Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| FDVC Management, LLC CRD: 321268 | — | 0 | 1 | A | Unknown |
| FDX Capital LLC CRD: 119302 | NY | 2 | 2 | B | Active |
| FE Global Clean Energy Corp. CRD: 160845 | — | 0 | 0 | A | Unknown |
| FEA, Inc. CRD: 24376 | — | 2 | 0 | B | INACTIVE |
| Feagler Financial, LLC CRD: 142353 | — | 0 | 0 | A | Unknown |
| Fealty Group LLC CRD: 324957 | — | 0 | 1 | A | Unknown |
| Feanor Venture L.L.C. CRD: 48004 | — | 0 | 0 | A | INACTIVE |
| Fearless Fund Management, LLC CRD: 319073 | — | 0 | 1 | A | Unknown |
| Fearless Wealth CRD: 140128 | — | 0 | 1 | A | Unknown |
| Fearnley Advisors as CRD: 167077 | — | 0 | 0 | A | Unknown |
| Feathersup Advisory LLC CRD: 330204 | — | 0 | 0 | A | Unknown |
| FED Mutual Financial Services, Inc. CRD: 7678 | — | 0 | 0 | A | INACTIVE |
| FED Securities, Inc. CRD: 36301 | — | 0 | 0 | A | INACTIVE |
| Fedaia UK Limited CRD: 338430 | — | 0 | 0 | A | Unknown |
| Fedeli Financial, LLC CRD: 322269 | — | 0 | 1 | A | Unknown |
| Federated Hermes (UK) LLP CRD: 169087 | — | 0 | 0 | A | Unknown |
| Federated Securities Corp. CRD: 5009 | PA | 4 | 234 | B | Active |
| Federation for Financial Independence CRD: 13355 | — | 0 | 0 | A | INACTIVE |
| Federico, Eugene J CRD: 126004 | — | 0 | 0 | A | INACTIVE |
| Federmann Financial Advisors Inc. CRD: 129975 | — | 0 | 2 | A | Unknown |
| Fedway Financial LLC CRD: 313134 | — | 0 | 1 | A | Unknown |
| FEE-Only Financial Advisors, LLC CRD: 285747 | — | 0 | 1 | A | Unknown |
| FEE-Only Financial Advisors,Ltd. CRD: 122873 | — | 0 | 2 | A | Unknown |
| FEE-Only Financial Planning CRD: 128824 | — | 0 | 2 | A | Unknown |
| FEE-Only Financial Planning, L.C. CRD: 108365 | — | 0 | 2 | A | Unknown |
| FEE-Only Financial Services LLC CRD: 116094 | — | 0 | 2 | A | Unknown |
| FEE-Only Financial Solutions, P.C. CRD: 110158 | — | 0 | 0 | A | Unknown |
| Feel Good Investments CRD: 311652 | — | 0 | 0 | A | Unknown |
| Feerick Patrick Francis CRD: 41447 | — | 0 | 0 | A | INACTIVE |
| Feex CRD: 221522 | — | 0 | 0 | A | Unknown |
| Fefa Financial CRD: 324833 | — | 0 | 10 | A | Unknown |
| FEG CRD: 121658 | — | 0 | 2 | A | Unknown |
| Feic Capital Corporation CRD: 25545 | — | 0 | 0 | A | INACTIVE |
| Feis Trading Corp. CRD: 41086 | — | 0 | 0 | A | INACTIVE |
| Feist Asset Management CRD: 154847 | — | 0 | 0 | A | Unknown |
| Felden, William N CRD: 124158 | — | 0 | 0 | A | INACTIVE |
| Feldman Financial Services, LLC CRD: 287685 | — | 0 | 1 | A | Unknown |
| Feldstein Financial Group, LLC CRD: 113988 | NJ | 0 | 2 | A | Active |
| Felicis Ventures CRD: 162301 | — | 0 | 1 | A | Unknown |
| Felicity Financial LLC CRD: 325503 | — | 0 | 1 | A | Unknown |
| Felicity Financial Solutions CRD: 307118 | — | 0 | 0 | A | Unknown |
| Felix Capital CRD: 288843 | — | 0 | 0 | A | Unknown |
| Felix Garcia, RIA CRD: 114720 | — | 0 | 1 | A | Unknown |
| Felix Investments LLC CRD: 148441 | — | 7 | 0 | D | INACTIVE |
| Fellows Fund Management LLC CRD: 337221 | — | 0 | 1 | A | Unknown |
| Fellowship Financial Group CRD: 154103 | — | 0 | 1 | A | Unknown |
| Fellowship Financial Planning CRD: 330347 | — | 0 | 1 | A | Unknown |
| Felsing Financial CRD: 141927 | — | 0 | 1 | A | Unknown |
| Feltman & Co CRD: 26543 | — | 0 | 0 | A | INACTIVE |
| Feminist Financial Advising, LLC CRD: 140055 | — | 0 | 0 | A | Unknown |