Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bancnorth Investment Group, Inc. CRD: 31299 | - | 1 | 0 | B | INACTIVE |
| Banco DO Brasil Securities LLC CRD: 132701 | FL | 1 | 12 | B | Active |
| Banco Votorantim Securities, Inc. CRD: 139788 | - | 0 | 0 | A | INACTIVE |
| Bancorpsouth Investment Services, Inc. CRD: 46259 | - | 0 | 0 | A | INACTIVE |
| Bancreek Capital Advisors, LLC CRD: 328736 | - | 0 | 1 | - | Unknown |
| Bancreek Capital Management, LP CRD: 312900 | - | 0 | 1 | - | Unknown |
| Bancreek Capital Strategies, LLC CRD: 341539 | - | 0 | 1 | - | Unknown |
| Bancroft Booth Capital Advisors CRD: 335113 | - | 0 | 2 | - | Unknown |
| Bancroft Capital, LLC CRD: 290665 | PA | 0 | 8 | A | Active |
| Bancroft, Garcia & Lavell, Inc. CRD: 17886 | - | 1 | 0 | B | INACTIVE |
| Bancroft, O'connor, Chilton & Lavell, Inc. CRD: 13470 | - | 0 | 0 | A | INACTIVE |
| Bancshares First CRD: 104444 | - | 3 | 0 | C | INACTIVE |
| Banctech Capital Management, LLC CRD: 342732 | - | 0 | 1 | - | Unknown |
| Banctexas Securities Inc. CRD: 17572 | - | 0 | 0 | A | INACTIVE |
| Banctrust Advisors CRD: 171947 | - | 0 | 0 | - | Unknown |
| Banctrust Securities USA CRD: 313116 | NY | 0 | 2 | A | Active |
| Bancwest Investment Services, Inc. CRD: 29357 | - | 2 | 0 | B | INACTIVE |
| Band of Angels Acorn Fund, LLC CRD: 167735 | - | 0 | 0 | - | Unknown |
| Bandera Partners CRD: 161230 | - | 0 | 1 | - | Unknown |
| Bandgap Ventures CRD: 173925 | - | 0 | 0 | - | Unknown |
| Bandhan AMC Limited CRD: 170336 | - | 0 | 0 | - | Unknown |
| Bandon Wealth Management LLC CRD: 136587 | - | 0 | 0 | - | Unknown |
| Bandon Wealth Management LLC CRD: 301338 | - | 0 | 0 | - | Unknown |
| Bandy Capital LLC CRD: 165065 | - | 0 | 0 | - | Unknown |
| Bane O'leary LLC CRD: 286450 | - | 0 | 3 | - | Unknown |
| Baner Securities Corp. CRD: 10757 | - | 0 | 0 | A | INACTIVE |
| Baner Securities Corp. CRD: 12960 | - | 0 | 0 | A | INACTIVE |
| Banexi Inc. CRD: 14504 | - | 1 | 0 | B | INACTIVE |
| Bangerter Financial Services, Inc. CRD: 171939 | - | 0 | 1 | - | Unknown |
| Bangor Securities, Inc. CRD: 4302 | - | 3 | 0 | C | INACTIVE |
| Bangtail Management, LP CRD: 317395 | - | 0 | 0 | - | Unknown |
| Banic Financial Corporation CRD: 25646 | - | 0 | 0 | A | INACTIVE |
| Banif Financial Services, Inc. CRD: 138326 | - | 0 | 0 | - | Unknown |
| Banif Securities Inc CRD: 38913 | - | 1 | 0 | B | INACTIVE |
| Banif Trading, Inc. CRD: 146047 | - | 0 | 0 | A | INACTIVE |
| Banis Securities Corp. CRD: 14353 | - | 0 | 0 | A | INACTIVE |
| Bank ' D CRD: 300487 | - | 0 | 0 | - | Unknown |
| Bank Austria Securities, Inc. CRD: 24028 | - | 1 | 0 | B | INACTIVE |
| Bank of Ireland Asset Management (U.S.) Ltd. CRD: 110509 | - | 0 | 0 | - | Unknown |
| Bank South Investment Services, Inc. CRD: 36629 | - | 0 | 0 | A | INACTIVE |
| Bank South Securities Corporation CRD: 27268 | - | 0 | 0 | A | INACTIVE |
| Bank United Securities Corp. CRD: 30288 | - | 0 | 0 | A | INACTIVE |
| Bankboston Investor Services, Inc. CRD: 36369 | - | 2 | 0 | B | INACTIVE |
| Bankcap Partners CRD: 162103 | - | 0 | 0 | - | Unknown |
| Banker Investment Group CRD: 109650 | - | 0 | 4 | - | Unknown |
| Bankers & Investors Co. CRD: 6874 | - | 5 | 0 | C | INACTIVE |
| Bankers Acceptance Co., Inc. CRD: 6468 | - | 0 | 0 | A | INACTIVE |
| Bankers Capital International CRD: 166846 | - | 0 | 0 | A | INACTIVE |
| Bankers International Securities, Inc. CRD: 10224 | - | 1 | 0 | B | INACTIVE |
| Bankers Investment Counseling CRD: 325872 | - | 0 | 1 | - | Unknown |