Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fact Investments, Inc. CRD: 141747 | — | 0 | 0 | A | Unknown |
| Factor Financial CRD: 333597 | — | 0 | 1 | A | Unknown |
| Factorial Funds Management LLC CRD: 319107 | — | 0 | 1 | A | Unknown |
| Factorwave, Inc. CRD: 282321 | — | 0 | 0 | A | Unknown |
| Factory HQ CRD: 315993 | — | 0 | 1 | A | Unknown |
| Facts Wealth & Fiduciary Advisors CRD: 330739 | — | 0 | 0 | A | Unknown |
| Fade in Financial CRD: 311994 | — | 0 | 2 | A | Unknown |
| FAE Securities CRD: 13768 | — | 0 | 0 | A | INACTIVE |
| Faehner Financial Planning CRD: 121032 | — | 0 | 0 | A | Unknown |
| Fagan Financial Planners CRD: 135914 | — | 0 | 0 | A | Unknown |
| Fagenson & Co., Inc. CRD: 1781 | — | 4 | 0 | C | INACTIVE |
| Fagenson Frankel & Streicher, LLC CRD: 32903 | — | 0 | 0 | A | INACTIVE |
| Fahey Financial CRD: 147337 | — | 0 | 1 | A | Unknown |
| Fahey, Frank CRD: 42066 | — | 0 | 0 | A | INACTIVE |
| Fahy & Co., Inc. CRD: 14573 | — | 0 | 0 | A | INACTIVE |
| FAI Wealth Management CRD: 104610 | — | 0 | 0 | A | Unknown |
| Faic Securities, Inc. CRD: 8323 | — | 0 | 0 | A | INACTIVE |
| Fair Edge LLC CRD: 338444 | — | 0 | 1 | A | Unknown |
| Fair Knighten, LLC CRD: 172475 | — | 0 | 0 | A | Unknown |
| Fair Oaks Capital US LP CRD: 290131 | — | 0 | 0 | A | Unknown |
| Fair Oaks Financial LLC CRD: 311765 | — | 0 | 2 | A | Unknown |
| Fair Trust Financial LLC CRD: 304448 | — | 0 | 2 | A | Unknown |
| Fair Winds Financial Planning CRD: 330941 | — | 0 | 1 | A | Unknown |
| Fair Winds TAX and Financial, LLC CRD: 148917 | — | 0 | 0 | A | Unknown |
| Fairbanks Capital Management, Inc. CRD: 107650 | — | 0 | 3 | A | Unknown |
| Fairchild Financial Advisors, Inc. CRD: 165434 | — | 0 | 1 | A | Unknown |
| Fairchild Financial Group, Inc. CRD: 21404 | — | 0 | 0 | A | INACTIVE |
| Faire Capital Group CRD: 322829 | — | 0 | 1 | A | Unknown |
| Fairfax Wealth, LLC CRD: 297108 | — | 0 | 0 | A | Unknown |
| Fairfield Capital Funding, Inc. CRD: 29084 | — | 0 | 0 | A | INACTIVE |
| Fairfield Financial Advisors CRD: 106408 | — | 0 | 2 | A | Unknown |
| Fairfield Group, Inc. CRD: 14671 | — | 0 | 0 | A | INACTIVE |
| Fairlead Financial Advisors, LLC CRD: 128855 | — | 0 | 1 | A | Unknown |
| Fairlead Financial Group, LLC CRD: 269842 | — | 0 | 0 | A | Unknown |
| Fairmount Funds Management LLC CRD: 284844 | — | 0 | 1 | A | Unknown |
| Fairview Financial LLC CRD: 122287 | — | 0 | 2 | A | Unknown |
| Fairway Financial LLC CRD: 282857 | — | 0 | 0 | A | Unknown |
| Fairway Financial, LLC CRD: 134675 | — | 0 | 1 | A | Unknown |
| Faith Financial Advisors, Inc. CRD: 167822 | — | 0 | 1 | A | Unknown |
| Faithful Financial LLC CRD: 305653 | — | 0 | 1 | A | Unknown |
| Falcon Financial CRD: 160615 | — | 0 | 1 | A | Unknown |
| Falcon Financial Group, Inc. CRD: 14245 | — | 0 | 0 | A | INACTIVE |
| Falcon Financial Management, Inc. CRD: 124715 | — | 0 | 0 | A | Unknown |
| Falcon Financial of Oklahoma, LLC CRD: 144612 | — | 0 | 0 | A | Unknown |
| Falcon Investment Corp. CRD: 42231 | — | 0 | 0 | A | INACTIVE |
| Falcon ONE, Inc. CRD: 171951 | — | 0 | 0 | A | Unknown |
| Falcon XC Enterprise LLC CRD: 329127 | — | 0 | 1 | A | Unknown |
| Falconer Group CRD: 124166 | — | 0 | 1 | A | Unknown |
| Falcons I, LLC CRD: 294460 | — | 0 | 1 | A | Unknown |
| Falker Investments Inc. CRD: 115132 | — | 0 | 4 | A | Unknown |