Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Falkor L.L.C. CRD: 45515 | — | 0 | 0 | A | INACTIVE |
| Fall Line Capital, LLC CRD: 283625 | — | 0 | 1 | A | Unknown |
| Fallbrook FI CRD: 334369 | — | 0 | 1 | A | Unknown |
| Falvey Capital CRD: 322108 | — | 0 | 1 | A | Unknown |
| FAM Financial Group CRD: 299524 | — | 0 | 0 | A | Unknown |
| Fama Fiduciary Wealth LLC CRD: 125627 | — | 0 | 1 | A | Unknown |
| Famco CRD: 282019 | — | 0 | 2 | A | Unknown |
| Families Fund Management LLC CRD: 341007 | — | 0 | 1 | A | Unknown |
| Family AI! Financial CRD: 330689 | — | 0 | 1 | A | Unknown |
| Family and Money Matters CRD: 313222 | — | 0 | 1 | A | Unknown |
| Family CFO Inc CRD: 127335 | — | 0 | 2 | A | Unknown |
| Family Faith & Finance Asset Management CRD: 144703 | — | 0 | 2 | A | Unknown |
| Family Fiduciary Services, Inc. CRD: 146339 | — | 0 | 3 | A | Unknown |
| Family Financial CRD: 316723 | — | 0 | 2 | A | Unknown |
| Family Financial Planners, Inc. CRD: 134980 | — | 0 | 0 | A | Unknown |
| Family Financial Planning CRD: 313066 | — | 0 | 1 | A | Unknown |
| Family Financial Planning, LLC CRD: 139716 | — | 0 | 3 | A | Unknown |
| Family Financial Services, Inc. CRD: 150643 | — | 0 | 0 | A | Unknown |
| Family Financial Services, LLC CRD: 171532 | — | 0 | 1 | A | Unknown |
| Family First Financial Planning CRD: 131254 | — | 0 | 1 | A | Unknown |
| Family First Wealth Management CRD: 306030 | — | 0 | 1 | A | Unknown |
| Family Fund and Founder Community Management CRD: 318907 | — | 0 | 1 | A | Unknown |
| Family Life Financial Planning CRD: 284922 | — | 0 | 1 | A | Unknown |
| Family WMS, LLC CRD: 126456 | — | 0 | 4 | A | Unknown |
| Familyvest CRD: 284687 | — | 0 | 0 | A | Unknown |
| Fang Yuan Capital, LLC CRD: 312990 | — | 0 | 0 | A | Unknown |
| Fannin Advisory, LLC CRD: 311069 | — | 0 | 1 | A | Unknown |
| Fannin Partners, LLC CRD: 172795 | — | 0 | 0 | A | Unknown |
| Fanning Investments, Inc. CRD: 6327 | — | 0 | 0 | A | INACTIVE |
| Fano Securities LLC CRD: 37867 | — | 1 | 0 | B | INACTIVE |
| FAO Wealth Inc CRD: 335746 | — | 0 | 3 | A | Unknown |
| Faoc, LLC CRD: 318158 | — | 0 | 0 | A | Unknown |
| FAP,LLC CRD: 114976 | — | 0 | 2 | A | Unknown |
| Fapa Financial Services CRD: 170654 | — | 0 | 1 | A | Unknown |
| FAR Financial CRD: 332378 | — | 0 | 1 | A | Unknown |
| FAR Hills Group, LLC. CRD: 32243 | NY | 1 | 3 | B | Active |
| FAR North Capital CRD: 299633 | — | 0 | 0 | A | Unknown |
| Faraco Partners, LLC CRD: 287647 | — | 0 | 0 | A | Unknown |
| Farkas Capital CRD: 317570 | FL | 0 | 2 | A | Active |
| Farley Capital CRD: 157747 | — | 0 | 1 | A | Unknown |
| Farley Financial CRD: 144922 | — | 0 | 1 | A | Unknown |
| Farm and Community Advisory CRD: 331936 | — | 0 | 2 | A | Unknown |
| Farm Family Financial Services, Inc. CRD: 43532 | — | 0 | 0 | A | INACTIVE |
| Farmers Financial Solutions, LLC CRD: 103863 | CA | 5 | 2,417 | B | Active |
| Farmers Gate CRD: 311382 | — | 0 | 1 | A | Unknown |
| Farmstead Financial CRD: 334357 | — | 0 | 0 | A | Unknown |
| Farnam Financial CRD: 306180 | — | 0 | 4 | A | Unknown |
| Faroah Securities Corp. CRD: 112093 | — | 0 | 0 | A | INACTIVE |
| Farrar Financials CRD: 140223 | — | 0 | 1 | A | Unknown |
| Farrbarr, LLC CRD: 116788 | — | 0 | 0 | A | Unknown |