Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Extract Advisors CRD: 285535 | — | 0 | 1 | A | Unknown |
| Extremum, LLC CRD: 312945 | — | 0 | 0 | A | Unknown |
| Exult CRD: 146746 | — | 0 | 0 | A | Unknown |
| Exworth Management LLC CRD: 318352 | — | 0 | 0 | A | Unknown |
| EY-Parthenon BD Inc. CRD: 126914 | — | 0 | 0 | A | Active |
| Eystra Capital CRD: 309903 | — | 0 | 1 | A | Unknown |
| EZ Financial Group Inc. CRD: 143813 | — | 0 | 1 | A | Unknown |
| EZ Stocks, Inc. CRD: 103866 | — | 6 | 0 | D | INACTIVE |
| F & F Fund Manager, LLC CRD: 162592 | — | 0 | 0 | A | Unknown |
| F & G Securities, Inc. CRD: 16364 | — | 0 | 0 | A | INACTIVE |
| F & M Capital Corporation CRD: 17740 | — | 0 | 0 | A | INACTIVE |
| F G Markets, Inc. CRD: 104274 | — | 2 | 0 | B | INACTIVE |
| F L Cicero Financial Services CRD: 118170 | — | 0 | 0 | A | Unknown |
| F&PA CRD: 124730 | — | 0 | 0 | A | Unknown |
| F. Berdon & Co., L.P. CRD: 10760 | — | 0 | 0 | A | INACTIVE |
| F. David Holloway CRD: 120261 | — | 0 | 0 | A | Unknown |
| F. K. Kerpen & Co., Inc. CRD: 2425 | — | 0 | 0 | A | INACTIVE |
| F. L. Arias & Associates, LLC CRD: 164185 | — | 0 | 1 | A | Unknown |
| F. L. Equities, Inc. CRD: 15379 | — | 0 | 0 | A | INACTIVE |
| F. Martin Koenig, Inc. CRD: 13922 | — | 0 | 0 | A | INACTIVE |
| F. W. Doyle and Co. CRD: 1675 | — | 0 | 0 | A | INACTIVE |
| F.A. Peters & Co., Inc. CRD: 3017 | — | 0 | 0 | A | INACTIVE |
| F.F. Advisors, LLC CRD: 131075 | — | 0 | 2 | A | Unknown |
| F.H.SECURITIES, Inc. CRD: 10175 | — | 0 | 0 | A | INACTIVE |
| F.I.A. Securities Group, Inc. CRD: 14028 | — | 0 | 0 | A | INACTIVE |
| F.J. Garber & Co. CRD: 17989 | — | 0 | 0 | A | INACTIVE |
| F.J. Morrissey & Co., Inc. CRD: 2828 | — | 2 | 0 | B | INACTIVE |
| F.L. Bryant & Co., Inc. CRD: 25965 | — | 0 | 0 | A | INACTIVE |
| F.M. Stevens Securities Corp. CRD: 13204 | — | 0 | 0 | A | INACTIVE |
| F.N. Wolf & Co., Inc. CRD: 13051 | — | 0 | 0 | A | INACTIVE |
| F.P. Quinn & Co. CRD: 16302 | — | 0 | 0 | A | INACTIVE |
| F.W. Cygnet, Inc. CRD: 112555 | — | 0 | 0 | A | Unknown |
| F/M Investments LLC CRD: 304405 | — | 0 | 18 | A | Unknown |
| F2 Ventures CRD: 326869 | — | 0 | 0 | A | Unknown |
| F2 Wealth CRD: 323559 | — | 0 | 1 | A | Unknown |
| F3 Capital CRD: 316735 | — | 0 | 1 | A | Unknown |
| F3 Partners LLC CRD: 333302 | — | 0 | 1 | A | Unknown |
| F3Logic, LLC CRD: 289863 | — | 0 | 0 | A | Unknown |
| F4 Management, LLC CRD: 326849 | — | 0 | 1 | A | Unknown |
| F5 Financial Planning, L.L.C. CRD: 170674 | — | 0 | 3 | A | Unknown |
| F500 Advisory Services, Inc. CRD: 107519 | — | 0 | 0 | A | Unknown |
| F6S Advisors CRD: 170321 | — | 0 | 0 | A | Unknown |
| F7 Ventures LLC CRD: 313484 | — | 0 | 1 | A | Unknown |
| FA Advisor Network, LLC. CRD: 154304 | — | 0 | 0 | A | Unknown |
| Faav CRD: 325450 | — | 0 | 1 | A | Unknown |
| Faber Financial Services CRD: 304134 | — | 0 | 0 | A | Unknown |
| Fabric VC CRD: 323613 | — | 0 | 1 | A | Unknown |
| Face 2 Face Financial Planning, LLC CRD: 285630 | — | 0 | 1 | A | Unknown |
| Facet CRD: 285961 | — | 0 | 55 | A | Unknown |
| Fact Capital, L.P. CRD: 307860 | — | 0 | 1 | A | Unknown |