Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Energy Sale Services, Inc. CRD: 27433 | — | 0 | 0 | A | INACTIVE |
| Energy Shares, LLC. CRD: 314540 | — | 0 | 0 | A | INACTIVE |
| Energy Trust LLC CRD: 111718 | — | 0 | 0 | A | Unknown |
| Enertech Capital CRD: 161807 | — | 0 | 0 | A | Unknown |
| Enex Programs, Inc. CRD: 13231 | — | 0 | 0 | A | INACTIVE |
| Enfoca Safi S.A. CRD: 296580 | — | 0 | 0 | A | Unknown |
| ENG Financial Corp. CRD: 111419 | — | 0 | 0 | A | Unknown |
| Engage Advising CRD: 285695 | — | 0 | 0 | A | Unknown |
| Engaged Capital CRD: 161251 | — | 0 | 1 | A | Unknown |
| Engel & Partners Inc. CRD: 34901 | — | 0 | 0 | A | INACTIVE |
| Engel Capital CRD: 312646 | — | 0 | 1 | A | Unknown |
| Engel Consulting CRD: 135918 | — | 0 | 0 | A | Unknown |
| Engelbert, David E., ESQ. CRD: 269861 | — | 0 | 0 | A | Unknown |
| Engine NO.1 LLC CRD: 311998 | — | 0 | 0 | A | Unknown |
| Engine Ventures CRD: 327296 | — | 0 | 1 | A | Unknown |
| Engineered Risk Advisory CRD: 165414 | — | 0 | 0 | A | Unknown |
| Englander Capital Corp. CRD: 15125 | — | 0 | 0 | A | INACTIVE |
| Englewood Partners Limited Partnership CRD: 36400 | — | 0 | 0 | A | INACTIVE |
| Engmann Options, Inc. CRD: 31534 | — | 5 | 0 | C | INACTIVE |
| Eniac Ventures CRD: 173098 | — | 0 | 1 | A | Unknown |
| Enigma Global, LLC CRD: 338639 | — | 0 | 1 | A | Unknown |
| Enkey Capital CRD: 309664 | — | 0 | 0 | A | Unknown |
| ENO Securities Ltd. CRD: 15268 | — | 0 | 0 | A | INACTIVE |
| Enoughfp LLC CRD: 335469 | — | 0 | 1 | A | Unknown |
| Enow Financial CRD: 299776 | — | 0 | 0 | A | Unknown |
| Enriched Advice CRD: 332996 | — | 0 | 1 | A | Unknown |
| Ensign Advisory Partners LLC CRD: 325650 | — | 0 | 1 | A | Unknown |
| Ensign Wealth Advisors LLC CRD: 172727 | — | 0 | 0 | A | Unknown |
| Enso Financial CRD: 328410 | — | 0 | 1 | A | Unknown |
| Enso Wealth Management CRD: 169784 | — | 0 | 0 | A | Unknown |
| Ensourceful, Inc. CRD: 330819 | — | 0 | 2 | A | Unknown |
| Enstar Investments, Inc. CRD: 13555 | — | 0 | 0 | A | INACTIVE |
| Entelechy CRD: 285776 | — | 0 | 1 | A | Unknown |
| Entelevest, LLC CRD: 318115 | — | 0 | 1 | A | Unknown |
| Ententvest Inc. CRD: 311563 | — | 0 | 2 | A | Unknown |
| Enterprise Equities, Inc. CRD: 27394 | MD | 0 | 2 | A | Active |
| Enterprise Investors CRD: 160833 | — | 0 | 1 | A | Unknown |
| Entoro Advisors CRD: 323700 | — | 0 | 1 | A | Unknown |
| Entoro Investments, LLC CRD: 306790 | — | 0 | 0 | A | Unknown |
| Entourage Effect Capital, LLC CRD: 309698 | — | 0 | 1 | A | Unknown |
| Entourage LLC CRD: 283938 | — | 0 | 0 | A | Unknown |
| Entree Wealth LLC CRD: 338532 | — | 0 | 2 | A | Unknown |
| Entrewealth CRD: 317553 | — | 0 | 17 | A | Unknown |
| Entruity Wealth, LLC CRD: 288331 | — | 0 | 1 | A | Unknown |
| Entrusted Wealth CRD: 294185 | — | 0 | 2 | A | Unknown |
| Entwisle Enterprises,Inc. CRD: 121653 | — | 0 | 0 | A | Unknown |
| Enum Equity LLC CRD: 319559 | — | 0 | 0 | A | Unknown |
| Envel CRD: 317487 | — | 0 | 0 | A | Unknown |
| Envestim CRD: 144557 | — | 0 | 0 | A | Unknown |
| Envestnet Embedded Advisory, Inc. CRD: 322162 | — | 0 | 0 | A | Unknown |