Active |
| Enza Financial, LLC CRD: 315827 | — | 0 | 1 | A | Unknown |
| Enzi Wealth CRD: 315457 | — | 0 | 1 | A | Unknown |
| EOC Partners Advisors L.P. CRD: 321653 | — | 0 | 1 | A | Unknown |
| EOD Investments, LLC CRD: 147759 | — | 0 | 1 | A | Unknown |
| EOF Partners LLP CRD: 313665 | — | 0 | 0 | A | Unknown |
| Eolas Capital CRD: 316292 | — | 0 | 2 | A | Unknown |
| EOM Management, Ltd. CRD: 170947 | — | 0 | 0 | A | Unknown |
| EON Equity Management LLC CRD: 298650 | — | 0 | 0 | A | Unknown |
| EOS Credit CRD: 338620 | — | 0 | 1 | A | Unknown |
| EOS Management, L.P. CRD: 158090 | — | 0 | 1 | A | Unknown |
| EOS Real Estate Investors LLC CRD: 290205 | — | 0 | 1 | A | Unknown |
| Eothen LLC CRD: 311496 | — | 0 | 0 | A | Unknown |
| EP Securities, LLC CRD: 150774 | NY | 0 | 2 | A | Active |
| EP Wealth Advisors CRD: 111147 | — | 0 | 273 | A | Unknown |
| EPG Incorporated CRD: 106821 | — | 0 | 2 | A | Unknown |
| EPI Financial Group CRD: 174160 | — | 0 | 1 | A | Unknown |
| EPI Investment Group, Inc. CRD: 37422 | — | 1 | 0 | B | INACTIVE |
| Epic Advisory Services Corp CRD: 176526 | — | 0 | 4 | A | Unknown |
| Epic Financial, LLC CRD: 169410 | — | 0 | 1 | A | Unknown |
| Epic Funds CRD: 311425 | — | 0 | 1 | A | Unknown |
| Epic Funds LLC CRD: 294571 | — | 0 | 0 | A | Unknown |
| Epic Real Estate Partners, LLC CRD: 174078 | — | 0 | 0 | A | Unknown |
| Epic Trading Inc. CRD: 150720 | — | 0 | 0 | A | INACTIVE |
| Epigram Capital CRD: 332352 | — | 0 | 1 | A | Unknown |
| Epilog Partners, LP. CRD: 325368 | — | 0 | 1 | A | Unknown |
| Epiphanly Advisory, LLC CRD: 324466 | — | 0 | 1 | A | Unknown |
| Epiphany Capital CRD: 136557 | — | 0 | 2 | A | Unknown |
| Epiq Capital Group, LLC CRD: 292526 | — | 0 | 0 | A | Unknown |
| Epiq Partners, LLC CRD: 165139 | — | 0 | 1 | A | Unknown |
| Epiris LLP CRD: 289031 | — | 0 | 0 | A | Unknown |
| Episteme Capital CRD: 167678 | — | 0 | 0 | A | Unknown |
| Epithauma LLC CRD: 284762 | — | 0 | 0 | A | Unknown |
| Epix Capital, LLC CRD: 171477 | — | 0 | 0 | A | Unknown |
| EPL Investment Advisory LLC CRD: 118168 | — | 0 | 1 | A | Unknown |
| Eplan Advisors, LLC CRD: 112504 | — | 0 | 0 | A | Unknown |
| Eplanet Capital CRD: 297681 | — | 0 | 0 | A | Unknown |
| EPM Trading L.L.C. CRD: 133546 | — | 0 | 0 | A | INACTIVE |
| EPO Capital Corporation CRD: 44271 | — | 0 | 0 | A | INACTIVE |
| Epoch Capital, US CRD: 315254 | — | 0 | 1 | A | Unknown |