Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BAY Point Advisors, LLC CRD: 286050 | - | 0 | 1 | - | Unknown |
| BAY Point Financial, LLC CRD: 153017 | - | 0 | 1 | - | Unknown |
| BAY Point Wealth CRD: 123095 | - | 0 | 0 | - | Unknown |
| BAY Reef Capital, LLC CRD: 144949 | - | 0 | 0 | - | Unknown |
| BAY Ridge Capital Advisors, LLC CRD: 158984 | - | 0 | 0 | - | Unknown |
| BAY Ridge Capital Partners, LLC CRD: 305577 | - | 0 | 0 | - | Unknown |
| BAY Rivers Group Wealth Partners CRD: 290095 | - | 0 | 1 | - | Unknown |
| BAY State Capital, LLC CRD: 310469 | - | 0 | 0 | - | Unknown |
| BAY State Equity Group CRD: 14059 | - | 0 | 0 | A | INACTIVE |
| BAY Street Capital Holdings CRD: 299361 | - | 0 | 0 | - | Unknown |
| BAY Street Capital Partners CRD: 286413 | - | 0 | 0 | - | Unknown |
| BAY View Advisors, LLC CRD: 154221 | - | 0 | 0 | - | Unknown |
| BAY View Capital, Inc. CRD: 133143 | - | 0 | 0 | - | Unknown |
| Bayard Asset Management LLC CRD: 177515 | - | 0 | 1 | - | Unknown |
| Baybanks Brokerage Services, Inc. CRD: 17536 | - | 0 | 0 | A | INACTIVE |
| Bayberry Capital Partners LP CRD: 300381 | - | 0 | 1 | - | Unknown |
| Bayberry Securities, Inc. CRD: 304460 | VA | 0 | 2 | A | Active |
| Bayboston Managers LLC CRD: 177520 | - | 0 | 1 | - | Unknown |
| Bayboston Managers Puerto Rico LLC CRD: 327551 | - | 0 | 1 | - | Unknown |
| Baybridge Capital Group, LLC CRD: 284867 | - | 0 | 1 | - | Unknown |
| Baycrest Financial CRD: 20979 | - | 0 | 0 | A | INACTIVE |
| Baycrest Securities Company, Inc. CRD: 103978 | - | 0 | 0 | A | INACTIVE |
| Bayes Capital LLC CRD: 159644 | - | 1 | 0 | B | INACTIVE |
| Bayesian Capital Management, LP CRD: 283967 | - | 0 | 1 | - | Unknown |
| Bayesian Investment Management CRD: 309285 | - | 0 | 1 | - | Unknown |
| Bayesian Solutions LLC CRD: 325211 | - | 0 | 1 | - | Unknown |
| Bayfield Investment Management Company, Inc. CRD: 124196 | - | 0 | 0 | - | Unknown |
| Bayforest CRD: 312969 | - | 0 | 0 | - | Unknown |
| Bayhawk Asset Management, LLC CRD: 153389 | - | 0 | 0 | - | Unknown |
| Bayhawk Capital LP CRD: 328829 | - | 0 | 1 | - | Unknown |
| Bayhill Advisors, Inc. CRD: 127419 | - | 0 | 0 | - | Unknown |
| Bayhunt Capital LLC CRD: 333514 | - | 0 | 1 | - | Unknown |
| Bayley Financial, Inc. CRD: 156442 | - | 0 | 0 | - | Unknown |
| Baylight Capital, LLC CRD: 133385 | - | 0 | 0 | - | Unknown |
| Baylink Capital LLC CRD: 326540 | - | 0 | 1 | - | Unknown |
| Baymed Venture Partners, LLC CRD: 333295 | - | 0 | 1 | - | Unknown |
| Baymount Management LP CRD: 304809 | - | 0 | 0 | - | Unknown |
| Baynes Capital LLC CRD: 334708 | - | 0 | 1 | - | Unknown |
| Baynes Financial LLC CRD: 307768 | - | 0 | 1 | - | Unknown |
| Baynes Investment Counsel LLC CRD: 322909 | - | 0 | 4 | - | Unknown |
| Bayntree Wealth Advisors, LLC CRD: 226708 | - | 0 | 1 | - | Unknown |
| Bayon Capital Management LLC CRD: 134298 | - | 0 | 0 | - | Unknown |
| Bayou BAY Capital Management, LLC CRD: 330432 | - | 0 | 1 | - | Unknown |
| Bayou Bridge Capital Advisors, LLC CRD: 318595 | - | 0 | 1 | - | Unknown |
| Bayou City Energy CRD: 283269 | - | 0 | 1 | - | Unknown |
| Bayou City Financial Advisors, LLC CRD: 311019 | - | 0 | 0 | - | Unknown |
| Bayou Securities, LLC CRD: 39323 | - | 11 | 0 | D | INACTIVE |
| Bayou Street Private Securities LLC CRD: 309659 | - | 0 | 1 | - | Unknown |
| Baypine Holdings LP CRD: 311154 | - | 0 | 1 | - | Unknown |
| Baypointe Partners, LLC CRD: 331273 | - | 0 | 2 | - | Unknown |