Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Finance Cape CRD: 300190 | — | 0 | 0 | A | Unknown |
| Finance Fiduciary LLC CRD: 306293 | — | 0 | 0 | A | Unknown |
| Finance Friends CRD: 313009 | — | 0 | 1 | A | Unknown |
| Finance Wisdom CRD: 325643 | — | 0 | 3 | A | Unknown |
| Finances for Life, LLC CRD: 166163 | — | 0 | 1 | A | Unknown |
| Finances for Real Life CRD: 324090 | — | 0 | 1 | A | Unknown |
| Financial Advisor for YOU, LLC CRD: 173815 | — | 0 | 1 | A | Unknown |
| Financial Advisory Group, Inc. CRD: 292264 | — | 0 | 0 | A | Unknown |
| Financial Advisory Network CRD: 119987 | — | 0 | 1 | A | Unknown |
| Financial Advisory Services CRD: 289369 | — | 0 | 2 | A | Unknown |
| Financial Advisory Services CRD: 118496 | — | 0 | 1 | A | Unknown |
| Financial Advisory Services CRD: 132106 | — | 0 | 1 | A | Unknown |
| Financial Advocates Advisory Services CRD: 147786 | — | 0 | 0 | A | Unknown |
| Financial Advocates Investment Management CRD: 151298 | — | 0 | 0 | A | Unknown |
| Financial Associates CRD: 115567 | — | 0 | 0 | A | Unknown |
| Financial Avenues CRD: 153458 | — | 0 | 2 | A | Unknown |
| Financial Boss CRD: 319060 | — | 0 | 1 | A | Unknown |
| Financial Bridges CRD: 135591 | — | 0 | 2 | A | Unknown |
| Financial Client CRD: 319291 | — | 0 | 2 | A | Unknown |
| Financial Coach CRD: 170478 | — | 0 | 1 | A | Unknown |
| Financial Concepts CRD: 157616 | — | 0 | 1 | A | Unknown |
| Financial Decisions (USA) LLC CRD: 126408 | — | 0 | 1 | A | Unknown |
| Financial Depot CRD: 170148 | — | 0 | 0 | A | Unknown |
| Financial Designs CRD: 14502 | — | 0 | 0 | A | INACTIVE |
| Financial Edge CRD: 114609 | — | 0 | 2 | A | Unknown |
| Financial Facilitators, Inc. CRD: 154323 | — | 0 | 1 | A | Unknown |
| Financial Filosophy CRD: 134461 | — | 0 | 1 | A | Unknown |
| Financial First Advisors, Inc. CRD: 120995 | — | 0 | 2 | A | Unknown |
| Financial First Securities, Inc. CRD: 14082 | — | 0 | 0 | A | INACTIVE |
| Financial FIT, LLC CRD: 331856 | — | 0 | 1 | A | Unknown |
| Financial Fitness CRD: 159321 | — | 0 | 0 | A | Unknown |
| Financial Fitness CRD: 323798 | — | 0 | 1 | A | Unknown |
| Financial Fitness Strategies CRD: 126018 | — | 0 | 0 | A | Unknown |
| Financial Focus CRD: 134904 | — | 0 | 0 | A | Unknown |
| Financial Focus CRD: 126225 | — | 0 | 0 | A | Unknown |
| Financial Focus Inc. CRD: 113225 | — | 0 | 0 | A | Unknown |
| Financial Focus LLC CRD: 282177 | — | 0 | 2 | A | Unknown |
| Financial Focus, Inc. CRD: 117327 | — | 0 | 0 | A | Unknown |
| Financial Foresight CRD: 138293 | — | 0 | 0 | A | Unknown |
| Financial Forum, Inc. CRD: 307740 | — | 0 | 1 | A | Unknown |
| Financial Foundations, Inc. CRD: 129212 | — | 0 | 1 | A | Unknown |
| Financial Fountains, LLC CRD: 144410 | — | 0 | 0 | A | Unknown |
| Financial Freedom CRD: 118772 | — | 0 | 4 | A | Unknown |
| Financial Freedom Advisors, LLC CRD: 170963 | — | 0 | 1 | A | Unknown |
| Financial Freedom for Dentists LLC CRD: 301981 | — | 0 | 1 | A | Unknown |
| Financial Freedom House CRD: 123430 | — | 0 | 2 | A | Unknown |
| Financial Freedom Management LLC CRD: 281293 | — | 0 | 1 | A | Unknown |
| Financial Freedom Planners CRD: 168395 | — | 0 | 1 | A | Unknown |
| Financial Futures CRD: 128900 | — | 0 | 3 | A | Unknown |
| Financial Grit L.L.C. CRD: 297019 | — | 0 | 0 | A | Unknown |