Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Beacon Light Planning, LLC CRD: 290097 | - | 0 | 0 | - | Unknown |
| Beacon Light Wealth Management CRD: 338731 | - | 0 | 1 | - | Unknown |
| Beacon Park Capital, LLC CRD: 307041 | - | 0 | 2 | - | Unknown |
| Beacon Point Advisors LLC CRD: 291827 | - | 0 | 1 | - | Unknown |
| Beacon Pointe Advisors, LLC CRD: 119290 | - | 0 | 429 | - | Unknown |
| Beacon Pointe Wealth Advisors, LLC CRD: 151328 | - | 0 | 0 | - | Unknown |
| Beacon Ridge Advisors LLC CRD: 340894 | - | 0 | 1 | - | Unknown |
| Beacon Rock Investment Advisors CRD: 150366 | - | 0 | 0 | - | Unknown |
| Beacon Rock Partners CRD: 136906 | - | 0 | 0 | - | Unknown |
| Beacon Rock Securities LLC CRD: 135125 | - | 0 | 0 | A | INACTIVE |
| Beacon Rock Wealth Advisors CRD: 131592 | - | 0 | 2 | - | Unknown |
| Beacon Securities US Limited CRD: 306613 | - | 0 | 0 | A | Active |
| Beacon Securities, Inc. CRD: 15300 | - | 0 | 0 | A | INACTIVE |
| Beacon Securities, Inc. CRD: 13482 | - | 0 | 0 | A | INACTIVE |
| Beacon ST. LLC CRD: 298734 | - | 0 | 0 | - | Unknown |
| Beacon Street Capital, LLC CRD: 120646 | - | 0 | 0 | - | Unknown |
| Beacon Trading, L.L.C. CRD: 45759 | - | 5 | 0 | C | INACTIVE |
| Beacon Trust CRD: 156942 | - | 0 | 0 | - | Unknown |
| Beacon Trust CRD: 226547 | - | 0 | 3 | - | Unknown |
| Beacon United Securities, Inc. CRD: 15361 | - | 0 | 0 | A | INACTIVE |
| Beacon Venture Partners, LLC CRD: 318220 | - | 0 | 1 | - | Unknown |
| Beacon VP Capital, LLC CRD: 282727 | - | 0 | 0 | - | Unknown |
| Beacon Wealth Advisors, LLC CRD: 171748 | - | 0 | 0 | - | Unknown |
| Beacon Wealth Advisory CRD: 287532 | - | 0 | 1 | - | Unknown |
| Beacon Wealth Consultants, Inc. CRD: 154939 | - | 0 | 8 | - | Unknown |
| Beacon Wealth Management, LLC CRD: 129523 | - | 0 | 0 | - | Unknown |
| Beacon Wealth Planning LLC CRD: 306633 | - | 0 | 0 | - | Unknown |
| Beacon Wealth Solutions LLC CRD: 282218 | - | 0 | 0 | - | Unknown |
| Beacon Wealthcare LLC CRD: 312556 | - | 0 | 1 | - | Unknown |
| Beacon Wealthcare, Inc. CRD: 108103 | - | 0 | 0 | - | Unknown |
| Beaconcrest Capital Management CRD: 172741 | - | 0 | 0 | - | Unknown |
| Beaconfire Capital Management LLC CRD: 238793 | - | 0 | 0 | - | Unknown |
| Beaconhouse Capital Management CRD: 164727 | - | 0 | 0 | - | Unknown |
| Beaconlight Capital, LLC CRD: 158390 | - | 0 | 1 | - | Unknown |
| Beacons Strategic Capital, Inc. CRD: 32754 | CA | 1 | 4 | B | Active |
| Beaconsfield Financial Services, Inc. CRD: 14634 | PA | 1 | 12 | B | Active |
| Beadell a D Investment Counsel Inc CRD: 106946 | - | 0 | 2 | - | Unknown |
| Beagle Invest CRD: 315719 | - | 0 | 1 | - | Unknown |
| Beaird Harris CRD: 107238 | - | 0 | 6 | - | Unknown |
| Beal Consulting, Inc. CRD: 133313 | - | 0 | 3 | - | Unknown |
| Beale Healy Investment Advisors Inc CRD: 110969 | - | 0 | 3 | - | Unknown |
| Beall Financial Planning, Inc. CRD: 125697 | - | 0 | 1 | - | Unknown |
| Beam Capital Management, LLC CRD: 130297 | - | 0 | 0 | - | Unknown |
| Beam Wealth Advisors, Inc. CRD: 109867 | - | 0 | 42 | - | Unknown |
| Beame Securities Corporation CRD: 10716 | - | 0 | 0 | A | INACTIVE |
| Bean & Co., Inc. CRD: 1195 | - | 0 | 0 | A | INACTIVE |
| Bean Leamy, Christy M CRD: 130237 | - | 0 | 0 | - | Unknown |
| Beanpot Financial Services, Inc. CRD: 39549 | - | 0 | 0 | A | INACTIVE |
| Beanstox CRD: 291957 | - | 0 | 0 | - | Unknown |
| Beantown Financial Advisors LLC CRD: 134637 | - | 0 | 2 | - | Unknown |