Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Financial Guidance Group, Inc. CRD: 108799 | — | 0 | 4 | A | Unknown |
| Financial Guidance Group, LLC CRD: 151772 | — | 0 | 2 | A | Unknown |
| Financial Insights CRD: 168470 | — | 0 | 0 | A | Unknown |
| Financial Investment Team ("FIT") CRD: 145724 | — | 0 | 2 | A | Unknown |
| Financial Junk, LLC CRD: 167502 | — | 0 | 1 | A | Unknown |
| Financial Justus CRD: 336690 | — | 0 | 1 | A | Unknown |
| Financial LAB CRD: 326483 | — | 0 | 1 | A | Unknown |
| Financial Life Focus, LLC CRD: 152904 | — | 0 | 0 | A | Unknown |
| Financial Lifemaps CRD: 144028 | — | 0 | 2 | A | Unknown |
| Financial Links, Inc. CRD: 41392 | — | 9 | 0 | D | INACTIVE |
| Financial Matters CRD: 113043 | — | 0 | 0 | A | Unknown |
| Financial ONE, Inc. CRD: 168061 | — | 0 | 1 | A | Unknown |
| Financial Pathways CRD: 134112 | — | 0 | 0 | A | Unknown |
| Financial Pathways CRD: 159202 | — | 0 | 0 | A | Unknown |
| Financial Pathways CRD: 133906 | — | 0 | 0 | A | Unknown |
| Financial Peak CRD: 318061 | — | 0 | 1 | A | Unknown |
| Financial Plan GUY CRD: 307870 | — | 0 | 0 | A | Unknown |
| Financial Plan, Inc. CRD: 116073 | — | 0 | 1 | A | Unknown |
| Financial Planning CRD: 112450 | — | 0 | 0 | A | Unknown |
| Financial Planning First, LLC CRD: 319273 | — | 0 | 2 | A | Unknown |
| Financial Planning for Real People PLLC CRD: 326918 | — | 0 | 1 | A | Unknown |
| Financial Planning Office of Stephen Overstreet, P… CRD: 141636 | — | 0 | 1 | A | Unknown |
| Financial Planning Partners CRD: 126483 | — | 0 | 2 | A | Unknown |
| Financial Planning Partners CRD: 131832 | — | 0 | 2 | A | Unknown |
| Financial Q Group LLC CRD: 327095 | — | 0 | 1 | A | Unknown |
| Financial Resources TAX & Financial CRD: 122593 | — | 0 | 0 | A | Unknown |
| Financial Rounds CRD: 110384 | — | 0 | 2 | A | Unknown |
| Financial Spyglass® CRD: 166378 | — | 0 | 1 | A | Unknown |
| Financial Staples CRD: 284652 | — | 0 | 1 | A | Unknown |
| Financial Strategies FP, LLC CRD: 129364 | — | 0 | 0 | A | INACTIVE |
| Financial Success CRD: 123893 | — | 0 | 0 | A | Unknown |
| Financial Tailor CRD: 164616 | — | 0 | 0 | A | Unknown |
| Financial Telesis CRD: 28734 | — | 0 | 0 | A | INACTIVE |
| Financial Trex, LLC CRD: 283951 | — | 0 | 1 | A | Unknown |
| Financial Vision LLC CRD: 123659 | — | 0 | 2 | A | Unknown |
| Financial West Group CRD: 16668 | — | 80 | 0 | F | INACTIVE |
| Financial ZEN CRD: 282230 | — | 0 | 1 | A | Unknown |
| Financialmd, LLC CRD: 306947 | — | 0 | 1 | A | Unknown |
| Financialogiq CRD: 291779 | — | 0 | 0 | A | Unknown |
| Financialosophy CRD: 304457 | — | 0 | 0 | A | Unknown |
| Financialx, Inc. CRD: 13833 | — | 6 | 0 | D | INACTIVE |
| Finanstar Group, LLC CRD: 46168 | — | 0 | 0 | A | INACTIVE |
| Finantia USA Inc. CRD: 39120 | FL | 1 | 2 | B | Active |
| Finarc Investments, Inc. CRD: 166571 | — | 0 | 1 | A | Unknown |
| Finbar Securities Corp. CRD: 21522 | — | 1 | 0 | B | INACTIVE |
| Fincap Fund I GP, LLC CRD: 326004 | — | 0 | 0 | A | Unknown |
| Finch Financial CRD: 192525 | — | 0 | 0 | A | Unknown |
| Finco Advisory LLC CRD: 312984 | — | 0 | 1 | A | Unknown |
| Fincop Financial Planning CRD: 330320 | — | 0 | 1 | A | Unknown |
| Fincrafters Advisory LLC CRD: 338552 | — | 0 | 1 | A | Unknown |