Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Farrell Advisory Group LLC CRD: 175014 | — | 0 | 0 | A | Unknown |
| Farrell Financial CRD: 321609 | — | 0 | 3 | A | Unknown |
| Farrell Financial Inc CRD: 134388 | — | 0 | 2 | A | Unknown |
| Farrell, John Robert CRD: 121428 | — | 0 | 0 | A | Unknown |
| Farrow Financial Inc CRD: 110526 | — | 0 | 3 | A | Unknown |
| Farther CRD: 302050 | — | 0 | 282 | A | Unknown |
| FAS Corp. CRD: 43536 | KS | 0 | 4 | A | Active |
| Fasa, LLC CRD: 139488 | — | 0 | 0 | A | Unknown |
| Fasco International, Inc. CRD: 31009 | — | 0 | 0 | A | INACTIVE |
| FAT 5 Investments, LLC CRD: 318838 | — | 0 | 1 | A | Unknown |
| FAT Pitch Management, L. P. CRD: 166547 | — | 0 | 0 | A | Unknown |
| FAT Securities, LLC CRD: 147857 | — | 0 | 0 | A | INACTIVE |
| Fata Financial CRD: 135765 | — | 0 | 2 | A | Unknown |
| Fatfire Financial CRD: 340905 | — | 0 | 1 | A | Unknown |
| Fathom Fund Management, L.L.C. CRD: 329316 | — | 0 | 1 | A | Unknown |
| Faulkner Financial Planning, LLC CRD: 166337 | — | 0 | 3 | A | Unknown |
| FAV-ONE Investments, LLC CRD: 164923 | — | 0 | 0 | A | Unknown |
| Favia, John CRD: 34542 | — | 4 | 0 | C | INACTIVE |
| Favored Financial Planning CRD: 160940 | — | 0 | 1 | A | Unknown |
| Favrile Financial CRD: 290620 | — | 0 | 1 | A | Unknown |
| Faxtor, Inc. CRD: 144827 | — | 1 | 0 | B | INACTIVE |
| Faykus Financial, LLC CRD: 288957 | — | 0 | 2 | A | Unknown |
| FB Advisory Services, LLC CRD: 144203 | — | 0 | 1 | A | Unknown |
| FB Securities, LLC CRD: 332916 | TX | 0 | 1 | A | Active |
| FBB Capital Partners CRD: 108967 | — | 0 | 5 | A | Unknown |
| FBF Financial Services Ltd. CRD: 28029 | — | 0 | 0 | A | INACTIVE |
| FBH Equities of Oregon, Inc. CRD: 8214 | — | 0 | 0 | A | INACTIVE |
| FBN Securities, Inc. CRD: 18315 | NY | 3 | 5 | B | Active |
| FBS Securities CRD: 326538 | — | 0 | 1 | A | Unknown |
| FBT Investments, Inc. CRD: 104463 | — | 1 | 0 | B | INACTIVE |
| FC Advisors CRD: 168050 | — | 0 | 0 | A | Unknown |
| FC Golf GP II LLC CRD: 288193 | — | 0 | 0 | A | Unknown |
| FC Golf GP LLC CRD: 167588 | — | 0 | 0 | A | Unknown |
| FCA Corp CRD: 110658 | — | 0 | 10 | A | Unknown |
| FCA Partners, LLC CRD: 322393 | — | 0 | 1 | A | Unknown |
| FCA Securities, Inc. CRD: 39243 | — | 0 | 0 | A | INACTIVE |
| FCA Venture Partners VII Management LLC CRD: 319570 | — | 0 | 1 | A | Unknown |
| FCC Investments, Inc. CRD: 10373 | — | 1 | 0 | B | INACTIVE |
| FCG Investment Company CRD: 308192 | — | 0 | 1 | A | Unknown |
| FCL Fund Management LLC CRD: 172526 | — | 0 | 0 | A | Unknown |
| FCM Financial CRD: 297042 | — | 0 | 0 | A | Unknown |
| FCM Investments CRD: 107025 | — | 0 | 0 | A | Unknown |
| FCP CRD: 161468 | — | 0 | 1 | A | Unknown |
| FCPR Pechel Industries IV CRD: 167436 | — | 0 | 0 | A | Unknown |
| FCS Securities CRD: 40177 | — | 1 | 0 | B | INACTIVE |
| FCV GP LLC CRD: 325944 | — | 0 | 1 | A | Unknown |
| FD DE Leeuw & Associes, Trade Desk America CRD: 46289 | — | 0 | 0 | A | INACTIVE |
| FDFC Management LLC CRD: 336668 | — | 0 | 1 | A | Unknown |
| FDL Fund Management LLC CRD: 313423 | — | 0 | 0 | A | Unknown |
| FDO Partners CRD: 110310 | — | 0 | 0 | A | Unknown |