Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bear and Bull Investments CRD: 31188 | - | 0 | 0 | A | INACTIVE |
| Bear Creek Asset Management, LLC CRD: 137677 | - | 0 | 1 | - | Unknown |
| Bear Creek Fund Advisors LLC CRD: 329844 | - | 0 | 1 | - | Unknown |
| Bear Creek Securities LLC CRD: 139941 | CO | 0 | 2 | A | Active |
| Bear Hunter Structured Products LLC CRD: 111198 | - | 3 | 0 | C | INACTIVE |
| Bear Mountain Capital Inc. CRD: 151151 | - | 0 | 3 | - | Unknown |
| Bear Nolan LLC CRD: 327484 | - | 0 | 2 | - | Unknown |
| Bear Peak Financial, LLC CRD: 288876 | - | 0 | 2 | - | Unknown |
| Bear Stearns Asset Management Inc. CRD: 45756 | - | 0 | 0 | A | INACTIVE |
| Bear Stearns Asset Management Inc. CRD: 113359 | - | 0 | 1 | - | Unknown |
| Bear Stearns Global Asset Trading, Ltd CRD: 24176 | - | 0 | 0 | A | INACTIVE |
| Bear Stearns Specialist Inc. CRD: 20376 | - | 0 | 0 | A | INACTIVE |
| Bear Wagner Specialists LLC CRD: 32691 | - | 12 | 0 | D | INACTIVE |
| Bearbull Investments CRD: 342324 | - | 0 | 0 | - | Unknown |
| Beard Financial Planning LLC CRD: 341301 | - | 0 | 1 | - | Unknown |
| Beard Financial Services, Inc. CRD: 113913 | - | 1 | 0 | B | INACTIVE |
| Bearden Wealth Strategies Group CRD: 112195 | - | 0 | 0 | - | Unknown |
| Beare Brothers & Co. Inc. CRD: 596 | - | 0 | 0 | A | INACTIVE |
| Bearing Circle Advisors LLC CRD: 176514 | - | 0 | 0 | - | Unknown |
| Bearing Financial Advisors, LLC CRD: 305257 | - | 0 | 2 | - | Unknown |
| Bearing Point Capital CRD: 332023 | - | 0 | 6 | - | Unknown |
| Beartooth Capital, LLC CRD: 101200 | - | 1 | 0 | B | INACTIVE |
| Beartooth Trading, Inc. CRD: 42144 | - | 0 | 0 | A | INACTIVE |
| Beartown Capital Management, LLC CRD: 289341 | - | 0 | 1 | - | Unknown |
| Beasley & Company CRD: 123623 | - | 0 | 0 | - | Unknown |
| Beason & Nalley, LLC CRD: 121063 | - | 0 | 0 | A | INACTIVE |
| Beat Ventures CRD: 316271 | - | 0 | 1 | - | Unknown |
| Beaton Management Co Inc CRD: 104728 | - | 0 | 1 | - | Unknown |
| Beatrice Advisors LP CRD: 332668 | - | 0 | 2 | - | Unknown |
| Beatty, Richard Walden CRD: 166824 | - | 0 | 0 | - | Unknown |
| Beau Capital LLC CRD: 327739 | - | 0 | 1 | - | Unknown |
| Beau Morgan Advisors CRD: 336355 | - | 0 | 1 | - | Unknown |
| Beaudean & Associates CRD: 120612 | - | 0 | 0 | - | Unknown |
| Beaudreault,Candler & Co. CRD: 23695 | - | 0 | 0 | A | INACTIVE |
| Beaulieu & Associates, LLC CRD: 168829 | - | 0 | 1 | - | Unknown |
| Beaumont & Co., Incorporated CRD: 8130 | - | 0 | 0 | A | INACTIVE |
| Beaumont Asset Management, LLC CRD: 150407 | - | 0 | 4 | - | Unknown |
| Beaumont Financial Partners CRD: 322925 | - | 0 | 3 | - | Unknown |
| Beaumont Financial Partners LLC CRD: 108345 | - | 0 | 0 | - | Unknown |
| Beaumont Ventures CRD: 331524 | - | 0 | 0 | - | Unknown |
| Beauport Financial Services, LLC CRD: 129996 | - | 0 | 3 | - | Unknown |
| Beauwin, LLC CRD: 334373 | - | 0 | 1 | - | Unknown |
| BEB Credit Management, LLC CRD: 327471 | - | 0 | 1 | - | Unknown |
| Bebright CRD: 338188 | - | 0 | 1 | - | Unknown |
| BEC Marketing Corp. CRD: 13168 | - | 0 | 0 | A | INACTIVE |
| Bechtel Financing Services, LLC CRD: 11129 | - | 0 | 0 | A | INACTIVE |
| Beck Asset Management SA CRD: 162969 | - | 0 | 0 | - | Unknown |
| Beck Bode LLC CRD: 282611 | - | 0 | 6 | - | Unknown |
| Beck Capital Management LLC CRD: 152705 | - | 0 | 2 | - | Unknown |
| Beck Financial Strategies, Inc. CRD: 122640 | - | 0 | 0 | - | Unknown |