Branch offices
2 offices
FINRA: Small firm
CRD #38007 · FINRA BrokerCheck + SEC IAPD
Baystate Capital Services, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Baystate Capital Services, Inc. ranks #6,304 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #40 of 98 on the same disclosure sort used on the state browse page. Baystate Capital Services, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #6,304 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 38007 Baystate Capital Services, Inc.
Baystate Capital Services, Inc. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 38007
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #6,304 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Baystate Capital Services, Inc. ranks #6,304 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Baystate Capital Services, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Holyoke, MA
- CRD Number
- 38007
Clean BrokerCheck surface
Baystate Capital Services, Inc.'s clean BrokerCheck surface
Baystate Capital Services, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Baystate Capital Services, Inc. shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Baystate Capital Services, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Massachusetts cohort · 0.00× state average
Baystate Capital Services, Inc. sits below the Massachusetts disclosure average
Baystate Capital Services, Inc. reports 0 BrokerCheck disclosures, 0.00× the Massachusetts average of 2.9, lighter than most of the 98 graded firms filed there.
In Massachusetts, 64 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Massachusetts state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Baystate Capital Services, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Baystate Capital Services, Inc. ranks #6,304 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #40 of 98 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Baystate Capital Services, Inc.?
A grade of A means Baystate Capital Services, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Baystate Capital Services, Inc. have?
Baystate Capital Services, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Baystate Capital Services, Inc.?
Baystate Capital Services, Inc. operates 2 branch offices and is classified by FINRA as a small firm, registered in MA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Baystate Capital Services, Inc.'s disciplinary record?
You can verify Baystate Capital Services, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 38007. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Baystate Capital Services, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Baystate Capital Services, Inc.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Baystate Capital Services, Inc.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Baystate Capital Services, Inc.'s 0.00
- Firms in MA - state roster that includes Baystate Capital Services, Inc.'s registration home.
- How to Vet a Financial Advisor - Use Baystate Capital Services, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Baystate Capital Services, Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Baystate Capital Services, Inc..
- Compare firms - put Baystate Capital Services, Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.