Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Beck Investment Management, LLC CRD: 143927 | - | 0 | 0 | - | Unknown |
| Beck, Mack & Oliver LLC CRD: 105466 | - | 0 | 2 | - | Unknown |
| Becker & Cownie, Inc. CRD: 1198 | - | 0 | 0 | A | INACTIVE |
| Becker & Suffern, Ltd. CRD: 39905 | - | 0 | 0 | A | INACTIVE |
| Becker Capital Management CRD: 114286 | - | 0 | 0 | - | Unknown |
| Becker Capital Management, Inc. CRD: 110489 | - | 0 | 11 | - | Unknown |
| Becker Financial Group CRD: 129220 | - | 0 | 0 | - | Unknown |
| Becker Financial Services CRD: 113783 | - | 0 | 1 | - | Unknown |
| Becker Paribas Incorporated CRD: 7635 | - | 0 | 0 | A | INACTIVE |
| Becker Wealth Management, LLC CRD: 286255 | - | 0 | 0 | - | Unknown |
| Becker, Burke Associates, Inc. CRD: 18322 | - | 0 | 0 | A | INACTIVE |
| Becker8 Management, LLC CRD: 322466 | - | 0 | 0 | - | Unknown |
| Beckerman and Company, Inc. CRD: 20147 | - | 0 | 0 | A | INACTIVE |
| Beckerman Wealth CRD: 142480 | - | 0 | 3 | - | Unknown |
| Beckett Clark Private Wealth, LLC CRD: 338806 | - | 0 | 2 | - | Unknown |
| Beckett Collective CRD: 307455 | - | 0 | 2 | - | Unknown |
| Beckett Industries 1 CRD: 335397 | - | 0 | 1 | - | Unknown |
| Becketts S.A.R.L. CRD: 335535 | - | 0 | 0 | - | Unknown |
| Beckham Financial, LLC CRD: 331633 | - | 0 | 1 | - | Unknown |
| Beckman & Co., Inc. CRD: 80 | - | 0 | 0 | A | INACTIVE |
| Beckwith Financial Advisors, Inc. CRD: 134703 | - | 0 | 0 | - | Unknown |
| Beckwith Investment Management CRD: 124230 | - | 0 | 0 | - | Unknown |
| Becky H Salsburg, CFP, EA LLC CRD: 170634 | - | 0 | 0 | - | Unknown |
| Becoming Financial Advisory Services, LLC CRD: 298645 | - | 0 | 0 | - | Unknown |
| Beddow Capital Management Inc CRD: 107491 | - | 0 | 0 | - | Unknown |
| Bedel Financial Consulting Inc CRD: 105653 | - | 0 | 2 | - | Unknown |
| Bedell Frazier Investment Counselling, LLC. CRD: 107326 | - | 0 | 0 | - | Unknown |
| Bedfield Asset Management, LLC CRD: 142603 | - | 0 | 1 | - | Unknown |
| Bedford Capital Corp. CRD: 14732 | - | 0 | 0 | A | INACTIVE |
| Bedford Capital Management L.L.C. CRD: 134870 | - | 0 | 0 | A | INACTIVE |
| Bedford Funding CRD: 157293 | - | 0 | 0 | - | Unknown |
| Bedford International Corporation CRD: 124641 | - | 0 | 0 | - | Unknown |
| Bedford Partners CRD: 6804 | - | 0 | 0 | A | INACTIVE |
| Bedford Ridge Capital CRD: 310102 | - | 0 | 1 | - | Unknown |
| Bedford Securities Co. CRD: 7290 | - | 0 | 0 | A | INACTIVE |
| Bedford Securities, Inc. CRD: 29398 | - | 2 | 0 | B | INACTIVE |
| Bedford Street Capital Management CRD: 166436 | - | 0 | 0 | - | Unknown |
| Bedics Financial Inc. CRD: 133647 | - | 0 | 0 | - | Unknown |
| Bedinghaus Financial Group, Inc CRD: 318378 | - | 0 | 1 | - | Unknown |
| Bedminster Capital Management LLC CRD: 161011 | - | 0 | 0 | - | Unknown |
| Bedminster Financial Group, Limited CRD: 39916 | - | 2 | 0 | B | INACTIVE |
| Bedrock Advisors CRD: 322284 | - | 0 | 0 | - | Unknown |
| Bedrock Financial CRD: 155604 | - | 0 | 0 | - | Unknown |
| Bedrock Financial Group CRD: 323501 | - | 0 | 0 | - | Unknown |
| Bedrock Fund Management, LLC CRD: 291984 | - | 0 | 1 | - | Unknown |
| Bedrock Investment Advisors CRD: 173131 | - | 0 | 2 | - | Unknown |
| Bedrock Investment Services, LLC CRD: 297148 | - | 0 | 0 | - | Unknown |
| Bedrock Securities, LLC CRD: 133253 | - | 1 | 0 | B | INACTIVE |
| Bedrock Trading Ltd CRD: 43886 | - | 3 | 0 | C | INACTIVE |
| Bedrock Value Advisors LLC CRD: 312739 | - | 0 | 0 | - | Unknown |