Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Find Your FI CRD: 322147 | — | 0 | 1 | A | Unknown |
| Fine Capital Partners, L.P. CRD: 156889 | — | 0 | 1 | A | Unknown |
| Fine Equities, Inc. CRD: 38004 | — | 1 | 0 | B | INACTIVE |
| Fine Fossilized Swine LLC CRD: 325726 | — | 0 | 0 | A | Unknown |
| Fine Plan CRD: 116199 | — | 0 | 0 | A | Unknown |
| Finely Capital CRD: 315270 | — | 0 | 0 | A | Unknown |
| Finer & Finer, Cpa's CRD: 147747 | — | 0 | 3 | A | Unknown |
| Finesse Funds, LLC CRD: 132640 | — | 0 | 2 | A | Unknown |
| Finest Edge Financial LLC CRD: 330498 | — | 0 | 1 | A | Unknown |
| Finestone Partners CRD: 125608 | — | 0 | 0 | A | Unknown |
| Finex LLP CRD: 327468 | — | 0 | 0 | A | Unknown |
| Finiat, LLC CRD: 329094 | — | 0 | 2 | A | Unknown |
| Finish Line Trading Group, L.L.C. CRD: 46162 | — | 0 | 0 | A | INACTIVE |
| Finisterre Hedge Fund CRD: 328395 | — | 0 | 0 | A | Unknown |
| Finite Management, LLC CRD: 314875 | — | 0 | 1 | A | Unknown |
| Finivi Inc. CRD: 292329 | — | 0 | 1 | A | Unknown |
| Fink LLC CRD: 161276 | — | 0 | 0 | A | Unknown |
| Finlayson Financial Planning, Inc. CRD: 165631 | — | 0 | 2 | A | Unknown |
| Finley Financial, LLC CRD: 131442 | — | 0 | 2 | A | Unknown |
| Finn Financial Advisory Group, Inc. CRD: 157773 | — | 0 | 0 | A | Unknown |
| Finn Street Financial, LLC CRD: 285912 | — | 0 | 0 | A | Unknown |
| Finnestad Financial CRD: 141420 | — | 0 | 2 | A | Unknown |
| Finom CRD: 158714 | — | 0 | 0 | A | Unknown |
| Finom, LLC CRD: 307589 | — | 0 | 0 | A | Unknown |
| Finomic Investment Fund, Inc. CRD: 11155 | — | 0 | 0 | A | INACTIVE |
| Finotify CRD: 318151 | — | 0 | 1 | A | Unknown |
| Finpower CRD: 299546 | — | 0 | 1 | A | Unknown |
| Finpowered Female LLC CRD: 318108 | — | 0 | 1 | A | Unknown |
| Finq AI CRD: 326858 | — | 0 | 0 | A | Unknown |
| Finsec, LLC CRD: 128592 | — | 1 | 0 | B | INACTIVE |
| Finseco CRD: 6571 | — | 0 | 0 | A | INACTIVE |
| Finsie CRD: 313047 | — | 0 | 1 | A | Unknown |
| Finsym Partners, LLC CRD: 153712 | — | 0 | 2 | A | Unknown |
| Fintan Partners LLC CRD: 137897 | — | 0 | 0 | A | Unknown |
| Fintech Securities CRD: 132873 | — | 1 | 0 | B | INACTIVE |
| Fintegra, LLC CRD: 16741 | — | 5 | 0 | C | INACTIVE |
| Fintegrity CRD: 292421 | — | 0 | 2 | A | Unknown |
| Fintent CRD: 331452 | — | 0 | 1 | A | Unknown |
| Fintop Capital CRD: 290858 | — | 0 | 1 | A | Unknown |
| Finturo Inc. CRD: 334581 | — | 0 | 0 | A | Unknown |
| Finvest CRD: 329172 | — | 0 | 1 | A | Unknown |
| Finwell, Inc. CRD: 289916 | — | 0 | 0 | A | Unknown |
| Finwell, Inc. CRD: 310850 | — | 0 | 4 | A | Unknown |
| Finzio CRD: 313680 | — | 0 | 0 | A | Unknown |
| Fiori Financial Group CRD: 318641 | — | 0 | 2 | A | Unknown |
| FIR Tree Partners CRD: 156651 | — | 0 | 0 | A | Unknown |
| Fire Financial CRD: 317939 | — | 0 | 0 | A | Unknown |
| Firebird Management CRD: 136559 | — | 0 | 1 | A | Unknown |
| Firebolt Ventures CRD: 283580 | — | 0 | 0 | A | Unknown |
| Firefly Capital CRD: 317460 | — | 0 | 0 | A | Unknown |