Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BCK Capital Management LP CRD: 282798 | - | 0 | 1 | - | Unknown |
| BCK Partners, Inc. CRD: 181512 | - | 0 | 1 | - | Unknown |
| BCL, LLC CRD: 162353 | - | 0 | 0 | - | Unknown |
| BCM Advisor, LLC CRD: 296897 | - | 0 | 1 | - | Unknown |
| BCM Advisors, LLC CRD: 107946 | - | 0 | 4 | - | Unknown |
| BCM Benefits Inc. CRD: 146182 | - | 0 | 1 | - | Unknown |
| BCM Capital Management LLC CRD: 337570 | - | 0 | 2 | - | Unknown |
| BCM CT, Inc. CRD: 312757 | - | 0 | 1 | - | Unknown |
| BCM Ventures, Ltd. CRD: 15806 | - | 0 | 0 | A | INACTIVE |
| BCM Wealth Management CRD: 122434 | - | 0 | 0 | - | Unknown |
| BCM Wealth Management, LLC. CRD: 158749 | - | 0 | 1 | - | Unknown |
| BCMG Securities, LLC CRD: 37116 | - | 0 | 0 | A | INACTIVE |
| BCN Financial, Inc. CRD: 135655 | - | 0 | 9 | - | Unknown |
| BCO Venture Fund I GP, LLC CRD: 328560 | - | 0 | 1 | - | Unknown |
| BCO Wealth Management, LLC CRD: 322276 | - | 0 | 1 | - | Unknown |
| BCP Advisors, LLC CRD: 146363 | - | 0 | 2 | - | Unknown |
| BCP Securities, Inc. CRD: 27063 | CT | 2 | 3 | B | Active |
| BCP Ventures, LLC CRD: 323241 | - | 0 | 1 | - | Unknown |
| BCPC Advisors, LP CRD: 327851 | - | 0 | 1 | - | Unknown |
| BCR Capital Corporation CRD: 25330 | - | 1 | 0 | B | INACTIVE |
| BCR Financial Services, LLC CRD: 119937 | - | 0 | 7 | - | Unknown |
| BCR Wealth Strategies CRD: 119670 | - | 0 | 4 | - | Unknown |
| BCS Private Wealth Management CRD: 174761 | - | 0 | 2 | - | Unknown |
| BCS Wealth Management, LLC CRD: 115489 | - | 0 | 2 | - | Unknown |
| BCSF Advisors, LP CRD: 282092 | - | 0 | 1 | - | Unknown |
| BCU Wealth Advisors, LLC CRD: 164173 | - | 0 | 4 | - | Unknown |
| BCW Securities LLC CRD: 144930 | CT | 0 | 2 | A | Active |
| BCWM CRD: 144748 | - | 0 | 1 | - | Unknown |
| BD Compliance Solutions, LLC CRD: 30188 | - | 1 | 0 | B | INACTIVE |
| BD Financial Services, Inc. CRD: 142375 | - | 0 | 0 | - | Unknown |
| BD Investment Partners, LLC CRD: 309347 | - | 0 | 1 | - | Unknown |
| BD Investments CRD: 326825 | - | 0 | 1 | - | Unknown |
| BD Investments Inc. CRD: 38762 | - | 0 | 0 | A | INACTIVE |
| BD MGMT LLC D.B.A "Blue Jean Wealth Management" CRD: 306428 | - | 0 | 3 | - | Unknown |
| BD-Capital Partners Management (Guernsey) Limited CRD: 312024 | - | 0 | 0 | - | Unknown |
| BD4RIA, Inc. CRD: 290240 | - | 1 | 0 | B | INACTIVE |
| BDA Advisors Inc. CRD: 161730 | NY | 0 | 2 | A | Active |
| BDB Wealth Advisors LLC CRD: 336541 | - | 0 | 1 | - | Unknown |
| BDC Advisory, LLC CRD: 124233 | - | 0 | 3 | - | Unknown |
| BDC Capital Management, Inc. CRD: 108445 | - | 0 | 2 | - | Unknown |
| BDC Investment Advisors, LLC CRD: 147627 | - | 0 | 3 | - | Unknown |
| BDC Securities, LLC CRD: 45791 | - | 0 | 0 | A | INACTIVE |
| Bdca Adviser II, LLC CRD: 172197 | - | 0 | 0 | - | Unknown |
| BDF Financial LLC CRD: 152051 | - | 0 | 0 | - | Unknown |
| BDFS Capital LLC CRD: 287680 | - | 0 | 2 | - | Unknown |
| BDJ Wealth Management LLC CRD: 309290 | - | 0 | 1 | - | Unknown |
| BDK Capital CRD: 170056 | - | 0 | 0 | - | Unknown |
| BDK Consulting, LLC CRD: 172654 | - | 0 | 0 | - | Unknown |
| BDK Financial Services, Inc. CRD: 122618 | - | 0 | 0 | - | Unknown |
| Bdkmarketgroup Investment Management LLC CRD: 156796 | - | 0 | 1 | - | Unknown |