Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fiduciary Funding and Design, LLC CRD: 135801 | — | 0 | 0 | A | Unknown |
| Fiduciary Management CRD: 336661 | — | 0 | 0 | A | Unknown |
| Fiduciary Pension Partners, LLC CRD: 226716 | — | 0 | 1 | A | Unknown |
| Fiduciary Securities Corp. CRD: 21845 | — | 0 | 0 | A | INACTIVE |
| Fiduciary Wealth CRD: 164702 | — | 0 | 1 | A | Unknown |
| Field Freedom Advisors CRD: 281202 | — | 0 | 2 | A | Unknown |
| Field Logan & Co., LLC CRD: 44409 | — | 0 | 0 | A | INACTIVE |
| Fields, Carey & Co., Inc. CRD: 21692 | — | 0 | 0 | A | INACTIVE |
| Fiera Capital (UK) Limited CRD: 137637 | — | 0 | 0 | A | Unknown |
| Fiera Infrastructure Inc. CRD: 304286 | — | 0 | 0 | A | Unknown |
| Fierce Financial Group LLC CRD: 299467 | — | 0 | 1 | A | Unknown |
| Fierston Financial Group Inc CRD: 105003 | — | 0 | 3 | A | Unknown |
| Fifield Capital Corp. CRD: 17567 | — | 0 | 0 | A | INACTIVE |
| Fifit LLC CRD: 307957 | — | 0 | 1 | A | Unknown |
| Fifr CRD: 328620 | — | 0 | 1 | A | Unknown |
| Fifth Avenue Family Office CRD: 122448 | — | 0 | 1 | A | Unknown |
| Fifth Down CAP LLC CRD: 312861 | — | 0 | 1 | A | Unknown |
| Fifth ERA, LLC CRD: 308913 | — | 0 | 0 | A | Unknown |
| Fifth Force Management CRD: 325161 | — | 0 | 2 | A | Unknown |
| Fifth Horizon, LLC CRD: 306821 | — | 0 | 1 | A | Unknown |
| Fifth Lane Capital, LP CRD: 308318 | — | 0 | 0 | A | Unknown |
| Fifty Years CRD: 283765 | — | 0 | 1 | A | Unknown |
| Fifty Years II GP, LLC CRD: 304998 | — | 0 | 0 | A | Unknown |
| Fifty Years Industries, LLC CRD: 318242 | — | 0 | 1 | A | Unknown |
| FIG Advisory Services, LLC CRD: 287960 | — | 0 | 0 | A | Unknown |
| FIG Partners, LLC CRD: 41554 | — | 4 | 0 | C | INACTIVE |
| FIG Tree Capital CRD: 288112 | — | 0 | 1 | A | Unknown |
| FIG Tree Financials LLC CRD: 317013 | — | 0 | 1 | A | Unknown |
| Figrowth CRD: 226743 | — | 0 | 0 | A | Unknown |
| Figtree Financial Advisors, LLC CRD: 301517 | — | 0 | 1 | A | Unknown |
| Fika Management II, LLC CRD: 333266 | — | 0 | 1 | A | Unknown |
| Fika Management LLC CRD: 285567 | — | 0 | 1 | A | Unknown |
| Fikejs Trading L.L.C. CRD: 46073 | — | 0 | 0 | A | INACTIVE |
| Fikejs, J. David CRD: 39494 | — | 0 | 0 | A | INACTIVE |
| Filament, LLC CRD: 138419 | — | 0 | 0 | A | Unknown |
| Filippini, David CRD: 103845 | — | 0 | 0 | A | INACTIVE |
| Filon Capital CRD: 315321 | — | 0 | 1 | A | Unknown |
| Filter14, LLC CRD: 297737 | — | 0 | 0 | A | Unknown |
| Filtered Finance CRD: 284767 | — | 0 | 0 | A | Unknown |
| FIM Asset Management CRD: 316329 | — | 0 | 0 | A | Unknown |
| FIM Group CRD: 109811 | — | 0 | 0 | A | Unknown |
| Fimco, LLC CRD: 159292 | — | 0 | 0 | A | Unknown |
| Fimi Securities, Inc. CRD: 37140 | — | 0 | 0 | A | INACTIVE |
| FIN Capital CRD: 298492 | — | 0 | 1 | A | Unknown |
| FIN Financial LLC CRD: 332319 | — | 0 | 0 | A | Unknown |
| FIN2 CRD: 316863 | NY | 0 | 1 | A | Active |
| Finacleai CRD: 322740 | — | 0 | 0 | A | Unknown |
| Finacura Advisory LLC CRD: 325447 | — | 0 | 1 | A | Unknown |
| Finance 180 CRD: 289453 | — | 0 | 1 | A | Unknown |
| Finance 500, Inc. CRD: 12981 | — | 21 | 0 | F | INACTIVE |