Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BBM Securities Inc. CRD: 36446 | - | 0 | 0 | A | INACTIVE |
| BBM&F LLC CRD: 329339 | - | 0 | 1 | - | Unknown |
| BBN Management, LLC CRD: 147954 | - | 0 | 1 | - | Unknown |
| BBP, Inc. CRD: 33954 | - | 1 | 0 | B | INACTIVE |
| BBQ Opportunity Ventures LLC CRD: 318128 | - | 0 | 1 | - | Unknown |
| BBR Partners, LLC CRD: 109688 | - | 0 | 35 | - | Unknown |
| BBRC Asset Management Ltd CRD: 298756 | - | 0 | 0 | - | Unknown |
| BBRC Asset Management US, LLC CRD: 307572 | - | 0 | 0 | - | Unknown |
| Bbridge LLC CRD: 288485 | - | 0 | 0 | - | Unknown |
| BBS Capital Management, LP CRD: 146435 | - | 0 | 0 | - | Unknown |
| BBS Partners LLC CRD: 123975 | - | 0 | 0 | A | INACTIVE |
| BBS Wealth Management, LLC CRD: 312283 | - | 0 | 1 | - | Unknown |
| BBT Capital Management Advisors, LLC CRD: 170979 | - | 0 | 0 | - | Unknown |
| BBT Capital Management, LLC CRD: 170978 | - | 0 | 0 | - | Unknown |
| BBV Capital LLC CRD: 333180 | - | 0 | 0 | - | Unknown |
| BBV GP I LLC CRD: 290773 | - | 0 | 1 | - | Unknown |
| BBV Securities, Inc. CRD: 37831 | - | 0 | 0 | A | INACTIVE |
| Bbva Compass Investment Solutions, Inc CRD: 17086 | - | 5 | 0 | C | INACTIVE |
| Bbva Global Wealth Advisors, Inc. CRD: 327326 | - | 0 | 18 | - | Unknown |
| Bbva Investments Inc. CRD: 31769 | - | 1 | 0 | B | INACTIVE |
| Bbva Securities Inc. CRD: 27060 | NY | 10 | 3 | D | Active |
| BC Advisors, LLC CRD: 142982 | - | 0 | 3 | - | Unknown |
| BC Financial CRD: 288411 | - | 0 | 1 | A | INACTIVE |
| BC Financial Advisors CRD: 284059 | - | 0 | 1 | - | Unknown |
| BC Gestao DE Recursos Ltda. CRD: 307955 | - | 0 | 0 | - | Unknown |
| BC Partners Advisors L.P. CRD: 288495 | - | 0 | 1 | - | Unknown |
| BC Partners Limited CRD: 161902 | - | 0 | 0 | - | Unknown |
| BC Partners LLP CRD: 284927 | - | 0 | 0 | - | Unknown |
| BC Partners PE L.P. CRD: 333698 | - | 0 | 1 | - | Unknown |
| BC Partners Securities LLC CRD: 300947 | NY | 0 | 2 | A | Active |
| BC-Gumps Capital Management, LP CRD: 325913 | - | 0 | 0 | - | Unknown |
| BC2 Capital LLC CRD: 317558 | - | 0 | 0 | - | Unknown |
| BCA Private Wealth, Inc. CRD: 140913 | - | 0 | 1 | - | Unknown |
| BCA Securities, L.P. CRD: 24756 | - | 0 | 0 | A | INACTIVE |
| Bcas CRD: 105666 | - | 0 | 6 | - | Unknown |
| BCC Advisory Services, LLC CRD: 143642 | - | 2 | 0 | B | INACTIVE |
| BCCM Advisors, LLC CRD: 291942 | - | 0 | 1 | - | Unknown |
| BCCW Management Company, LLC CRD: 309945 | - | 0 | 0 | - | Unknown |
| BCD Advisors CRD: 169468 | - | 0 | 4 | - | Unknown |
| BCF LAW Group, LLC CRD: 147174 | - | 0 | 1 | - | Unknown |
| BCF Venture Partners LLC CRD: 341438 | - | 0 | 1 | - | Unknown |
| BCG Advisors LLC CRD: 160975 | - | 0 | 0 | - | Unknown |
| BCG Investment Resources, Inc. CRD: 31805 | - | 1 | 0 | B | INACTIVE |
| BCG Securities, Inc. CRD: 70 | NJ | 7 | 25 | B | Active |
| BCH Securities Inc. CRD: 43606 | - | 0 | 0 | A | INACTIVE |
| BCI Capital Corporation CRD: 26220 | - | 0 | 0 | A | INACTIVE |
| BCI Capital Management CRD: 113509 | - | 0 | 0 | - | Unknown |
| BCI Investment Management LLC CRD: 297649 | - | 0 | 0 | - | Unknown |
| BCI Securities, Inc. CRD: 168047 | FL | 0 | 17 | A | Active |
| BCI Wealth & Asset Management CRD: 131908 | - | 0 | 0 | - | Unknown |