Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bedrock Wealth Management, LLC CRD: 153097 | - | 0 | 0 | - | Unknown |
| Bedrok Securities LLC CRD: 13134 | - | 3 | 0 | C | INACTIVE |
| Bedzyk Bros., Investment Group, Ltd. CRD: 15892 | - | 0 | 0 | A | INACTIVE |
| BEE Cave Investment Advisors CRD: 151245 | - | 0 | 1 | - | Unknown |
| BEE Financial Partners Wealth, LLC CRD: 332761 | - | 0 | 1 | - | Unknown |
| BEE Partners Management Company, LLC CRD: 161796 | - | 0 | 1 | - | Unknown |
| BEE Platform LP CRD: 325372 | - | 0 | 0 | - | Unknown |
| Beebe Trading, L.L.C. CRD: 45940 | - | 0 | 0 | A | INACTIVE |
| Beech Hill Securities, Inc. CRD: 24771 | NY | 6 | 4 | B | Active |
| Beech Tree PE LLP CRD: 311786 | - | 0 | 0 | - | Unknown |
| Beecher Financial Planning, LLC CRD: 132000 | - | 0 | 0 | - | Unknown |
| Beecher Investors, Inc. CRD: 162618 | - | 0 | 0 | - | Unknown |
| Beechmont Financial CRD: 327587 | - | 0 | 0 | - | Unknown |
| Beechnut Capital Management LLC CRD: 313158 | - | 0 | 1 | - | Unknown |
| Beechtree Capital Investment, Inc. CRD: 128718 | - | 0 | 0 | - | Unknown |
| Beechwood Capital Management, Inc. CRD: 120037 | - | 0 | 2 | - | Unknown |
| Beechwood Financial Services, LLC CRD: 135321 | - | 0 | 0 | - | Unknown |
| Beechwood Investment Management Inc. CRD: 129313 | - | 0 | 0 | - | Unknown |
| Beechwood Securities Corp. CRD: 17765 | - | 0 | 0 | A | INACTIVE |
| Beechwood Value Capital, LLC CRD: 327331 | - | 0 | 2 | - | Unknown |
| Beecroft, Cole & Company, Inc. CRD: 82 | - | 0 | 0 | A | INACTIVE |
| Beehive Trading, LLC CRD: 328623 | NY | 0 | 1 | A | Active |
| Beehouse, LLC CRD: 306095 | - | 0 | 0 | - | Unknown |
| Beehouse, LLC CRD: 328760 | - | 0 | 0 | - | Unknown |
| Beekman Equities Corporation CRD: 19254 | - | 0 | 0 | A | INACTIVE |
| Beekman Financial Planning LLC CRD: 166150 | - | 0 | 1 | - | Unknown |
| Beekman Investment Advisors CRD: 163519 | - | 0 | 1 | - | Unknown |
| Beekman Partners, Ltd. CRD: 22290 | - | 0 | 0 | A | INACTIVE |
| Beekman Research Incorporated CRD: 17446 | - | 0 | 0 | A | INACTIVE |
| Beekman Securities, Inc. CRD: 36193 | - | 1 | 0 | B | INACTIVE |
| Beekman Wealth Advisory, LLC CRD: 143892 | - | 0 | 0 | - | Unknown |
| Beeline Capital Advisors LLC CRD: 170358 | - | 0 | 0 | - | Unknown |
| Been Legacy Wealth Advisors, LLC CRD: 168343 | - | 0 | 0 | - | Unknown |
| Beene Financial Planning CRD: 281457 | - | 0 | 0 | - | Unknown |
| Beenext CRD: 305346 | - | 0 | 0 | - | Unknown |
| Beerbaum & Beerbaum, Financial and Insurance Servi… CRD: 17099 | - | 6 | 0 | D | INACTIVE |
| Beers Kight Financial Advisors, LLC CRD: 160286 | - | 0 | 2 | - | Unknown |
| Beese Fulmer Private Wealth Management CRD: 109882 | - | 0 | 1 | - | Unknown |
| Beeson and Company, LLC CRD: 111454 | - | 0 | 0 | - | Unknown |
| Beeson Gregory International, LLC CRD: 44886 | - | 0 | 0 | A | INACTIVE |
| Beespoke Capital CRD: 297508 | - | 0 | 0 | A | INACTIVE |
| Beetfinance LLC CRD: 288478 | - | 0 | 0 | - | Unknown |
| Beeyond Capital, LLC CRD: 330400 | - | 0 | 2 | - | Unknown |
| BEF Investments LLC CRD: 282180 | - | 0 | 0 | - | Unknown |
| Begley JR., William Michael CRD: 32613 | - | 3 | 0 | C | INACTIVE |
| Behage Financial CRD: 155519 | - | 0 | 2 | - | Unknown |
| Behavior Shift CRD: 332054 | - | 0 | 1 | - | Unknown |
| Behind Genius Management Company II, LLC CRD: 327507 | - | 0 | 1 | - | Unknown |
| Behind Genius Management, LLC CRD: 314921 | - | 0 | 1 | - | Unknown |
| Behl Wealth Management CRD: 300281 | - | 0 | 1 | - | Unknown |