Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fencl Advisory Services, LLC CRD: 115904 | — | 0 | 3 | A | Unknown |
| Fengate CRD: 297333 | — | 0 | 0 | A | Unknown |
| Fenger Financial, PLLC CRD: 333384 | — | 0 | 1 | A | Unknown |
| Fenghe Fund Management PTE. Ltd. CRD: 288586 | — | 0 | 0 | A | Unknown |
| Fenimore Financial CRD: 166253 | — | 0 | 0 | A | Unknown |
| Fenix Fund Management PTE. Ltd. CRD: 312497 | — | 0 | 0 | A | Unknown |
| Fenix Trading CRD: 291069 | — | 0 | 1 | A | Unknown |
| Fennel CRD: 316281 | NY | 0 | 1 | A | Active |
| Fenner Financial, Inc. CRD: 15135 | — | 0 | 0 | A | INACTIVE |
| Fenrir CRD: 339094 | — | 0 | 1 | A | Unknown |
| Fenul LLC CRD: 310414 | — | 0 | 1 | A | Unknown |
| Fenway Financial Advisors, LLC CRD: 139775 | — | 0 | 1 | A | Unknown |
| Fenway Partners, LLC CRD: 160630 | — | 0 | 1 | A | Unknown |
| Fenwick Financial CRD: 331235 | — | 0 | 2 | A | Unknown |
| Feoh Investments UK LLP CRD: 338941 | — | 0 | 0 | A | Unknown |
| FEP Investments LLC CRD: 147152 | — | 0 | 0 | A | INACTIVE |
| Fereday Investments Inc. CRD: 135722 | — | 0 | 0 | A | Unknown |
| Fergerson Financial LLC CRD: 139572 | — | 0 | 0 | A | Unknown |
| Ferguson Financial Advisors CRD: 323758 | — | 0 | 1 | A | Unknown |
| Ferguson Financial Planning CRD: 131538 | — | 0 | 1 | A | Unknown |
| Ferguson Financial, Inc. CRD: 118983 | — | 0 | 0 | A | Unknown |
| Fern Financial Group, LLC CRD: 322658 | — | 0 | 3 | A | Unknown |
| Fernandez Financial Advisory, LLC CRD: 112954 | — | 0 | 2 | A | Unknown |
| Ferocious Finance CRD: 296744 | — | 0 | 0 | A | Unknown |
| Ferrara, Richard Francis CRD: 124181 | — | 0 | 0 | A | INACTIVE |
| Ferrara, Richard Francis CRD: 130280 | — | 0 | 0 | A | INACTIVE |
| Ferre Financial Inc. CRD: 309642 | — | 0 | 0 | A | Unknown |
| Ferrer Freeman & Company, LLC CRD: 157829 | — | 0 | 0 | A | Unknown |
| Ferretti Group, Inc. CRD: 47768 | NY | 0 | 3 | A | Active |
| Ferris Financial Services, L.L.C. CRD: 330890 | — | 0 | 1 | A | Unknown |
| Ferris Wheel Finance, Inc. CRD: 292091 | — | 0 | 2 | A | Unknown |
| Ferro Financial, LLC CRD: 139729 | — | 0 | 0 | A | Unknown |
| Ferrucci Securities Corp. CRD: 15948 | — | 0 | 0 | A | INACTIVE |
| Fettig Financial Services LLC CRD: 288344 | — | 0 | 0 | A | Unknown |
| FF Financial, LLC CRD: 330892 | — | 0 | 0 | A | Unknown |
| FF Fund Management, LLC CRD: 289060 | — | 0 | 0 | A | Unknown |
| FF Venture Capital CRD: 163509 | — | 0 | 1 | A | Unknown |
| FFA Holdings, LLC CRD: 281090 | — | 0 | 0 | A | Unknown |
| FFC Capital Management CRD: 113205 | — | 0 | 0 | A | Unknown |
| Ffec Wealth Partners LLC CRD: 16507 | — | 9 | 0 | D | INACTIVE |
| FFF Management Co. LLC CRD: 294040 | — | 0 | 1 | A | Unknown |
| FFG Investments Inc. CRD: 18320 | — | 0 | 0 | A | INACTIVE |
| FFL CRD: 156980 | — | 0 | 1 | A | Unknown |
| FFMC Securities, Inc. CRD: 7658 | — | 1 | 0 | B | INACTIVE |
| FFO Investments LLC CRD: 338887 | — | 0 | 1 | A | Unknown |
| FFP Securities, Inc. CRD: 16337 | — | 48 | 0 | F | INACTIVE |
| FFP Wealth Management CRD: 115155 | — | 0 | 0 | A | Unknown |
| FFR Advisory LLC CRD: 108602 | — | 0 | 0 | A | Unknown |
| Ffstock Inc. CRD: 340816 | — | 0 | 1 | A | Unknown |
| FFT Wealth Management CRD: 151225 | — | 0 | 2 | A | Unknown |