Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Beacon Bridge Wealth Partners, LLC CRD: 321705 | - | 0 | 2 | - | Unknown |
| Beacon Capital Advisors CRD: 318196 | - | 0 | 0 | - | Unknown |
| Beacon Capital Advisory Group CRD: 333090 | - | 0 | 1 | - | Unknown |
| Beacon Capital Management, Inc. CRD: 120641 | - | 0 | 19 | - | Unknown |
| Beacon Capital Management, Inc. CRD: 125884 | - | 0 | 0 | - | Unknown |
| Beacon Capital Management, LLC CRD: 156228 | - | 0 | 1 | - | Unknown |
| Beacon Capital Markets, LLC CRD: 133105 | - | 0 | 0 | A | INACTIVE |
| Beacon Capital Partners, LLC CRD: 158137 | - | 0 | 1 | - | Unknown |
| Beacon Capital, LLC CRD: 127583 | - | 0 | 2 | - | Unknown |
| Beacon Capital, LLC CRD: 286316 | - | 0 | 1 | - | Unknown |
| Beacon Coast Partners, LLC CRD: 341584 | - | 0 | 1 | - | Unknown |
| Beacon Financial Advice and Research, LLC CRD: 122502 | - | 0 | 0 | - | Unknown |
| Beacon Financial Advisers, Inc. CRD: 125085 | - | 0 | 1 | - | Unknown |
| Beacon Financial Advisors CRD: 119672 | - | 0 | 1 | - | Unknown |
| Beacon Financial Advisors Ltd CRD: 106164 | - | 0 | 2 | - | Unknown |
| Beacon Financial Advisors, LLC CRD: 121502 | - | 0 | 2 | - | Unknown |
| Beacon Financial Advisory LLC CRD: 174334 | - | 0 | 4 | - | Unknown |
| Beacon Financial Group CRD: 128981 | - | 0 | 0 | - | Unknown |
| Beacon Financial Group CRD: 315924 | - | 0 | 0 | - | Unknown |
| Beacon Financial Group CRD: 110038 | - | 0 | 2 | - | Unknown |
| Beacon Financial Group, Inc. CRD: 317775 | - | 0 | 0 | - | Unknown |
| Beacon Financial Management LLC CRD: 157454 | - | 0 | 2 | - | Unknown |
| Beacon Financial Partners CRD: 135626 | - | 0 | 1 | - | Unknown |
| Beacon Financial Planners, Inc CRD: 297938 | - | 0 | 1 | - | Unknown |
| Beacon Financial Planning CRD: 340096 | - | 0 | 1 | - | Unknown |
| Beacon Financial Planning, Inc CRD: 175372 | - | 0 | 1 | - | Unknown |
| Beacon Financial Planning, Inc. CRD: 128757 | - | 0 | 0 | - | Unknown |
| Beacon Financial Planning, LLC CRD: 121462 | - | 0 | 4 | - | Unknown |
| Beacon Financial Services, Inc CRD: 287456 | - | 0 | 0 | - | Unknown |
| Beacon Financial Strategies Corp. CRD: 132987 | - | 0 | 2 | - | Unknown |
| Beacon Freedom Advisory, LLC CRD: 339717 | - | 0 | 1 | - | Unknown |
| Beacon Gate LLC CRD: 157987 | - | 1 | 0 | B | INACTIVE |
| Beacon Global Advisor Network, LLC CRD: 288833 | - | 0 | 17 | - | Unknown |
| Beacon Global Advisors Inc CRD: 36691 | - | 4 | 0 | C | INACTIVE |
| Beacon Group Financial Securities Corp. CRD: 36887 | - | 0 | 0 | A | INACTIVE |
| Beacon Harbor Wealth Advisors CRD: 300243 | - | 0 | 1 | - | Unknown |
| Beacon Hill Advisors CRD: 44578 | - | 0 | 0 | A | INACTIVE |
| Beacon Hill Financial Corporation CRD: 14850 | - | 1 | 0 | B | INACTIVE |
| Beacon Hill Investment Advisory, LLC CRD: 148463 | - | 0 | 1 | - | Unknown |
| Beacon Hill Investments, Inc. CRD: 14835 | - | 0 | 0 | A | INACTIVE |
| Beacon Hill Private Wealth LLC CRD: 285329 | - | 0 | 2 | - | Unknown |
| Beacon Hill Wealth Management Ltd CRD: 325860 | - | 0 | 0 | - | Unknown |
| Beacon India Managers Ltd CRD: 161862 | - | 0 | 0 | - | Unknown |
| Beacon Investment Advisers, LLC CRD: 130151 | - | 0 | 2 | - | Unknown |
| Beacon Investment Advisors LLC CRD: 127368 | - | 0 | 2 | - | Unknown |
| Beacon Investment Advisors, Ltd. CRD: 287477 | - | 0 | 0 | - | Unknown |
| Beacon Investment Company CRD: 10472 | - | 0 | 0 | A | INACTIVE |
| Beacon Investment Group CRD: 166827 | - | 0 | 0 | - | Unknown |
| Beacon Investment Management CRD: 157554 | - | 0 | 0 | - | Unknown |
| Beacon Investment Management, LLC CRD: 122639 | - | 0 | 0 | - | Unknown |