Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bayport Securities, Incorporated CRD: 13919 | - | 0 | 0 | A | INACTIVE |
| Bayridge Financial Group, Inc. CRD: 296831 | - | 0 | 1 | - | Unknown |
| Bayridge Securities, LLC CRD: 155765 | CA | 0 | 2 | A | Active |
| Bayrock Financial, L.L.C. CRD: 305467 | - | 0 | 1 | - | Unknown |
| Bayshore Associates CRD: 168766 | - | 0 | 0 | - | Unknown |
| Bayshore Capital CRD: 110209 | - | 0 | 1 | - | Unknown |
| Bayshore Financial Solutions, LLC CRD: 306105 | - | 0 | 2 | - | Unknown |
| Bayshore Investments LLC CRD: 317851 | - | 0 | 1 | - | Unknown |
| Bayshore Partners, LLC CRD: 131546 | FL | 0 | 5 | A | Active |
| Bayshore Wealth Advisors CRD: 144191 | - | 0 | 1 | - | Unknown |
| Bayside Capital LLC CRD: 326947 | - | 0 | 0 | - | Unknown |
| Bayside Capital Partners, L.P. CRD: 36593 | - | 0 | 0 | A | INACTIVE |
| Bayside Financial, LLC CRD: 44211 | - | 1 | 0 | B | INACTIVE |
| Baystate Capital Services, Inc. CRD: 38007 | MA | 0 | 2 | A | Active |
| Baystate Financial Planning CRD: 128696 | - | 0 | 0 | - | Unknown |
| Baystate Wealth Advisors LLC CRD: 322531 | - | 0 | 0 | - | Unknown |
| Bayswater Management Company LP CRD: 285290 | - | 0 | 1 | - | Unknown |
| Baytide Securities Corporation CRD: 8555 | - | 0 | 0 | A | INACTIVE |
| Baytrust Wealth Management, LLC CRD: 338822 | - | 0 | 2 | - | Unknown |
| Bayview Asset Management, LLC CRD: 157053 | - | 0 | 1 | - | Unknown |
| Bayview Capital Securities, LLC CRD: 146434 | - | 0 | 0 | A | INACTIVE |
| Bayview Financial Planning CRD: 329073 | - | 0 | 1 | - | Unknown |
| Bayview Financial Planning, LLC CRD: 174768 | - | 0 | 0 | - | Unknown |
| Bayview Investment Counsel, Inc CRD: 116015 | - | 0 | 3 | - | Unknown |
| Bayview Securities Inc. CRD: 16454 | - | 0 | 0 | A | INACTIVE |
| Bayworth Capital CRD: 284360 | - | 0 | 4 | - | Unknown |
| Bazis Private Wealth, LLC CRD: 148605 | - | 0 | 1 | - | Unknown |
| Bazooka Advisors, LLC CRD: 307751 | - | 0 | 1 | - | Unknown |
| Baztec Capital Management, LLC CRD: 312365 | - | 0 | 1 | - | Unknown |
| Baztec Capital, LLC CRD: 285667 | - | 0 | 1 | - | Unknown |
| Bazzell Financial CRD: 135071 | - | 0 | 0 | - | Unknown |
| BB Funding, Inc. CRD: 25122 | - | 0 | 0 | A | INACTIVE |
| BB Investco GP LLC CRD: 170570 | - | 0 | 0 | - | Unknown |
| BB Shelf 4 LLP CRD: 172471 | - | 0 | 0 | - | Unknown |
| BB Square Capital, LLC CRD: 316325 | - | 0 | 0 | - | Unknown |
| BB&T Institutional Investment Advisers, Inc. CRD: 106156 | - | 0 | 0 | - | Unknown |
| BB&T Investment Services of South Carolina, Inc. CRD: 36257 | - | 0 | 0 | A | INACTIVE |
| BB&T Investment Services, Inc. CRD: 33856 | - | 3 | 0 | C | INACTIVE |
| BB&T Securities, LLC CRD: 142785 | - | 51 | 0 | F | INACTIVE |
| BBA Icatu Securities Inc. CRD: 36370 | - | 0 | 0 | A | INACTIVE |
| BBA Securities Corp. CRD: 43512 | - | 0 | 0 | A | INACTIVE |
| Bbae Advisors LLC CRD: 269900 | - | 0 | 1 | - | Unknown |
| Bbam US LP CRD: 175441 | - | 0 | 1 | - | Unknown |
| BBCY Investments CRD: 169164 | - | 0 | 0 | - | Unknown |
| BBF Advisory Partners, LLC CRD: 310604 | - | 0 | 0 | - | Unknown |
| BBFN Wealth Management LLC CRD: 333474 | - | 0 | 1 | - | Unknown |
| BBG Ventures Management LLC CRD: 309525 | - | 0 | 1 | - | Unknown |
| BBJ Investments, Inc. CRD: 16488 | - | 0 | 0 | A | INACTIVE |
| BBJS Financial Advisors, LLC CRD: 115969 | - | 0 | 2 | - | Unknown |
| BBK Wealth LLC CRD: 311324 | - | 0 | 3 | - | Unknown |