Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| FG Advisory Services, LLC. CRD: 329430 | — | 0 | 0 | A | Unknown |
| FG Capital LC CRD: 125229 | MO | 0 | 2 | A | Active |
| FG Financial CRD: 312218 | — | 0 | 0 | A | Unknown |
| FG Wealth Management CRD: 117845 | — | 0 | 1 | A | Unknown |
| FG&G Financial Services, LLC CRD: 149180 | — | 0 | 1 | A | Unknown |
| FGC Management Co., LLC CRD: 304629 | — | 0 | 1 | A | Unknown |
| FGC Securities, LLC CRD: 158399 | NY | 0 | 2 | A | Active |
| FGI Fund Management, L.P. CRD: 167962 | — | 0 | 0 | A | Unknown |
| FH Financial Planning Services CRD: 310086 | — | 0 | 0 | A | Unknown |
| FHI Group, LLC CRD: 281815 | — | 0 | 0 | A | Unknown |
| FHN Financial Securities Corp. CRD: 46346 | TN | 8 | 27 | C | Active |
| FHT, LLC CRD: 122827 | — | 0 | 2 | A | Unknown |
| FHWV Financial LLC CRD: 146046 | — | 0 | 4 | A | Unknown |
| FI-Nancial Planner LLC CRD: 299675 | — | 0 | 1 | A | Unknown |
| FI3 Financial Advisors, LLC CRD: 168005 | — | 0 | 6 | A | Unknown |
| Fiad Capital CRD: 298616 | — | 0 | 0 | A | Unknown |
| Fiadu Investments, LLC CRD: 283740 | — | 0 | 0 | A | Unknown |
| Fiam LLC CRD: 133196 | — | 0 | 1 | A | Unknown |
| Fiat Financial Planners CRD: 324480 | — | 0 | 1 | A | Unknown |
| Fiat LUX Financial CRD: 141923 | — | 0 | 0 | A | Unknown |
| Fiat LUX Financial Planning CRD: 329391 | — | 0 | 1 | A | Unknown |
| FIC Capital, Inc. CRD: 108322 | — | 0 | 0 | A | Unknown |
| FIC Securities Corp. CRD: 13114 | — | 0 | 0 | A | INACTIVE |
| Ficast Corporation CRD: 159265 | — | 0 | 0 | A | Unknown |
| Fidalgo Financial Planning CRD: 286654 | — | 0 | 1 | A | Unknown |
| Fidante Partners USA LLC CRD: 288469 | — | 0 | 0 | A | INACTIVE |
| Fidato Wealth LLC CRD: 158173 | — | 0 | 2 | A | Unknown |
| Fidel Securities Corp. CRD: 14862 | — | 0 | 0 | A | INACTIVE |
| Fidela Wealth CRD: 328060 | — | 0 | 1 | A | Unknown |
| Fidelio Capital Advisory AB CRD: 324013 | — | 0 | 0 | A | Unknown |
| Fidelis Financial CRD: 329855 | — | 0 | 0 | A | Unknown |
| Fidelis Financial Planning, LLC CRD: 141698 | — | 0 | 1 | A | Unknown |
| Fidelis FS, LLC CRD: 286305 | — | 0 | 1 | A | Unknown |
| Fidelis IM CRD: 162985 | — | 0 | 1 | A | Unknown |
| Fidelity Bancorp Funding CRD: 327530 | — | 0 | 0 | A | Unknown |
| Fidelity Federal Planning Corp. CRD: 114873 | — | 0 | 2 | A | Unknown |
| Fidelity Prime Financing CRD: 299736 | MA | 0 | 6 | A | Active |
| Fident Financial, LLC CRD: 286510 | — | 0 | 1 | A | Unknown |
| Fideras LLC CRD: 284633 | — | 0 | 1 | A | Unknown |
| Fidere CRD: 152013 | — | 0 | 1 | A | Unknown |
| Fiducia Group, LLC CRD: 147134 | — | 0 | 0 | A | Unknown |
| Fiduciaone CRD: 327737 | — | 0 | 2 | A | Unknown |
| Fiduciary Family Office, LLC CRD: 326990 | — | 0 | 2 | A | Unknown |
| Fiduciary Financial Advisors CRD: 172103 | — | 0 | 18 | A | Unknown |
| Fiduciary Financial Group, LLC CRD: 285681 | — | 0 | 7 | A | Unknown |
| Fiduciary Financial Partners, LLC CRD: 156389 | — | 0 | 3 | A | Unknown |
| Fiduciary Financial Planning Network CRD: 313361 | — | 0 | 2 | A | Unknown |
| Fiduciary First CRD: 150330 | — | 0 | 1 | A | Unknown |
| Fiduciary First Advising, LLC CRD: 317659 | — | 0 | 1 | A | Unknown |
| Fiduciary First Advisors, LLC CRD: 153645 | — | 0 | 0 | A | Unknown |